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HomeMy WebLinkAbout146-SL Common Cause Pa.PHONE: 717-783-1610 TOLL FREE: 1-800-932-0936 STATE ETHICS COMMISSION FINANCE BUILDING 613 NORTH STREET, ROOM 309 HARRISBURG, PA 17120-0400 In Re: Common Cause Pa., File Docket: 19-009-L Respondent X-ref: Order No. 146-SL Date Decided: 1/23/20 Date Mailed: 2/6/20 Before: Nicholas A. Colafella, Chair Mark R. Corrigan, Vice Chair Roger Nick Melanie DePalma Michael A. Schwartz Shelley Y. Simms FACSIMILE: 717-78 7-08 0 6 WEBSITE: www.ethics.pa.gov This is a final adjudication of the State Ethics Commission as to the alleged delinquency and/or deficiency of expense report(s) required to be filed pursuant to Pennsylvania's lobbying disclosure law, 65 Pa.C.S. § 13A01 et seq., hereinafter referred to as the "Lobbying Disclosure Law." The Investigative Division initiated these proceedings by filing with the State Ethics Commission and serving upon Respondent Common Cause Pa. (hereinafter also referred to as "Respondent") a Notice of Alleged Noncompliance. The Respondent did not file an Answer, Appeal, or other Request for Hearing. The record is complete. The Findings in this Order are derived from the Notice of Alleged Noncompliance filed by the Investigative Division. Effective January 1, 2017, the Pennsylvania Department of State ("Department of State") increased the thresholds under 65 Pa.C.S. § 13A06 for registration under 65 Pa.C.S. § 13A04 and the threshold for reporting under 65 Pa.C.S. § 13A05(d) from $2,500.00 to $3,000.00. In 2018 the Lobbying Disclosure Law was amended by Act 2 of 2018, and as of April 16, 2018, the Department of State will not accept paper registrations or expense reports. 1. ALLEGED NONCOMPLIANCE: That Respondent, in its capacity as a principal registered with the Department of State pursuant to the Lobbying Disclosure Law (65 Pa.C.S. § 13A04), neggliggently failed to timely file a quarterly expense report pursuant to 65 Pa.C.S. § 13A05 for the second (2" d) quarter of 2019. 11. FINDINGS: Respondent is Common Cause Pa. ("Respondent") and is a registered principal as that term is defined by the Lobbying Disclosure Law, Act 134 of 2006, 65 Pa.C.S. § 13A01 et seq. a. Respondent initially registered as a principal with the Department of State on September 18, 2018, for the registration period January 1, 2017, through December 31, 2018. b. Respondent's registration statement indicates that lobbying commenced on Common Cause Pa., 19-009-L age September 18, 2018. 2. Respondent filed a principal registration statement with the Department of State for the registration period January 1, 2019, through December 31, 2020. a. By registering with the Department of State, Respondent consented to receive service of notices, other official mailings, or process at the address listed on the registration statement. b. Respondent was assigned the principal registration number "P57436." C. In filing its principal registration, Respondent identified its registered mailing address as: 800 N. 31d Street Unit 401 Harrisburg, PA 17102 3. The Lobbying Disclosure Law, specifically 65 Pa: C.S. § 13A04, states the following regarding the registration of an entity as a principal: § 13A04. Registration a. General rule. --Unless excluded under section 13A06 (relating to exemption from registration and reporting), a lobbyist, lobbying firm or a principal must register with the department electronically using the computerized filing system developed by the department that is consistent with the purposes of this chapter within ten days of acting in any capacity as a lobbyist, lobbying firm or principal. Registration shall be biennial and shall begin January 1, 2007. b. Principals and lobbying firms.-- 1. A principal or lobbying firm required to register under subsection (a) shall file a single registration statement setting forth the following information with the department: i. Name of the business. ii. Permanent address. iii. Daytime telephone number. iv. E-mail address of the authorized representative employee or agent, if available. V. Nature of business. vi. Name, req.istration number and acronym of any affated political action committees. vii. Name and permanent business address of each individual who will for economic consideration engage in lobbying on behalf of the principal or lobbying firm. viii. Registration number when available. Common Cause Pa., 19-009-L age ix. Name of the authorized representative, employee or agent. d. Amendments. — If there is a change of information required for the registration statement under subsection (b) 1) or (2) or (c), an amended registration sta ement shall be filed with the department electronically using the computerized filing system developed by the department that is consistent with the purpose of this chapter within 14 days after the change occurs. 2. When there is a change in information required for the registration statement under subsection (b)(3), an amended registration statement shall be filed with the department electronically using the computerized filing system developed by the department that is consistent with the purpose of this chapter within 14 days of the end of the year in which the change occurs. 65 Pa.C.S. § 13A04(a), (b)(1), (d). 4. In addition to the Lobbying Disclosure Law, the duly promulgated Regulations provide further information in relation to registration periods and reporting periods: § 51.3. Registration periods and reporting periods. a. Registration under section 13A04 of the act (relating to registration) shall be biennial. The first registration period which commenced January 1, 2007, continues through December 31, 2008. Subsequent registrations shall commence on January 1 of each odd numbered year. 51 Pa. Code § 51.3(a). 5. Section 13A05 of the Lobbying Disclosure Law sets forth, in part, the following requirements for the contents of quarterly reporting forms filed by principals: § 13A05. Reporting (a) General rule.-- A registered principal shall, subject to the penalties under 18 Pa.C.S. § 4904 (relating to unsworn falsification to authorities), file quarterly expense reports with the department electronically using the computerized filing system developed by the department that is consistent with the purpose of this chapter no later than 30 days after the last day of the quarter. (b) Content.-- Common Cause Pa., 19-009-L age (1) Each expense report must list the names and registration numbers when available of all lobbyists by whom lobbying is conducted on behalf of the principal and the general subject matter or issue being lobbied. (2) Each expense report shall include the total costs of all lobbying for the period. The total shall include all office expenses, personnel expenses, expenditures related to gifts, hospitality, transportation and lodging to State officials or employees, and any other lobbying costs. The total amount reported under this paragraph shall be allocated in its entirety among the following categories: The costs for gifts, hospitality, transportation and lodging given to or provided to State officials or employees or their immediate families. The costs for direct communication. The costs for indirect communication. (iv) Expenses required to be reported under this subsection shall be allocated to one of the three categories listed under this section and shall not be included in more than one category. 65 Pa.C.S. § 13A05(a), (b)(1)-(2). 6. In addition to the Lobbying Disclosure Law, the duly promulgated Regulations provide further instructions in relation to registration periods and reporting periods: § 51.3. Registration periods and reporting periods. (b) Reporting under section 13A05 of the act (relating to reporting shall be quarterly within each calendar year: for January through March; April through June; July through September; and October through December. Quarterly expense reports shall be filed on or before the 30th day after the quarterly reporting period ends. 51 Pa. Code § 51.3(b). 7. As a registered principal, Respondent is required to electronically file with the Department of State either a quarterly expense report or a statement of failure to meet the reporting threshold for each quarter it has been registered as a principal, by no later than the 30t' day after each qquarterly reporting period has ended. 65 Pa.C.S. § 13A05(a), (d); 51 Pa. Code § 55.1(d)]. 8. Section 13A05 of the Lobbying Disclosure Law additionally sets forth the threshold with regard to reporting expenditures: Common Cause Pa., 19-009-L age (d) Thresholds for reporting.-- An expense report required under this section shall be filed electronically using the computerized filing system developed by the department that is consistent with the purpose of this chapter when total expenses for lobbying exceed [$3,000] for a registered principal in a reporting period, n a reporting period n which total expenses are [$3,000] or less, a statement to that effect shall be filed electronically using the computerized filing system developed by the department that is consistent with the purpose of this chapter. 65 Pa.C.S. § 13A05(d). Section 13A03 of the Lobbying Disclosure Law defines the following terms: "Lobbying." An effort to influence legislative action or administrative action in this Commonwealth. The term includes: 1 direct or indirect communication; 2 office expenses; and 3 providing any gift, hospitality, transportation or lodging to a State official or employee for the purpose of advancing the interest of the lobbyist or principal. "Legislative action." An action taken by a State official or employee involving the preparation, research, drafting, introduction, consideration, modification, amendment, approval, passage, enactment, tabling, postponement, defeat or rejection of: 1 legislation; 2 legislative motions; J 3 a veto by the Governor; or 4 confirmation of appointments by the Governor or appointments to public boards or commissions by a member of the General Assembly. "Legislation." Bills, resolutions, amendments and nominations pending or proposed in either the Senate or the House of Representatives. The term includes any other matter which may become the subject of action by either chamber of the General Assembly. "Direct communication." An effort, whether written, oral or by any other medium, made by a lobbyist or principal, directed to a State official or employee, the purpose or foreseeable effect of which is to influence legislative action or administrative action. The term may include personnel expenses and office expenses. 65 Pa.C.S. § 13A03. 10. [As a registered principal, Respondent is required to electronically file with the Common Cause Pa., 19-009-L Page Department of State either a quarterly expense report or a statement of failure to meet the reporting threshold for each quarter it has been registered as a principal, by no later than the 30th day after each quarterly reporting period has ended. 65 Pa.C.S. § 13A05(a), (d); 51 Pa. Code § 55.1(d)]. a. Respondent filed a quarterly expense report for the first (15t) quarter of 2019 on May 8, 2019. b. Respondent did not file a second (2"d) quarter 2019 Expense Report by July 30, 2019. 11. The Regulations promulgated under the Lobbying Disclosure Law specifically provide the following in relation to a delinquent filing: § 51.4. Delinquency. (a) A registration statement or report required to be filed under section 13A04 or 13A05 of the act (relating to registration; and reporting) is delinquent if not received by the Department on the date due as follows: (1) Hard copy filings must be received by 5 p.m. in the office. For quarterly expense reports, from 5 p.m. until 12 a.m. midnight, a hard copy filing may be filed with the Department's designee. The filing location and the Department's designee will be on the Department's web site. Hard copy filings are no longer allowed pursuant to Act 2018-2 (H.B.1175), § 2, approved February 14, 2018, eff. April [1p5], 2018. (2) Electronic filings may be filed until 12 a.m. midnight. (b) A failure to timely file a registration statement, a quarterly expense report, a separate expense report, a notice of termination or an amendment to one of these filings constitutes a failure to register or report as required by the act; delinquency continues until the filing is received by the Department in proper form. 51 Pa. Code § 51.4(a)-(b). 12. [in relation] to the filing requirements of quarterly expense reports, the Regulations read, in part: § 55.1. Quarterly expense reports. (a) A quarterly expense report is required to be filed as set forth in this section when the total lobbying expenses of a registered principal, registered lobbying firm or registered lobbyist lobbyin on the principals behalf, together, exceed [$3,000? in a quarterly reporting Common Cause Pa., 19-009-L age 7 period. The threshold of [$3,000] includes any economic consideration paid by a principal to a lobbying firm or lobbyist for lobbying. Individuals exempt under section 13A06 of the act (relating to exemption from registration and reporting) need not register or report. (b) For a quarterly reporting period in which the total lobbying expenses of a registered principal, registered lobbying firm or registered lobbyist lobb ing on the principal's behalf, together, are [$3,000] or less, a statement to that effect shall be filed with the Department by checking the appropriate block on the quarterly expense report form. (d) The principal shall file a quarterly expense report or statement of failure to meet the reporting threshold on or before the 30th day after the quarterly reporting period ends. (g) A quarterly expense report of a principal required to be registered under the act must include at least the following information: (3) The total costs of all lobbying for the period. The total must include all office expenses, personnel expenses, expenditures related to gifts, hospitality, transportation and lodging to State officials or employees, and any other lobbying costs. (i) The total amount reported under this paragraph shall be allocated in its entirety among the following categories: (A) The costs for gifts, hospitality, transportation and lodging given to or provided to State officials or employees or their immediate families. (B) The costs for direct communication. (C) The costs for indirect communication. (ii) Registrants shall use a good faith effort to allocate expenses required to be reported under this subsection to one of the three categories listed herein. A given Common Cause Pa., 19-009-L age expense may not be included in more than one category.... 51 Pa. Code § 55.1(a), (b), (d), (g)(3)(i)-(ii). 13. By Warning Notice letter dated August 29, 2019, Respondent was served with notice in accordance with Section 13A09 of the Lobbying Disclosure Law and Section 63.4(1) of the Lobbying Disclosure Regulations of the specific allegations: that Respondent failed to file a quarterly expense report for the second (2nd) quarter of 2019 with the Department of State. a. Said Warning Notice was mailed to: Micah Sims Common Cause Pa. 800 N. 3rd St. Unit 401 Harrisburg, PA 17102 b. This is the same address as listed on Respondent's principal registration statement. Micah Sims is the authorized representative listed on Respondent's principal registration statement. C. By submitting the principal registration statement, Respondent consented to receipt of service of notices, other official mailings or process, at the address listed on the registration statement. (See, Paragraph 2(a) above). 14. Said Warning Notice letter set forth the nature of the alleged noncompliance and the administrative and criminal penalties for failing to file. 15. Said Warning Notice letter provided Respondent an opportunity to cure the alleged noncompliance and avoid the institution of these proceedings as to alleged noncompliance by filing a quarterly expense report for the time period covering the second (2nd) quarter of 2019 with the Department of State within thirty (30) days from the mailing date of the Warning Notice letter. a. Respondent received Warning Notice letters for the 3rd Quarter of 2018 and the 1 st Quarter of 2019. b. Unlike the 2nd Quarter of 2019, Respondent properly filed its expense reports following the receipt of those Warning Notice letters. 16. The Director of the Bureau of Campaign Finance and Civic Engagement for the Commonwealth of Pennsylvania -- Department of State conducted a search of the Department of State's records, and, as of October 15, 2019, no second (2nd) quarter 2019 expense report was found to have been filed with the Department of State for Common Cause Pa. 17. The Lobbying Disclosure Law provides for civil and criminal penalties for failing to comply with the registration statement filing and quarterly expense reporting requirements thereo� Specifically, the Lobbying Disclosure Law provides that: a. Negligent failure to register or re ortas required by this chapter is punishable by an administrative penalty not exceeding the following: Common Cause Pa., 19-009-L age �i) For the first ten late days, $50 for each late day. ii) For each late day after the first ten late days through the 2 01h late day, $100 for each late day. (iii) For each late day after the first 20 late days, $200 for each late day. 65 Pa.C.S. § 13A09(c)(1). b. The total amount of the administrative penalty that may be levied after hearing by a majority vote of all of the Commission Members shall not be limited by any other provision of law. 65 Pa.C.S. § 13A09(c)(2). C. Any person that fails to comply with the requirements of the Lobbying Disclosure Law, after notice of noncompliance and after a hearing if one is requested, may be prohibited from lobbying for economic consideration for up to five (5) years [in accordance with 65 Pa.C.S. § 13A09(e)(4)]. 65 Pa.C.S. §§ 13 09(d), (e)(4). d. A person that intentionally fails to register or report as reqquired by the law commits a misdemeanor of the second degree. 65 Pa.C.S. § 13A09(e)(1). e. A registrant who files a report under the law with knowledge that the report contains a false statement or is incomplete commits a misdemeanor ofthe second degree. 65 Pa.C.S. § 13A09(e)(2). f. Except as set forth in paragraph (d) or (e) above, a person that intentionally violates [the Lobbying Disclosure Law] commas a misdemeanor of the third degree. In addition to any other penalties imposed under [the Lobbying Disclosure Law], the court may impose a fine not to exceed $25,000 against a principal who is found guilty under [Section 13A09(e)(3) of the Lobbying Disclosure Law]. g. In addition to any criminal penalties imposed under [the Lobbying Disclosure Law], the Commission may prohibit a person from lobbying for economic consideration for to five years for conduct which constitutes upp an offense under [Section At 09(e) of the Lobbying Disclosure Law]. Criminal prosecution or conviction is not required for imposition of [such prohibition]. The Commission shall not impose [such prohibition] unless the person has been afforded the opportunity for a hearing, which shall be conducted by the Commission in accordance with sections 1107(14) and 1108(e) [of the Public Official and Employee Ethics Act, 65 Pa.C.S. §§ 1107(14) and 1108(e)]. 65 Pa.C.S. § 13A09(e)(4). 18. As of the date of the filing of the instant Notice of Alleged Noncompliance [October 18, 2019], Respondent's expense report was a total of 80 days delinquent. a. Respondent's second (2"d) quarter 2019 Expense Report was 80 days delinquent [as of October 18, 2019] (July 31, 2019 — October 18, 2019). The second quarter expense report period closed June 30, 2019. See, 65 Pa.C.S. § 13A03 Definitions -"Reporting period." 2. Expense reports were to be filed [by] July 30, 2019. See, 65 Pa.C.S. § 13A05(a). 3. The first day on which Respondent's second (2nd) quarter 2019 Common Cause Pa., 19-009-L age Expense Report was delinquent was July 31, 2019, 19. The thirty -day deadline set forth in the said Warning Notice letter to Respondent ex ired with Respondent failing to comply with the specific requirements of the Lobbying Disclosure Law. 20. The Commission may impose a maximum administrative penalty of $50.00 per day for the first ten late days, $100.00 for each late day after the first ten late days through the 20th late day, and $200.00 for each late day after the first 20 late days that Respondent's second (2"d) quarter 2019 Expense Report remained delinquent, calculated from July 31, 2019, the first day the quarterly expense report was delinquent, through the date Respondent filed the outstanding quarterly expense report with the Department of State. 51 Pa. Code § 63.6(2). 21. [In addition to its authority to impose an administrative penalty for negligent failure to register or report as required by the Lobbying Disclosure Law, 65 Pa.C.S. § 13A09(c), this Commission has authority to prohibit a respondent that has intentionally violated the Lobbying Disclosure Law from lobbying for economic consideration for up to five years, pursuant to 65 Pa.C.S. § 13A09(e)(4). a. The procedures for imposing a prohibition against lobbying for economic consideration are set forth at 51 Pa. Code Chapter 65. b. The instant proceeding is limited to an alleged negligent failure to timely file a quarterly expense report for the second quarter of 2019.] 22. There are no mitigating circumstances concerning Respondent's failure to timely file [a quarterly expense report or statement of failure to meet the reporting threshold for the second quarter of 2019.] Ill. DISCUSSION; In the instant matter, the alleged noncompliance is that Respondent, as a principal registered with the Pennsylvania Department of State ("Department of State") pursuant to the Lobbying Disclosure Law, negligently failed to timely file a quarterly expense report pursuant to 65 Pa.C.S. § 13A05 for the second quarter of 2019. The relevant provisions of the Lobbying Disclosure Law are set forth in the Fact Findings above. Certain relevant provisions of the Lobbying Disclosure Regulations, 51 Pa. Code § 51.1 et sec.., are also set forth in the Fact Findings. We shall now summarize the relevant facts. Respondent initially registered as a principal with the Department of State on September 18, 2018, for the registration period January 1, 2017, through December 31, 2018. Respondent's registration statement indicated that lobbying commenced on September 18, 2018. Per the Department of State's web site, on February 24, 2019, Respondent registered as a principal with the Department of State for the registration period January 1, 019, through December 31, 2020. Respondent was assigned the principal registration number "P57436." Pursuant to Section 13A05 of the Lobbying Disclosure Law, 65 Pa.C.S. § 13A05, and Section 51.3 of the Lobbying Disclosure Regulations, 51 Pa. Code § 51.3, expense reports are filed on a quarterly basis. When a registered principal's total expenses for lobbying exceed $3,000 for a reporting period/quarter, the principal is required to file a Common Cause Pa., 19-009-L age quarterly expense report with the Department of State by no later than 30 days after the last day of such quarter. For a reporting period in which total expenses are $3,000 or less, a statement to that effect must be filed with the Department of State byy the principal byy checking the appropriate block on the quarterly expense report form. 51 Pa. Code § 55.1(b). Thus, a registered principal must file either a quarterly expense report or a statement of failure to meet the reporting threshold by no later than the 30th day after each quarterly reporting period ends. 51 Pa. Code § 55.1(d). Having registered on February 24, 2019, for the registration period January 1, 2019, through December 31, 2020, Respondent was required to file either a quarterly expense report or a statement of failure to meet the reporting threshold for the second quarter of 2019. Respondent failed to timely file either. Failure to timely meet the aforesaid filing requirement constitutes a failure to report as required by the Lobbying Disclosure Law, and the delinquency continues until the filing is received by the Department of State in proper form. 51 Pa. Code § 51.4(b). By Warning Notice letter dated August 29, 2019, Respondent was served with notice of the alleged noncompliance in accordance with Section 63.4(1) of the Lobbying Disclosure Regulations, 51 Pa. Code § 63.4(1). The Warning Notice letter provided Respondent an opportunity to cure the alleged noncompliance and avoid the institution of these proceedings by filing a quarterly expense report for the second quarter of 2019 with the Department of State within thirty (30) days of the mailing date of the Warning Notice letter. As of October 15, 2019, no second quarter 2019 expense report was found to have been filed with the Department of State for Common Cause Pa. Per the Department of State's website, Respondent's second quarter 2019 expense report/statement of failure to meet the reporting threshold was submitted November 20, 2019. An application of Section 13A09(a), (c) of the Lobbying Disclosure Law to this case establishes that this Commission has the discretion to impose a maximum administrative penalty against Respondent for the aforesaid delinquency. The prerequisite service of a warning notice in accordance with Section 63.4(1) of the Lobbying Disclosure Regulations, 51 Pa. Code & 63.4(1), was satisfied. Respondent did not cure its noncompliance with the Lobbying Disclosure Law within the 30-day cure period. The Investigative Division then instituted formal proceedings against the Respondent by filing with the State Ethics Commission and serving upon Respondent a Notice of Alleged Noncompliance. Respondent did not file an Answer, Appeal, or other Request for Hearing as to the Notice of Alleged Noncompliance. We hold that Common Cause Pa., in its capacity as a principal registered with the Martment of State under principal registration number ' P57436," violated Section 05 of the Lobbying Disclosure Law, 65 Pa.C.S. § 13A05, when it failed to timely file with the Department of State either a quarterly expense report or a statement of failure to meet the reporting threshold for the second quarter of 2019. We determine that the violation of the Lobbying Disclosure Law outlined above was negligent in nature, and there is no basis in the record for imposing less than a maximum administrative penalty against Respondent. See, 51 Pa. Code § 63.6(3). Common Cause Pa., 19-009-L age The Regulations promulgated under the Lobbying Disclosure Law specifically provide the following in relation to the calculation of an administrative penalty for a late or deficient filing: § 63.6. Administrative penalties for late or deficient filings. (2) An administrative penalty will be calculated from the first day the registration statement or report is delinquent or deficient, through the date a complete and accurate registration statement or report is filed or the Commission decides the matter. whichever occurs first. 51 Pa. Code § 63.6(2). For the second quarter of 2019, the reporting deadline was July 30, 2019. See, 65 Pa.C.S. § 13A05(a). The first day on which Respondent's second quarter 2019 expense report or statement of failure to meet the reporting threshold was delinquent was July 31, 2019. Per the Department of State's website, Respondent's second quarter 2019 expense report/statement of failure to meet the reporting threshold was submitted on November 20, 2019. Excluding the filing date (November 20, 2019) from the calculation, Respondent's quarterly expense report/statement of failure to meet the reporting threshold for the second quarter of 2019 was delinquent for a total of 112 days. Negligent failure to register or report as required by the Lobbying Disclosure Law is punishable by an administrative penalty as follows: (1) for the first ten late days, $50.00 for each late day; (2) for each late day after the first ten late days through the 20th late day, $100 for each late day, and (3) for each late day after the first 20 late days, $200 for each late day. 65 Pa.C.S. § 13A09(c)(1). Pursuant to Section 13A09(c) of the Lobbying Disclosure Law, 65 Pa.C.S. § 13A09(c), this Commission hereby levies one administrative penalty against Respondent Common Cause Pa. in the total amount of $19,900.00, calculated as follows: $50 per day for the first ten days its second quarter 2019 expense report or statement of failure to meet the reporting threshold was delinquent, plus $100.00 gr day for the next ten days its second quarter 2019 expense report or statement of failure to meet the reporting threshold was delinquent, plus $200 per day for the remaining 92 days its second quarter 2019 expense report or statement of failure to meet the reportingg threshold was delinquent (10 days x $50.00 + 10 days x $100.00 + 92 x $200.00 = $19,900.00). Respondent Common Cause Pa. is ordered to pay the aforesaid administrative penalty in the total amount of $19,900.00 by way of certified check or money order in the amount of $19,900.00 payable to the Commonwealth of Pennsylvania and forwarded to this Commission by no later than the thirtieth (30th) day after the mailing date of this adjudication and Order. Noncompliance will result in the Commission initiating appropriate enforcement action(s). IV. CONCLUSIONS OF LAW: 1. As a principal registered with the Pennsylvania Department of State ("Department of State") under principal registration number "P57436," Common Cause Pa. has been subject to the reporting requirements of Section 13A05 of Pennsylvania's lobbying disclosure law ("Lobbying Disclosure Law"), 65 Pa.C.S. § 13A05. 2. Common Cause Pa., in its capacity as a principal registered with the Department Common Cause Pa., 19-009-L age of State under principal registration number "P57436," violated Section 13A05 of the Lobbying Disclosure Law, 65 Pa.C.S. § 13A05, when it failed to timely file with the Department of State either a quarterly expense report or a statement of failure to meet the reporting threshold for the second quarter of 2019. 3. The violation of the Lobbying Disclosure Law outlined in paragraph 2 immediately above is deemed to be negligent in nature. 4. The prerequisite service of a warning notice in accordance with Section 63.4(1) of the Lobbying Disclosure Regulations, 51 Pa. Code § 63.4(1), was satisfied. 5. Based upon the totality of the circumstances in this case, the imposition of an administrative penalty in the total amount of $19,900.00 is warranted (10 days x $50.00+ 10 days x $100.00 + 92 x $200.00 = $19,900.00). In Re: Common Cause Pa., File Docket: 19-009-L Respondent Date Decided: 1 /23/20 Date Mailed: 216I20 ORDER NO, 146-SL 1. Common Cause Pa., in its capacity as a principal registered with the Pennsylvania Department of State ("Department of State") under principal registration number "P57436," violated Section 13A05 of Pennsylvania's lobbying disclosure law ("Lobbying Disclosure Law"), 65 Pa.C.S. § 13AC 5, when it failed to timely file with the Department of State either a quarterly expense report or a statement of failure to meet the reporting threshold for the second quarter of 2019. 2. The violation of the Lobbying Disclosure Law outlined in paragraph 1 immediately above is deemed to be negligent in nature. 3. Pursuant to Section 13A09(c) of the Lobbying Disclosure Law, 65 Pa.C.S. § 13A09(c), this Commission hereby levies one administrative penalty against Common Cause Pa. in the total amount of $19,900.00, calculated as follows: $50 per day for the first ten days its second quarter 2019 expense report or statement of failure to meet the reporting threshold was delinquent, plus $100.00 per day for the next ten days its second quarter 2019 expense report or statement of failure to meet the reporting threshold was delinquent, plus $200 per day for the remaining 92 days its second quarter 2019 expense report or statement of failure to meet the reporting threshold was delinquent (10 days x $50.00 + 10 days x $100,00 + 92 x $200.00 = $19,900.00). 4. Common Cause Pa. is ordered to pay the aforesaid administrative penalty in the total amount of $19,900.00 by way of certified check or money order to the amount of $19,900.00 payable to the Commonwealth of Pennsylvania and forwarded to the Pennsylvania State Ethics Commission by no later than the thirtieth (30th) day after the mailing date of this Order. Noncompliance with Paragraph 4 of this Order will result in the Commission initiating appropriate enforcement action(s). BY THE COMMISSION, is o as o a e a, air