HomeMy WebLinkAbout1340 GoldingerIn Re: Dan E. Goldinger, Sr.
File Docket:
X -ref:
Date Decided:
Date Mailed:
Before: Louis W. Fryman, Chair
John J. Bolger, Vice Chair
Donald M. McCurdy
Paul M. Henry
Raquel K. Bergen
03 -010
Order No. 1340
9/20/04
10/01/04
This is a final adjudication of the State Ethics Commission.
Procedurally, the Investigative Division of the State Ethics Commission conducted
an investigation regarding a possible violation of the Public Official and Employee Ethics
Act, Act 9 of 1989, P.L. 26, 65 P.S. § 401 et seq., as codified by Act 93 of 1998, Chapter
11, 65 Pa.C.S. § 1101 et seq., by the above -named Respondent. At the commencement of
its investigation, the Investigative Division served upon Respondent written notice of the
specific allegation(s). Upon completion of its investigation, the Investigative Division
issued and served upon Respondent a Findings Report identified as an "Investigative
Complaint." An Answer was filed and a hearing was waived. The record is complete. A
Consent Agreement and Stipulation of Findings were submitted by the parties to the
Commission for consideration. The Stipulation of Findings is quoted as the Findings in
this Order. The Consent Agreement was subsequently approved.
Effective December 15, 1998, Act 9 of 1989 was repealed and replaced by Chapter
11 of Act 93 of 1998, 65 Pa.C.S. § 1101 et seq., which essentially repeats Act 9 of 1989
and provides for the completion of pending matters under Act 93 of 1998.
This adjudication of the State Ethics Commission is issued under Act 93 of 1998
and will be made available as a public document thirty days after the mailing date noted
above. However, reconsideration may be requested. Any reconsideration request must be
received at this Commission within thirty days of the mailing date and must include a
detailed explanation of the reasons as to why reconsideration should be granted in
conformity with 51 Pa. Code § 21.29(b). A request for reconsideration will not affect the
finality of this adjudication but will defer its public release pending action on the request by
the Commission.
The files in this case will remain confidential in accordance with Chapter 11 of Act
93 of 1998. Any person who violates confidentiality of the Ethics Act is guilty of a
misdemeanor subject to a fine of not more than $1,000 or imprisonment for not more than
one year. Confidentiality does not preclude discussing this case with an attorney at law.
Goldinger, 03 -010
Page 2
I. ALLEGATION:
That Dan Goldinger, a (public official /public employee) in his capacity as a
supervisor of East Franklin Township, Armstrong County, violated Sections 1103(a) and
1105(b)(3)(4)(5) provisions of the Public Official and Employee Ethics Law (Act 93 of 1998)
65 Pa.C.S. § §1103(a) and 1105(b)(3)(4)(5) when he used the authority of his office for the
private pecuniary gain of himself, members of his immediate family and /or businesses with
which members of his immediate family are associated, including but not limited to
participating in discussions and actions of the board of supervisors resulting in the hiring of
the law firm that employs his wife; participating in discussions and actions of the board of
supervisors to award contracts to companies that employ his son; use of township cellular
telephones to place personal telephone calls; claiming both roadmaster pay and
supervisor meeting pay for attending meetings of the board of supervisors during his
regular working hours as township roadmaster; use of township equipment for the benefit
of himself or a member of his immediate family; failing to disclose on Statements of
Financial Interests filed for 1998, 1999 and 2001 any sources of income in excess of
$1,300.00; and when he failed to disclose real estate interests and creditors on Statements
of Financial Interests filed for the 2002 calendar year.
II. FINDINGS:
1. Dan E. Goldinger, Sr. has served as a Supervisor for East Franklin Township,
Armstrong County since January 1996.
a. Goldinger has served as the appointed roadmaster for the township since at
least February 1996.
1. Goldinger has annually been reappointed roadmaster by the board of
supervisors.
2. Goldinger was employed by the township as full -time roadmaster until January 4,
2003, working forty (40) hours per week.
a. From January 6, 2003 through May 11, 2003, Goldinger was furloughed from
the roadmaster position.
b. From May 12, 2003, through December 31, 2003, Goldinger worked on a
part -time basis averaging twenty (20) hours per week.
c. Since 1996 Goldinger has supervised the road department.
3. The township board of auditors has annually set the roadmaster's rate of
compensation as follows since 1998:
a. 1998: $13.25/Hr.
b. 1999: $14.25/Hr.
c. 2000: $15.00 /Hr.
d. 2001: $15.00 /Hr.
e. 2002: $15.45/Hr.
f. The auditors also set other compensation for the roadmaster including,
holidays, leave, overtime, mileage reimbursement, and health and life
insurance.
Goldinger, 03 -010
Page 3
The following findings relate to Goldinger's participation in discussions and actions
of the board of supervisors resulting in the hiring of the law firm that employed his
wife.
4. Beginning in 1998, the supervisors have annually appointed Jack Steiner of the firm
of Steiner and Steiner, Kittanning, PA as the township solicitor.
a. Jack Steiner typically handles East Franklin Township issues for the firm.
5. Steiner's firm replaced David Suckling, the township solicitor for many years, who
was retiring.
6. The board of supervisors initially appointed Steiner as the solicitor during the
reorganization meeting on January 5, 1998.
a. Goldinger made the motion and voted in favor of appointing Steiner.
b. This vote passed unanimously with a 3 -0 vote.
7 Peg Goldinger is the wife of Dan Goldinger.
8. Peg Goldinger, has been employed as a secretary at Steiner and Steiner since
January 1992.
a. Peg Goldinger primarily provides clerical support for Attorney Cindy Calarie,
an associate in the firm.
b. At times, Peg Goldinger does answer the phone or run errands directly for
Jack Steiner.
c. Peg Goldinger does not perform any duties associated with East Franklin
Township.
9. On January 19, 1998, Steiner met with the board of supervisors (Goldinger, Dean
Hepler, and James Stuchell) to discuss the terms of his representation.
a. During this meeting, Peg Goldinger's employment at the firm was discussed.
b. The supervisors agreed with Steiner that Peg Goldinger's employment would
not cause a conflict of interest.
10. On January 26, 1998, Hepler, as chairman of the board of supervisors, signed a
retainer letter from Steiner agreeing to the terms of Steiner's representation.
a. Attached to the retainer letter was an addendum addressing, in part, Peg
Goldinger's employment at the firm.
11. The portion of the addendum relating to Peg Goldinger provided as follows:
"I want to confirm that we have discussed the fact that the wife of Supervisor Dan
Goldinger is employed by this firm. You have agreed that this is not a conflict. I
have also informed you the Mrs. Goldinger, as a member of our support staff is
principally responsible for assisting Ms. Calarie."
12. Goldinger has participated in board actions appointing Steiner and Steiner as the
solicitor at reorganization meetings of East Franklin Township in each of the years
Goldinger, 03 -010
Page 4
subsequent to 1998 through 2003, relying on Steiner's representations.
13. Steiner invoiced the township and was paid $44,258.83 for his services from 1998
through 2003.
14. The supervisors vote to approve the payment of monthly bills at their regular
monthly meetings in a group consensus fashion.
a. Approval of bills, including payroll, is typically done after the fact, as the
secretary /treasurer has the authority to pay the bills as they are received at
the township office.
b. Individual votes are not typically noted in the meeting minutes.
15. Signature authority on township financial accounts lies with the secretary /treasurer
and all three supervisors.
a. Township checks require three signatures: the secretary /treasurer and two
supervisors.
16. Goldinger participated in votes approving payments and signing township checks to
Steiner and Steiner from 1998 through 2003. These votes were unanimous.
The following findings relate to Goldinger's participation in discussions and actions
of the board of supervisors to award contracts to companies that employed his son.
17. East Franklin Township annually publicly bids and contracts with companies to
provide road oil and paving services for the township.
18. Goldinger, as roadmaster, is primarily responsible for determining the scope of road
oil and paving contracts. 53 P.S. 67302.
a. This includes the amount of road oil needed, roads to be paved, and the
type of paving used.
19. Goldinger's son, Danny E. Goldinger, Jr., has been employed as a laborer by road
paving and supply companies since 1997 who have had contracts with East
Franklin Township as follows:
a. April 11, 1997 - February 8, 2000: Winters and Fleming, Inc.
b. April 24, 2000 - Present: Russell Standard, Inc.
20. Goldinger's son was hired by Winters and Fleming following a spring 1997 site visit
at East Franklin Township by Rodger Fleming, President of Winters and Fleming.
a. Fleming met with Goldinger for a pre -bid site visit and Goldinger mentioned
that his son was looking for a job.
b. A short time after that conversation Dan Goldinger, Jr., visited Fleming at his
office and asked if he could fill out an application for employment.
c. Fleming was in need of a laborer at that time and decided to hire Dan
Goldinger, Jr.
d. Goldinger, Jr., remained employed by Winters and Fleming until April 2000
when he obtained employment with Russell Standard.
Goldinger, 03 -010
Page 5
21. Since 1998 both Winters and Fleming, Inc., and Russell Standard, Inc., have been
awarded road maintenance contracts by East Franklin Township.
22. Goldinger has participated in various board of supervisor actions resulting in and
relating to contracts with Winters and Fleming and Russell Standard, companies
that employ(ed) his son, from 1998 through 2003.
a.
b.
Goldinger has participated in drafting bid specifications as required by 53
P.S. 67302.
All of these votes were unanimously approved.
23. Dan Goldinger, Jr., worked as a laborer of Winters and Fleming on paving projects
awarded by East Franklin Township.
24. Dan Goldinger, Jr. was a salaried employee of Winters and Fleming from 1998
through 1999.
25. Winters and Fleming were also awarded bids for road projects by East Franklin
Township in calendar year 2000 after Goldinger's son was no longer employed.
26. Since April 2000 while his son has been employed by Russell Standard, Goldinger
participated in actions of the board of supervisors to award contracts to Russell
Standard. These were unanimous votes.
27. Dan Goldinger, Jr., worked as a Russell Standard laborer on paving projects in East
Franklin Township.
28. Dan Goldinger, Jr. was a salaried employee of Russell Standard from 2001 through
2003.
The following findings relate to Goldinger's use of township cellular telephones to
place personal telephone calls.
29. Between1998 and 2003, the township obtained cellular telephone service from
Cellular One.
a. The township discontinued its cell phone service in early 2004.
30. The township had three cell phones with Cellular One numbers assigned to them.
a. One cellular telephone number was assigned to Goldinger in his capacity as
roadmaster.
b. The other two phones /numbers were assigned to the township police
department.
31. The township does not permit personal use of township equipment, materials,
supplies, etc. for personal use.
a. The township does not have a formal written policy forbidding the use of
township equipment for personal use.
32. On several occasions from 1998 through 2003, Goldinger used the township phone
assigned to him for use in his capacity as roadmaster to make calls of a personal
nature.
Goldinger, 03 -010
Page 6
a. Goldinger placed these calls while on personal out -of -state trips.
33. Goldinger made ten personal calls utilizing the township cell phone from 1998
through May 2002.
34. Seven of the ten personal calls were made to Goldinger's home telephone number
to see if he was needed by the township.
35. The total value of the personal telephone calls made by Goldinger was $54.62.
The following findings relate to Goldinger claiming both roadmaster and
supervisor's meeting pay for attending meetings of the board of supervisors during
his regular working hours.
36. East Franklin Township has conducted board of supervisors meetings during
morning and afternoon hours.
a. These meetings include regularly scheduled board of supervisor meetings,
special meetings, public hearings, work sessions, and executive sessions.
b. Goldinger, in his capacity as a supervisor, typically attends these meetings.
37. These meetings have occasionally coincided with Goldinger's work hours (7 am to
3 pm) as a township roadmaster.
a. Meetings would generally be at least one -half (1/2) hour in length but could
be as long as two hours.
38. Goldinger, in his capacity as township roadmaster, generally works a shift of 7:00
a.m. to 3:00 p.m., Monday through Friday.
a. Goldinger's duties consist mainly of supervising the road crew.
b. Goldinger will work with the road crew maintaining township roads.
39. A review of township meeting minutes and time sheets confirms that Goldinger
attended daytime meetings of the board of supervisors from 1998 through 2003
during his regular hours as township roadmaster.
40. Employees in the road department, including Goldinger, submit their hours for the
week on time records to the township secretary for preparation of the payroll.
a. From at least January 1998 through approximately December 16, 2002,
payroll information was submitted to the secretary on Weekly Time Tickets.
1. The time tickets contained information including the week; day; hours
for day; and total hours for week.
b. From approximately December 16, 2002 through the present, the township
has utilized a time clock that is used by the secretary to determine payroll.
1. The time cards only reflect the date; start and end times for each day;
and total hours claimed for the week.
41. Goldinger was compensated as a roadmaster for attending meetings of the board of
supervisors from 1998 through 2003 on the following dates:
Meeting Date
Meeting Type
Meeting Length
04/13/98
Regular
.50
09/07/99*
Regular
.50
02/01/00
Regular
.25
05/04/00
Regular
.25
11/14/00
Regular
.50
11/17/00
Regular
.50
01/03/01
Exec. Session
.75
01/08/01
Exec. Session
.50
02/02/01
Exec. Session
2.0
02/26/01
Exec. Session
2.0
03/09/01
Public Hearing
.50
03/21/01
Regular
.25
08/09/01
Regular
.30
08/14/01
Regular
.25
09/05/01
Regular
.50
01/10/02
Work Session
1.0
02/14/02
Work Session
1.0
03/14/02
Regular
2.0
04/11/02
Regular
.25
04/18/02
Regular
.25
05/09/02
Work Session
1.0
06/18/02
Work Session
1.0
07/11/02
Work Session
1.0
09/12/02
Work Session
1.0
09/30/02
Regular
.50
11/14/02
Regular
1.75
Goldinger, 03 -010
Page 7
42. Goldinger was compensated as roadmaster for attending meetings of the board of
supervisors as follows:
Year Rate of Pay Hours Compensation
1998 $13.25 /hour .50 $ 6.63
1999 $14.25 /hour .50 $ 7.13
2000 $15.08 /hour 1.50 $ 22.50
2001 $15.00 /hour 7.05 $ 105.75
2002 $15.45 /hour 10.00 $ 154.50
Total $ 296.51
The following findings relate to Goldinger's use of township equipment for his
personal use.
43. The township does not permit personal use of township equipment, supplies,
materials, etc. by township officials or personnel.
a. This policy is not written.
44. Goldinger's son, Daniel Goldinger, Jr., resides in East Franklin Township on
Walkchalk Road.
45. In or around the fall of 2000, Goldinger used a township loader on property owned
by his mother, located on Walkchalk Road.
a. Goldinger used the loader for at least one and a half hours to move a tree
that had fallen on the property due to a storm.
Goldinger, 03 -010
Page 8
b. The tree was not blocking a road and was not a public safety issue.
c. Goldinger drove the loader from the township maintenance building to
remove a tree blocking a public road. On his way back, while driving past
his mother's property, he moved the tree and then returned to the
maintenance building after its use.
1. The round trip distance was approximately two miles.
46. From approximately April 1996 until April 2001, the township owned a 1996 Case
J.I. Model 621BXT rubber -tired loader.
a. The township obtained the loader from Shaull Equipment, Lemoyne, PA, on a
lease -to -own program.
47. Shaull Equipment leases heavy equipment to private individuals on a weekly and
monthly basis.
a. Shaull Equipment's weekly rental of a Case J.I. Model 621 was $1,000.00
per week in 2000.
b. This rental rate was effective from November 1999 through November 2001.
48. The value attributed to the use of the loader by Goldinger equaled $142.86.
a. Gain based on one -day rental of loader from Shaull Equipment.
($1000.00 divided by 7 days= $142.86 per day)
b. Goldinger's use of township equipment eliminated the need for him or his
son to rent equipment at their own expense.
The following findings relate to Goldinger's failure to disclose information on his
SFIs for calendar years 1998, 1999, 2001, and 2002.
49. Goldinger, in his capacity as a supervisor and roadmaster for East Franklin
Township, has annually filed Statements of Financial Interests (SFI) by May 1 of
each year for the proceeding calendar year.
50. Goldinger filed SFIs with the township as follows for calendar years 1998 through
2002:
Calendar Year Date Filed
1998 02/15/99 on SEC Form 1/99
1999 01/31/00 on SEC Form 1/00
2000 03/02/01 on SEC Form 1/01
2001 01/11/02 on SEC Form 01/02
2002 02/21/03 on SEC Form 01/03
51. Goldinger failed to disclose any direct or indirect sources of income for calendar
year 1998.
a. Goldinger failed to disclose income as roadmaster from East Franklin
Township for calendar year 1998.
52. Goldinger failed to disclose all direct or indirect sources of income for calendar year
1999.
Goldinger, 03 -010
Page 9
a. Goldinger failed to disclose income as roadmaster from East Franklin
Township for calendar year 1999.
53. Goldinger failed to complete block 06 (Occupation) and disclose all direct or indirect
sources of income for calendar year 2001.
a. Goldinger failed to disclose income as roadmaster from East Franklin
Township for calendar year 2001.
54. Goldinger failed to complete blocks 08(Real Estate Interests) and 09(Creditors) on
his SFI for calendar year 2002.
55. W -2 Wage and Tax Statements on file at the township verify that Goldinger
received more than $1,300 annually as roadmaster from East Franklin Township in
calendar years 1998, 1999, 2001, and 2002, years in which he failed to complete or
disclose information SFIs.
III. DISCUSSION:
At all times relevant to this matter, the Respondent, Dan E. Goldinger, Sr.
hereinafter Goldinger, has been a public official subject to the provisions of the Public
Official and Employee Ethics Law, Act 9 of 1989, Pamphlet Law 26, 65 P.S. § 401, et seq.,
as codified by the Public Official and Employee Ethics Act, Act 93 of 1998, Chapter 11, 65
Pa.C.S. § 1101 et seq., which Acts are referred to herein as the "Ethics Act."
The allegations are that Goldinger, as an East Franklin Township Supervisor,
Armstrong County, violated Sections 1103(a) and 1105(b)(3)(4)(5) of the Ethics Act when
he participated in board actions resulting in the hiring of the law firm that employs his wife,
and awarding of township contracts to companies that employed his son; used the
township cellular telephone for personal use; claimed both roadmaster pay and supervisor
meeting pay for attending board meetings during his regular working hours as township
roadmaster; used township equipment for the benefit of his mother; failed to disclose on
Statements of Financial Interests (SFI's) filed for 1998, 1999 and 2001 any sources of
income in excess of $1,300.00; and failed to disclose real estate interests and creditors on
SFI's filed for the 2002 calendar year.
Pursuant to Section 1103(a) of the Ethics Act, a public official /public employee is
prohibited from engaging in conduct that constitutes a conflict of interest.
The term "conflict of interest" is defined under Act 93 of 1998 as follows:
Section 1102. Definitions
"Conflict" or "conflict of interest." Use by a public
official or public employee of the authority of his office or
employment or any confidential information received through
his holding public office or employment for the private
pecuniary benefit of himself, a member of his immediate family
or a business with which he or a member of his immediate
family is associated. "Conflict" or "conflict of interest" does not
include an action having a de minimis economic impact or
which affects to the same degree a class consisting of the
general public or a subclass consisting of an industry,
occupation or other group which includes the public official or
public employee, a member of his immediate family or a
Goldinger, 03 -010
Page 10
business with which he or a member of his immediate family is
associated.
65 Pa. C. S. § 1102.
Section 1103(a) of the Ethics Act prohibits a public official /public employee from
using the authority of public office /employment or confidential information received by
holding such a public position for the private pecuniary benefit of the public official /public
employee himself, any member of his immediate family, or a business with which he or a
member of his immediate family is associated.
Sections 1105(b)(3), (4) and (5) of the Ethics Act requires a public official /public
employee to include the following information on his SFI:
(3)
Any direct or indirect interest in any real estate which
was sold or leased to the Commonwealth, any of its
agencies or political subdivisions or purchased or
leased from the Commonwealth, any of its agencies or
political subdivisions or which was the subject of any
condemnation proceedings by the Commonwealth, any
of its agencies or political subdivisions.
(4) The name and address of each creditor to whom is
owed in excess of $6,500 and the interest rate thereon.
However, loans or credit extended between members of
the immediate family and mortgages securing real
property which is the principal or secondary residence
of the person filing shall not be included.
The name and address of any direct or indirect source
of income totaling in the aggregate $1,300 or more.
However, this provision shall not be construed to
require the divulgence of confidential information
protected by statute or existing professional codes of
ethics or common law privileges.
Section 1105(b)(3) quoted above requires that every public official /public employee
and candidate list real estate interests sold, purchased, leased or condemned by the
Commonwealth or an agency or political subdivision thereof.
Section 1105(b)(4) quoted above requires that every public official /public employee
and candidate list the name and address of each creditor to whom is owed in excess of
$6,500 and the interest rate.
Section 1105(b)(5) quoted above requires that every public official /public employee
and candidate list the name and address of any direct or indirect source of income totaling
in the aggregate of $1,300 or more.
As noted above, the parties have submitted a Consent Agreement and Stipulation of
Findings. The parties' Stipulated Findings are reproduced above as the Findings of this
Commission. We shall now summarize the relevant facts as contained therein.
(5)
Goldinger has served as an East Franklin Township Supervisor since 1996, a full -
time roadmaster from February 1996 to January 2003, and a part -time worker from May
2003 through December 31, 2003.
Goldinger, 03 -010
Page 11
Beginning in 1998, the board appointed Jack Steiner of the firm Steiner and Steiner
as the township solicitor. Peg Goldinger, Goldinger's spouse, had been employed by
Steiner and Steiner as a secretary since January of 1992. In January of 1998, Goldinger
made the motion to appoint Steiner as the solicitor which passed on a 3 -0 vote. Goldinger
also participated at the 1998 through 2003 reorganizational meetings in re- appointing that
firm as the township solicitor. In 1998, the three supervisors and Steiner met on the issue
of Peg Goldinger's employment with the firm. It was the consensus among the supervisors
and Steiner that Peg Goldinger's employment was not a basis for a conflict. That
consensus was reflected in an addendum to the retainer letter to the township from Steiner
dated January 26, 1998. Goldinger also participated in unanimous votes of the board to
approve payments and co- signed township checks to Steiner and Steiner from 1998
through 2003.
In a separate matter, the township annually solicits bids for contracts to provide
road oil and paving services in the township. Goldinger, as roadmaster, had primary
responsibility for determining the scope of the road oil and paving contracts. Dan E.
Goldinger, Jr., Goldinger's son, has been employed as a laborer by the road paving and
supply companies Winters and Fleming, Inc. and Russell Standard, Inc. between 1997 and
the present. Both of those companies had had contracts with the township.
When the president of Winters and Fleming, Inc. met with Goldinger for a pre -bid
site visit as to a township project, Goldinger mentioned that his son was looking for a job.
Shortly thereafter, Goldinger's son visited Fleming at his office to fill out an application.
Since Fleming was in need of a laborer at the time, he decided to hire Goldinger's son who
remained with Winters and Fleming until he obtained employment with Russell Standard.
Goldinger participated in various board actions as to contracts with the two businesses
that employed his son between 1998 and 2003. In all instances, the votes for approval
were unanimous. From April of 2000 while Goldinger's son was employed by Russell
Standard, Goldinger participated in unanimous votes of the board to award contracts to
that business. Goldinger's son worked for both companies on paving projects awarded by
the township and Goldinger's son was a salaried employee by one firm and then the other.
In another unrelated matter, the township obtained cell phone service between 1998
and 2003. The township had three cell phones, one of which was assigned to Goldinger in
his capacity as a roadmaster. Although the township did not permit the personal use of the
township equipment, materials or supplies, Goldinger used the township cell phone
assigned to him to make calls of a personal nature on several occasions. Goldinger made
ten personal calls using the township cell phone from 1998 through May of 2002, seven of
which were made to his home telephone to see if he was needed by the township. The
total value of the personal calls made by Goldinger amounted to $54.62.
Another instance of Goldinger's conduct concerned the compensation he received
as roadmaster and supervisor. The regularly scheduled board of supervisors' meetings on
occasion coincided with Goldinger's work hours. As the township roadmaster, Goldinger
generally worked 7:00 a.m. to 3:00 p.m., Monday through Friday. The township meeting
minutes and time sheets of Goldinger reflect that he attended daytime meetings of the
board of supervisors from 1998 through 2003 during his regular working hours as township
roadmaster. Goldinger received compensation as a roadmaster for attending meetings of
the board of supervisors between the years 1998 and 2002 in the total amount of $296.51.
See, Fact Findings 41, 42.
Another activity of Goldinger that is subject to review involves the use of township
equipment for personal use. As noted above, the township does not permit personal use
of township equipment, supplies or material by township officials or personnel. However,
in the fall of 2000, Goldinger used the township loader on property owned by his mother for
the purpose of moving a tree that had fallen on her property during a storm. Even though
the tree was not blocking a road and was not a public safety issue, Goldinger drove the
Goldinger, 03 -010
Page 12
township loader to his mother's property to move the tree. Using comparable rental
values, the gain attributed to the use of the township loader by Goldinger for personal use
was $142.86.
The last aspect of Goldinger's conduct involves the filing of SFI's for the calendar
years 1998, 1999, 2001 and 2002. Although Goldinger timely filed his SFI's, he failed to
disclose direct or indirect sources of income for the calendar years 1998, 1999 and 2001
involving the compensation he received as a township roadmaster. For the calendar year
2001 SFI, Goldinger also failed to complete Block 6 listing his occupation. For the SFI
calendar year 2002, Goldinger failed to complete Block 8 on real estate interests and
Block 9 as to creditors. The W -2 Wage and Tax Statements on file for Goldinger reflect
that he received income as a roadmaster in the calendar years 1998, 1999, 2001, and
2002 in excess of the $1,300 threshold but failed to complete or disclose information on
those SFI's.
Having highlighted the Stipulated Findings and issues before us, we shall now apply the
Ethics Act to determine the proper disposition of this case.
The parties' Consent Agreement sets forth a proposed resolution of the allegations.
The Consent Agreement proposes that this Commission find:
"a.
That a technical violation of Section 1103(a), 65 Pa.C.S. §1103(a) of the Public
Official and Employee Ethics Law occurred when Goldinger participated in
discussions and actions of the board of supervisors resulting in the hiring of the law
firm that employs his wife and the award of contracts to companies that employ his
son.
b. That no violation of Section 1103(a), 65 Pa.C.S. §1103(a) of the Public Official and
Employee Ethics Law occurred when Goldinger utilized township cellular
telephones to place personal telephone calls, as any such use was de minimis.
c. That an unintentional violation of Section 1103(a), 65 Pa.C.S. §1103(a) of the
Public Official and Employee Ethics Law occurred when Goldinger claimed and was
compensated as roadmaster while attending supervisor meetings of the board of
supervisors during his regular working hours as township roadmaster[.]
d. That an unintentional violation of Section 1103(a), 65 Pa.C.S. §1103(a) of the
Public Official and Employee Ethics Law occurred when Goldinger utilized a
township loader for personal purposes.
e. That unintentional violations of Section 1105(b), 65 Pa.C.S. §1105(b) of the Public
Official and Employee Ethics Law occurred when Goldinger failed to disclose on
Statements of Financial Interests filed for 1998, 1999 and 2001 any sources of
income in excess of $1,300.00; and when he failed to complete sections 8 and 9 of
the Statement of Financial Interests for calendar year 2002."
In addition, Goldinger agrees to pay $500 to the Commonwealth of Pennsylvania through
this Commission within thirty (30) days of the mailing of this order.
The allegations will now be addressed seriatim. Regarding Goldinger's actions as
to the hiring of the law firm that employed his spouse and awarding township contracts to
companies that employed his son, there were uses of authority of office on the part of
Goldinger. But for the fact that Goldinger was a supervisor, he would not have been in a
position to make and vote in favor of motions that appointed Steiner as solicitor while
Steiner's firm employed his spouse as a secretary. Goldinger also participated as to the
reappointments of Steiner at subsequent reorganizational meetings. Lastly, Goldinger
Goldinger, 03 -010
Page 13
participated in votes to approve payments and co -sign checks to the Steiner firm. All such
actions were uses of authority of office. See, Juliante, Order 809.
Another circumstance involving uses of authority of office by Goldinger involved
voting to award township contracts to companies that employed his son. Goldinger
specifically met with the president of one company that received township contracts and
indicated that his son was looking for a job. Goldinger participated in board actions
awarding township contracts to those two firms that employed his son. Such were also
uses of authority of office. The uses of authority of office resulted in private pecuniary
benefits to Goldinger's spouse and son who are members of his immediate family as that
term is defined under the Ethics Act.
There were private pecuniary benefits consisting of the salary that Goldinger's
spouse received from the law firm which was appointed solicitor and Goldinger's son
received from the two different firms which were awarded township contracts. Accordingly,
Goldinger technically violated Section 1103(a) of the Ethics Act when he participated in
actions of the board of supervisors resulting in the hiring of a law firm that employed his
wife, and the award of township contracts to two companies that employed his son. See,
Garris, Order 1312.
The next allegation concerns Goldinger's use of a township cell phone for personal
calls. The stipulated findings reflect that Goldinger made ten personal calls from 1998
through May of 2002 using the township cell phone which was to be only used for official
business. Since seven of the ten calls were made to Goldinger's home to see if he was
needed by the township, only three of the calls were personal. The total for those three
calls amounted to $54.62. Although there was a use of authority of office on the part of
Goldinger which resulted in a private pecuniary benefit to himself, there is an exception to
the definition of conflict relating to de minimis matters. As we noted in Schweinsburq,
Order 900, the issue of de minimis is decided on a case by case basis looking at the
totality of the facts and circumstances in this case. Given such circumstances, one of
which being that the amount involved was only $54.62, we find that this action was de
minimis. Accordingly, Goldinger did not violate Section 1103(a) of the Ethics Act when on
three occasions he used the township cellular phone to place personal calls amounting to
$54.62 in that such action was de minimis.
The third allegation concerns the issue of whether Goldinger, as an elected
township official /supervisor and as a working township employee /roadmaster, received
compensation in excess of that provided for by law. The stipulated findings reflect that
there were instances when Goldinger attended meetings of the board of supervisors while
he received compensation as a working township roadmaster. We have held that a
township supervisor as a working employee cannot receive compensation as a township
employee for performing his duties as an elected township supervisor. See, Hessinqer,
Order 931, Wasiela, Order 932, reversed in part in part H &W v State Ethics Commission,
673 A.2d 1004 (1996) (Commw. Ct.).
The record reflects for the years 1998 through 2002, Goldinger received
compensation in the amount of $296.51 as a roadmaster for attending meetings of the
board of supervisors. These were uses of authority of office on the part of Goldinger. By
virtue of being the township supervisor, Goldinger was able to attend those meetings and
submit time cards as an employee for payment while attending those meetings. The use of
authority of office resulted in private pecuniary benefits consisting of $296.51 that was not
authorized in law. Lastly, that private pecuniary benefit inured to Goldinger himself.
Accordingly, Goldinger unintentionally violated Section 1103(a) of the Ethics Act when he
claimed and received compensation as a roadmaster for attending supervisors meetings
during his regular working hours as township roadmaster.
Goldinger, 03 -010
Page 14
The fourth allegation concerns Goldinger's use of township equipment for personal
use. The findings of record reflect that Goldinger took the township loader to his mother's
property and spent approximately one and one -half hours to move a tree that had fallen as
the result of a storm. Goldinger then returned the loader to the maintenance building.
Based upon comparable values, it is estimated that the use of the loader had an equivalent
cost of $142.86. The actions of Goldinger were uses of authority of office. Goldinger was
able to take the township loader to his mother's property and do personal work there by
virtue of his elected position with the township. That use of authority of office resulted in a
private pecuniary benefit consisting of the savings that Goldinger had by not having to
privately rent a loader to do that work. Lastly, that private pecuniary benefit inured to
Goldinger's mother who is a member of his immediate family as that term is defined under
the Ethics Act. Accordingly, Goldinger unintentionally violated Section 1103(a) of the
Ethics Act when he utilized the township loader to do personal work on his mother's
property. See, Reis, Order 1283.
The last allegation concerns matters of SFI's that Goldinger filed for the calendar
years 1998, 1999, 2000 and 2002. The stipulated findings reflect that for the calendar
years 1998, 1999 and 2001, Goldinger had sources of income from the township in excess
of $1,300 but failed to list such income on those SFI's. For the 2001 calendar year SFI,
Goldinger failed to complete Block 6. For the calendar year 2002 SFI, Goldinger failed to
complete Block 8 relating to real estate interests and Block 9 relating to creditors.
Accordingly, Goldinger unintentionally violated Section 1105(b) of the Ethics Act when he
failed to disclose income from the township in excess of $1,300 for the calendar years
1998, 1999 and 2001 and failed to complete Block 8, Real Estate Interest, and Block 9,
creditors, on his SFI for the calendar year 2002. If Goldinger has not already done so, he
is directed within 30 days of the date of mailing of this order to file amended SFI's for the
calendar years 1998, 1999, 2001, and 2002 listing the financial interests as noted above
and completing the blocks that he left blank.
We determine that the Consent Agreement submitted by the parties sets forth the
proper disposition for this case, based upon our review as reflected in the above analysis
and the totality of the facts and circumstances. Accordingly, Goldinger is directed to make
payment of $500.00 to the Commonwealth of Pennsylvania through this Commission within
30 days of the mailing of this order. If Goldinger has not already done so, he is directed
within 30 days of the date of mailing of this order to file amended SFI's for the calendar
years 1998, 1999, 2001, and 2002 listing the financial interests as noted above and
completing the blocks that he left blank. Compliance with the foregoing will result in the
closing of this case with no further action by this Commission. Noncompliance will result in
the institution of an order enforcement action.
IV. CONCLUSIONS OF LAW:
1. Dan E. Goldinger, Sr., as an East Franklin Township Supervisor, Armstrong County,
is a public official subject to the provisions of Act 9 of 1989 as codified by Act 93 of
1998.
2. Goldinger technically violated Section 1103(a) of the Ethics Act when he
participated in actions of the board of supervisors resulting in the hiring of a law firm
that employed his wife, and the awarding of township contracts to two companies
that employed his son.
3. Goldinger did not violate Section 1103(a) of the Ethics Act when on three occasions
he used the township cellular phone to place personal calls amounting to $54.62 in
that such action was de minimis.
Goldinger, 03 -010
Page 15
4. Goldinger unintentionally violated Section 1103(a) of the Ethics Act when he
claimed and received compensation as a roadmaster for attending supervisors
meetings during his regular working hours as township roadmaster.
5. Goldinger unintentionally violated Section 1103(a) of the Ethics Act when he
utilized the township loader to do personal work on his mother's property.
6. Goldinger unintentionally violated Section 1105(b) of the Ethics Act when he failed
to disclose income from the township in excess of $1,300 for the calendar years
1998, 1999, and 2001 and failed to complete Block 8, Real Estate Interest, and
Block 9, creditors, on his SFI for the calendar year 2002.
In Re: Dan E. Goldinger, Sr.
ORDER NO. 1340
File Docket: 03 -010
Date Decided: 9/20/04
Date Mailed: 10/1/04
1 Dan E. Goldinger, Sr., as an East Franklin Township Supervisor, Armstrong County,
technically violated Section 1103(a) of the Ethics Act when he participated in
actions of the board of supervisors resulting in the hiring of a law firm that employed
his wife, and the awarding of township contracts to two companies that employed
his son.
2. Goldinger did not violate Section 1103(a) of the Ethics Act when on three occasions
he used the township cellular phone to place personal calls amounting to $54.62 in
that such action was de minimis.
3. Goldinger unintentionally violated Section 1103(a) of the Ethics Act when he
claimed and received compensation as a roadmaster for attending supervisors
meetings during his regular working hours as township roadmaster.
4. Goldinger unintentionally violated Section 1103(a) of the Ethics Act when he
utilized the township loader to do personal work on his mother's property.
5. Goldinger unintentionally violated Section 1105(b) of the Ethics Act when he failed
to disclose income from the township in excess of $1,300 for the calendar years
1998, 1999, and 2001 and failed to complete Block 8, Real Estate Interest, and
Block 9, creditors, on his SFI for the calendar year 2002.
6. Per the Consent Agreement of the parties, Goldinger is directed to make payment
of $500.00 to the Commonwealth of Pennsylvania through this Commission within
30 days of the mailing of this order.
7 If Goldinger has not already done so, he is directed within 30 days of the date of
mailing of this order to file amended SFI's for the calendar years 1998 through 2002
listing the financial interests as noted above and completing the blocks on the form.
8. Compliance with paragraphs 6 and 7 will result in the closing of this case with no
further action by this Commission. Non - compliance will result in the institution of an
order enforcement action.
BY THE COMMISSION,
Louis W. Fryman, Chair