HomeMy WebLinkAbout80-057 SeltzerSTATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
December 3, 1980
OPINION OF THE COMMISSION
The Honorable Eugene R. Geesey
Pennsylvania House of Representatives
144 Main Capitol Building
Harrisburg, PA 17120
The Honorable Ronald P. Goebel
Pennsylvania House of Representatives
25 -A Capitol Annex
Harrisburg, PA 17120
The Honorable Jack H. Seltzer
Speaker
Pennsylvania House of Representatives
139 Main Capitol Building
Harrisburg, PA 17120
Dear Representative:
By Order dated October 14, 1980, you were advised of
the basic requirements placed upon you as a former "public
official" under the Ethics Act.
I. Issue:
The Commission however, reserved judgment on the
question of whether appointment as a minority or majority
representative (member) to a non - legislative board, commis-
sion, authority, etc. imposes any other restrictions on you
after you leave the legislature.
II. Factual Basis for Determination:
80 -057
Many statutes provide that the various boards, commis-
sions and authorities which operate within the Commonwealth
shall include members of the-Legislature appointed by the
majority or minority leadership of the Legislature. For
example, the Pennsylvania Historical and Museum Commission
is composed of eighteen members, including four members of
the General Assembly, two from the House and two from the
Representatives Geesey, Goebel, Seltzer
December 3, 1980
Page 2
Senate. 71 P.S. 104. The Advisory Committee for Mental
Health and Retardation within the Department of Public
Welfare includes the chairman of the Public Health and
Welfare Committees of the House and Senate. 71 P.S. 158(1).
Another example is the State Transportation Commission
established by the Administrative Code which includes: the
chairman of the Committee on Highways of the Senate; the
chairman of the Committee on Transportation of the House of
Representatives; and a member appointed by the President Pro
Tempore of the Senate and the Speaker of the House of
Representatives from the minority party membership within
their respective Houses. 71 P.S. 178.
These possible factual circumstances are presented as
examples, because it would be virtually impossible to list
all such boards, commissions, authorities, etc. which might
include members of the Houses of the General Assembly.
III. Applicable Law:
Section 3(e) of the Ethics Act provides that:
"No former official or public
employee shall represent a
person, with or without
compensation, on any matter
before the governmental body
with which he has been
associated for one year after
he leaves that body." 65 P.S.
403(e).
The term "governmental body" is defined in the Ethics
Act as:
" department, authority,
commission, committee, council,
board, bureau, division, service,
office, officer, administration,
legislative body, or other
establishment in the Executive,
Legislative, or Judicial Branch
of the State or a .political
subdivision thereof." 65 P.S. 402.
Reprsentatives Geesey, Goebel, Seltzer
December 3, 1980
Page 3
IV. Discussion:
There can be little doubt that a member of the General
Assembly, who by virtue of that office, is appointed to
serve on a non - legislative board, commission, authority,
etc. has been "associated with" that board, commission,
authority, etc. within the common, ordinary meaning of that
phrase. As such, this association would give rise to the
application of the prohibition contained.in Section 3(e) of
the Ethics Act.
Specifically, where a Representative is appointed to
serve on such a board, commission, authority, etc., he
acquires a position of preminence with that body. He may be
perceived as capable of influencing that body. He may, in
fact, wield such influence. His constituents may recognize
this preminence. After he leaves the House and the body he
served, he may retain some influence by virtue of his
association with the board, commission, authority, etc. The
Ethics Act seeks to minimize the use of such influence by
the former public official by imposing the one -year prohi-
bition contained in Section 3(e) of the Ethics Act. These
principles were enunicated in Kline, 79 -001 and the Opinion
originally issued to Seltzer, 80 -044.
The purpose of the Ethics Act is to avoid even the
appearance of a conflict of interest (Section 1). This
- compels us to conclude that as to those boards, commissions,
authorities, etc. to which a legislator may be appointed to
serve, by virtue of his public office, Section 3(e) of the
Ethics Act requires that he refrain from representing any
person before that board, commission, authority, etc. for
one -year period after he leaves his public office or that
post, whichever occurs later.
The scope of the term "represent" and "person" are as
originally enunciated in the Opinion originally issued to
you.
V. Conclusion:
As a former public official, member of the House of
Representatives, if you were appointed to serve on any non -
legislative board, commission, authority, etc., by virtue of
your public office, you are prohibited from representing any
person before the board, commission, authority, etc. to
which you were appointed. This prohibition lasts for one -
year after you leave public office or discontinue serving on
such board, commission, authority, etc., whichever date is
later in time.
Representatives Geesey, Goebel, Seltzer
December 3, 1980
Page 4
Pursuant to Section 7(9)(i), this opinion is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the advice given.
This letter is a public record and will be made available
as such.
PJS /rdp
AUL J. ITH
Chairm