HomeMy WebLinkAbout80-023 WilsonMr. James B. Wilson, P.E.
Executive Director
Pennsylvania Turnpike Commission
Harrisburg, PA 17120
Dear Mr. Wilson:
61L
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
May -21, 1980
OPINION OF THE COMMISSION
In your letter of April 29, 1980, you requested an advisory
opinion from the State Ethics Commission in behalf of the Pennsylvania
Turnpike Commission as to whether Turnpike Commissioners are "public
officials" as that term is used in Act 170. You further requested
an opinion as to whether employees of the Commission are "public
employees" as defined in Act 170.
The Turnpike Commission was created by the Act of May 21, 1937,
P.L. 774, No. 211, §4, as amended, 36 P.S. 652(d). Section 4 of the
Act provides that the "Commission is . . . an instrumentality of the
Commonwealth" and that the exercise by the Commission of its powers
to construct, operate and maintain the Turnpike "shall be deemed and
held to be an essential governmental function of the Commonwealth."
Section 4 further provides that the Commission shall consist of the
Secretary of Transportation (ex officio) and four members appointed by
the Governor subject to approval by the Senate. Before entering upon
their duties, Section 4 of the Act requires the four appointed members
of the Commission to take the public officer oath of office prescribed
by Article VI of the Pennsylvania Constitution. Salaries of the
Turnpike Commissioners are set by an Act of the Legislature. Act of
October 5, 1967, P.L. 354, §1, as amended, 71 P.S. §773.2.
Act 170 defines public official as:
#80 -023
[A]ny elected or appointed official in the Executive,
Legislative, or Judicial Branch of the State or any
political subdivision thereof, provided that it shall
not include members of advisory boards that have no
authority to expend public funds other than reimbursement
for personal expense, or to otherwise exercise the power
of the State or any politicial subdivision thereof.
Mr. James B. Wilson, P.E.
May 21, 1980
Page 2
"Public official" shall not include any appointed official
who receives no compensation other than reimbursement for
actual expenses.
Public employee is defined in Act 170 as:
[A]ny individual employed by the Commonwealth or a
political subdivision who is responsible for taking
or recommending official action of a nonministerial
nature with regard to:
(1) contracting or procurement;
(2) administering or monitoring grants or subsidies;
(3) planning or zoning;
(4) inspecting, licensing, regulating or auditing
any person; or
(5) any other activity where the official action has
an economic impact of greater than a de minimus
nature on the interests of any person.
"Public employee" shall not include individuals who are
employed by the State or any politicial subdivision thereof
in teaching as distinguished from administrative duties.
It is the Commission's opinion that Turnpike Commissioners are
"public officials" under Act 170 and therefore required to file a
statement of financial interests pursuant to Section 4 of the Act.
It is the Commission's further opinion that employees of the Turnpike
Commission are employees of the Commonwealth for purposes of Act 170
and that those employees who are responsible for taking or recommending
official action of a nonministerial nature with regard to contracting,
procurement, grant administration, planning, zoning, inspecting,
licensing, regulating or auditing any person and employees who are
involved in any other activity where official action has an other
than de minimus impact on the economic interests of any person are
"public employees' as that term is used in Act 170. Such employees
are required to file a statement of financial interests pursuant to
Section 4 of the Act.
Pursuant to Section 7(9)(i), this opinion is a complete defense
in any enforcement proceeding initiatied by the Commission, and
evidence of good faith conduct in any other civil or criminal proceeding,
providing the requestor has disclosed truthfully all the material facts
and committed the acts complainted of in reliance on the advice given.
This letter is a public record and will be made available as such.
PAUL J. , SMITH
Chairmar'V
UPDATE: A Commonwealth Court ruling (425 A.2d 60) upheld the fact that officials and employees of the Pennsylvania
Turnpike Commission are covered under Act 170 -1978, the Ethics Act. The court ruling merely supports this
opinion.