HomeMy WebLinkAbout80-013 ShiavoTO:
RE:
FACTS:
Alan K. Berk
Costello & Berk
15 North Main Street
Greensburg, PA 15601
Thomas T. Frampton
47 Clinton Street
P.O. Box 510
Greenville, PA 16125
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
March 12, 1980
Pasco L. Shiavo
306 Northeastern Building
Hazleton, PA 18201
Coverage of Redevelopment and Other Authorities
Opinion # 80 -013
Morris Efron, Esquire
Efron, Black, Epstein & Prokup
502 Turner Street
Allentown, PA 18102
Stephen J. Mirizio, Esquire
123 East State Street
Sharon, PA 16146
In recent months we have received numerous inquiries
concerning our opinion in Snyder, 79 -20, in which we held
authority employees exempt from coverage by the State Ethics
Act.
Our reasoning in Snyder was as follows:
Section 2 of the State Ethics Act defines public
employee in terms of "any individual employed by
the Commonwealth or a political subdivision...."
Public official is similarly defined: "any
elected or appointed official in... any political
subdivision...."
The Statutory Construction Act, 1 Pa. C.S.A. 1991,
defines a political subdivision as:
"Any county, city, borough, incorporated town, township,
school district, vocational school district, and county
institutional district."
Therefore, since authorities are not listed as a political
subdivision, they are not covered by the State Ethics Act.
Berk, Efron, Frampton, Mirizio, Shiavo
March 12, 1980
Page 2
The same reasoning would require us to exempt zoning
boards and planning commissions.
Closer examination of Section 2 indicates that the
legislative intent runs contrary to Snyder. The thrust
of the public employee definition is to cover individuals
who are "taking or recommending official action of a
nonministerial nature with regard to ...(3) planning or
zoning."
Section 1 of the Act eliminates any ambiguity caused
by the definitional section in the Statutory Construction
Act where it states, "because public confidence in government
can best be sustained by assuring the people of the
impartiality and honesty of public officials, this Act shall
be liberally construed to promote complete disclosure."
Further, the Statutory Construction Act, 1 Pa. C.S.A.
1921, directs the Commission to take into account:
(1) The occasion and necessity for the statute.
(2) The circumstances under which it was enacted.
(3) The mischief to be remedied.
(4) The object to be attained.
(5) ...
(6) The consequences of a particular interpretation.
(7) ...
(8) The legislative and administrative interpretations
of such statute.
Thus, we have proposed regulations, published 3/23/80,
which define political subdivision as: "Any county, city,
borough, incorporated town, township, school district,
vocational school district, and any governmental body created
by the foregoing governmental bodies." Section 2.1(e).
We have previously held planning commissions and zoning
boards subject to the Act without objection from any party.
Morris 80 -9, Fanning 80 -11, Simmons, 79 -56. Therefore, this
holding merely makes uniform our existing decisions in this area.
Berk, Efron, Frampton, Mirizio, Shiavo
March 12, 1980
Page 3
CONCLUSION:
PJS /rdp -2
Authority members and their public employees are
subject to the State Ethics Act if compensated other than
reimbursement for actual exepenses. This holding is effective
upon adoption of the final regulations.
Pursuant to Section 7(9)(i), this opinion is a
complete defense in any enforcement proceeding initiated
by the Commission, and evidence of good faith conduct
in any other civil or criminal proceeding, providing the
requestor has disclosed truthfully all the material facts
and committed the acts complained of in reliance on the
advice given.
This letter is a public record and will be made
available as such.
UPDATE: This Opinion reviews 79 -021 and 79 - 022.
UPDATE: The Commonwealth Court affirmed the conclusion that a municipal authority is a part of the Commonwealth so
as to subject it to the coverage of the Ethics Act. However, the court declined to extend coverage of the Ethics Act
to part -time solicitors of such authorities. See 425 A.2d 66. See also 436 A.2d 186.