HomeMy WebLinkAbout93-534 ClineCynthia M. Cline, Esquire
Bowlen, Cline, Morrison & Miele
300 Court Plaza Tower
45 East Main Street
Uniontown, PA 15401
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 1 71 08 -1 470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
March 31, 1993
93 -534
Re: Simultaneous Service, County Conflicts Counsel and Jury
Commissioner.
Dear Ms. Cline:
This responds to your letter of February 23, 1993, in which
you requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law imposes
any prohibition or restrictions upon a County's "Conflicts Counsel"
from also serving or being employed as a Jury Commissioner.
Facts: You request an advisory from the State Ethics Commission as
to the potential for either conflicts of interest or
incompatibility of offices.
You are presently the "Conflicts Counsel" for Fayette County.
The position requires you to represent indigent criminal defendants
where a conflict of interest arises with the Public Defender's
Office. You are paid a yearly salary of $18,000.00 regardless of
the number of cases you try or the result. There are no benefits,
you have no public office, and you use your own staff and supplies.
The appointment is made by the President Judge on a year to year
contractual basis.
You do occasionally do private criminal cases.
You are in a partnership with three other attorneys. Mark
Morrison, your partner, is the other conflicts counsel (Fayette
County has two). Your other partners, Thomas Bowlen and Marianne
Miele do virtually no criminal law but do try civil jury trials
from time to time.
Cynthia M. Cline, Esquire
March 31, 1993
Page 2
You are planning to run for the Democratic Jury Commissioner
post. There are two elected Jury Commissioners, one from each
party, and the President Judge.
The Master list of jurors consists of eligible voters, tax
lists and other public lists. The Master list is a public
document. The Jury Commissioners send questionnaires to potential
jurors to elicit information regarding qualifications. Once
eligibility is determined, the juror is added to the Master list.
At least once each month, an order is received to select two
hundred jurors from the Master list by random selection. The names
are pulled by one or more of the Jury Commissioners. The list of
the panel is sent to the Court and subpoenas are issued to the
jurors. The jurors appear at the first day of the court term where
individual panels are selected by pulling their names "bingo style"
from a container. This selection is done by one of the Judge's law
clerks.
That panel is taken to the Court room where voir dire is
conducted and challenges for cause and preemptory challenges are
used by both parties. One of the standard questions is whether the
jurors know the counsel for either party and whether such knowledge
would affect the person's ability to be fair and impartial. If the
juror indicates that he or she would be so affected, the person is
excused.
You state that in your research, you have found no .legislation
which would indicate that position as Conflicts Counsel is
incompatible with that of Jury Commissioner.
You have also reviewed Sections 2 and 3 of the Ethics Law with
regard to conflict of interest. You state that there is no
discretion or authority of office that the Jury Commissioner would
have which would influence a pecuniary interest of you or your
partnership. The eligibility of voters is by statute and the
Master list would be a public document. Further, you do not
believe this would place you in a position of serving any adverse
interests. Smith, Opinion 89 -010.
You note that criminal cases cannot be taken on a contingency
basis and you have explained that you get no additional
compensation for the conflicts work. You do not believe the civil
matters that your partners handle would be affected in any way.
To insure there is no difficulty, you state that you would be
willing to do either or both of the following:
1. Refrain from any compensation as Jury
2. Refrain from placing your name on any
potential jurors.
You also note that your opponent, who is the
Commissioner.
communications to
incumbent, sat as
Cynthia M. Cline, Esquire
March 31, 1993
Page 3
Jury Commissioner_ concurrent to the time his brother was the
Fayette County District Attorney. You state that he selected
criminal jury panels which were used by his brother's office on a
regular basis.- As far as you know, there_ _were no problems or
questions concerning these juries. You offer this information only .
to indicate some precedent for your position. You also note that
there have been, to the best of your knowledge, no actions against.
the Jury Commission.,
Based uponwthe above, you request an advisory from thi State
Ethics Commission as to any potential conflicts of interest for
either you personally or your. partners.
Discussion: It is initially noted that your request for an
advisory may only be addressed under the Ethics Law. Furthermore,,
an Advice may only address the prospective conduct of the inquirer.
To the extent you have inquired as to any potential conflicts of
interests for your partners, such would be deemed a third party
request which could not be addressed.
An analysis of your position as "Conflicts Counsel" - far
Fayette County, Pennsylvania, necessitates the conclusion that in
that capacity, you are not a "public official" or "public employee"
as defined in the Ethics Law, 65 P.S. 5402, and hence you are not
subject to Section 3(a) of the Ethics Law pertaining to conflicts
of interest. -See, Rogers v. State Ethics Commission, 80 Pa, Commw.
43, A.2d 1120 (1984).
Additionally, the other position which you may prospectively
_hold as Jury Commissioner would also not be a public office or
position of public employment under the said definitions of the
Ethics Law, so as to subject you to Section 3(a) of the Ethics Law
in that capacity." This conclusion is based upon a review of the
Commission Regulations under the definition of "public official,"
51 Pa. Code 51.1. The Commission Regulations provide, in pertinent
part, "the_ does not include judges and inspectors of
elections, notary publics and political party officers." Id. at
(ii). Although this list of exclusions does not specifically
designate the position of Jury Commissioner, for purposes of the
Ethics Law and the determination of applicability of the Ethics
Law, the:. ministerial nature of the powers and duties of a Jury
Commissioner are so comparable to those of these excluded positions
that there would not appear to be any basis for extending the term
"public official" to include a Jury Commissioner.
Based upon the above, your inquiry may not be answered by the
Ethics Law because neither of the two positions which you would be
simultaneously holding would be a public office or position of
public employment under the Ethics Law, so as to subj you t
Section 3(a) of the Ethics Law.
You are cautioned that this Advice must not be considered a
blanket approval of your proposed simultaneous service. You are
Cynthia M. Cline esquire
March 31, 19
Page 4
; advised to seek the advice of legal counsel with regard to your
responsibilities under other laws as well as the Rules of
Professional Conduct
The- propriety of the proposed conduct has only been addressed
under the Ethics Law; the applicability of any other statute, code,
ordinance, regulation or other code of conduct other than the
Ethics Law has not been considered in that they do not involve an
interpretation of the Ethics Law. •Specifically not addressed
herein is the County Code or the Rules of Professional Conduct.
Conclusion: As one pf two appointed "Conflicts Counsels" for
Fayette County, you are not a "public official" or "public
; employee" subJect to the provisions of the Ethics Law. Your
prospec position As Jury Commissioner would also not be a
aubli.c office , gr position of public employment under the Ethics
44 The thies 'Law would not apply to address the questions which
-you iazve posed xega.rding simultaneous service as Conflicts Counsel
for Fayette =bounty and as a Jury Commissioner, because neither of
these positions would subject you to Section 3(a) of the Ethics
Law. „astiy, the propriety of the proposed course of conduct has
Duly been addressed under the Ethics Law.
Pursuant to Section 7(11), this Advice is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any other civil or criminal
proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in reliance
on the Advice given.
such.
This letter is a public record and will be made available as
Finally, if you disagree with Advice or if you have any
reason to challenge same, you may request that the full Commission
review this Advice. A personal appearance • before the Commission
will be scheduled and a formal Opinion from the Commission will be
issued. Any such appeal must be in writing and must be received at
the Commission within 15 days of the date of this Advice pursuant
to 51 Pa. Code §2.12.
ry truly yours,
Vincent J. Dopko,
Chief Counsel