HomeMy WebLinkAbout92-565Dear Mr. Abrahamsen:
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 11 470
HARRISBURG, PA 17108-1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
April 17, 1992
Thomas C. Abrahamsen, Esquire
LaBrum and Doak
One Montgomery Plaza
Suite 505
Norristown, PA 19401
Re: Member, Chester County Agricultural Land Preservation Board,
Public Official, FIS.
92-565
This responds to your letter of March 3, 1992, in which you
requested advice from the State Ethics. Commission. ,
Issue: Whether a Member of the Chester County Agricultural Land
Preservation Board is to be.considered a . "public official" as that
term is defined in the Public Official and Employee. Ethics Law, and
therefore, required to file a.Statement of Financial Interests.
Facts: As Solicitor for the Chester County Agricultural Land
Preservation Board ( "Board ")., you request an advisory from the
State Ethics Commission as to whether the activities and functions
of the Board Members fall within the purview of the definition of
"public official" set forth _,n the Ethics Law and regulations of
this Commission. You have provided the following material facts
regarding your request for an advisory, which are set forth
verbatim:
The Chester County Agricultural Land Preservation
Board is a body authorized pursuant to the agricultural
area security law found at 3 .P.S. Section 901 et sea.
The specific authority for the Board is found at Section
914.1 of that Act. The Board consists of nine members
appointed by the Chester County Commissioners. The
members of the Board are volunteers and not compensated
for their service on the Board. The Board considers
applications from citizens of the Commonwealth which
offer to sell to the Commonwealth, or Chester County,
agricultural conservation easements. The Board evaluates
the applications pursuant to a point system designated by
the Act and the regulations , promulgated thereunder.
Thereafter, the Board decides which parcels of property
Thomas C. Abrahamsen, Esquire
April 17, 1992
Page 2
proposed for purchase will be appraised., After an
appraisal is received, the Board will recommend to the
State Agricultural Preservation Board that the
Commonwealth purchase (or the Commonwealth and the county
purchase) an agricultural conservation easement on a
particular parcel of property. The state board has sixty
days to act on the recommendation of the county board and
may reject the board's recommendation. If the state
board fails to act within sixty days, the recommendation
of the county board is deemed approved.
In addition to the above, the Chester County
Agricultural Land Preservation Board serves as an
advisory body to the Chester County Commissioners in the
purchase of agricultural conservation easements with
monies generated by bonds issued by the county. In this
role, the county board makes recommendations to the
county commissioners in a similar fashion to the
recommendations made to the State Agricultural Land
Preservation Board. The difference being that there is
no deemed approval with regard to the recommendations
made to the county commissioners for purchase of
agricultural conservation easements.
If a purchase is approved, the state and /or the
county will issue a check for the purchase price.
Letter of March 3, 1992, at 1 -2.
You specifically inquire whether Members of the Board would be
defined as public employees or public officials under the Ethics
Law or would fall within the exception to the definition of "public
official," which excludes members of advisory .boards with no
authority either to expend public funds other than reimbursing
personal expenses or to otherwise exercise the power of the state
or a political subdivision.
Discussion: The question which you have posed- is not a novel
issue. In Bollinger, Advice 91 -548, a Board Member of the Lebanon
County Farmland Preservation Board was considered to be a "public
official" subject to the Ethics Law based upon a review of the
Agricultural Area Security Law, 3 P.S. $901 et ms g., and
specifically the powers of the Board set forth at 3 P.S. S914.1.
Bollinger, Advice 91-548 at. 2 -3 These statutory powers and duties
also apply to the Chester County Board Members and include but are
not limited to the following:
(1) Adopting rules and regulations for
Thomas C. Abrahamsen, Esquire
April 17, 1992
Page 3
administering the countywide program
including the rules and regulations governing
the submission of , applications, and
establishing standards and procedures for
appraising eligible properties and for
selecting or purchasing agricultural
conservation easements;
1
(2) Executing agreements in the •name of
Chester County to purchase. agricultural
conservation easements;
(3) Using County funds to purchase, in the
name of Chester County, agricultural
conservation easements within :"agricultural
security 'areas ";
(4) Making recommendations to the State Board
' for purchase by the Commonwealth 'or for
purchase jointly with the Commonwealth s
agricultural conservation easements; r
(5) Purchasing agricultural conservation
easements jointly with the Commonwealth.
See, 3 P.S. S914.1(b).
Additionally, the Chester County Board has the statutory power
to select and retain an independent licensed real estate appraiser
to determine market value •and farmland: value, and the. Board also
has the power to "establish the agricultural value and the
nonagricultural value of the property subject to the agricultural
conservation easement." 3 P.S. §914.1(f).
It is further noted that your letter of inquiry acknowledges
that the Board evaluates the applications offering to sell
agricultural conservation easements to the Commonwealth or the
County, and the Board decides which parcels of property will be
appraised after which it makes its recommendations to the State
Board.
When such powers and duties are compared to the operative
definition of "public official" as set forth in the Ethics Law
there can be no doubt that Chester County Board Members are in fact
within the parameters of that definition and are subject to the
provisions of the Ethics Law and the •restrictions - therein. (See,
Bollinaer, supra; see also, Wolff, Opinion 89 -030 (regarding
Members of the State Agricultural Land Preservation Board)). The
Thomas C. Abrahamsen, Esquire
April 17, 1992
Page 4
fact that the Board also serves as an advisory body to the Chester
County Commissioners does not alter the fact that the powers and
duties under the Agricultural Area Security Law bring the Board
Members within the purview of the Ethics Law as "public officials."
Each Board Member must therefore comply with the requirements for
filing Statements of Financial Interests as set forth in Sections
4 and 5 of the Ethics Law.
Conclusion: Members of the Chester County Agricultural Land
Preservation Board are to be considered "public officials" subject
to the provisions of the Ethics Law. Accordingly, each Member of
the Chester County Agricultural Land Preservation Board must file
a Statement of Financial Interests for each year in which the
Member holds the position and for the year following termination of
this service.
If they have not already done so, each Member of the Chester
County Agricultural Land Preservation Board must file a Statement
of Financial Interests within 15 days of this Advice. This
Statement of Financial Interests would report information of the
prior calendar year.
Pursuant to Section 7(11), this Advice is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any other civil or criminal
Proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in reliance
on the Advice given.
This letter is a public record and will be made available as
such.
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full Commission
review this Advice. A personal appearance before the Commission
will be scheduled and a formal Opinion from the Commission will be
issued. Any such appeal must be in writing and must be received at
the Commission within 15 days of the date of this Advice pursuant
to 51 Pa. Code S2.12.
S' cerely,
V ncentJ7. Do ko
Chief Counsel