HomeMy WebLinkAbout2nd Qtr 2021
INDEX
State Ethics Commission
Quarterly Rulings for Second Quarter 2021
ADVICES (Ethics):
21-509-CL (Penrose): Re: Whether, following termination of your
employment as a Senior Civil Engineer Supervisor –
Transportation with the Pennsylvania Department of
Transportation (PennDOT) in District 5-0, Section
1103(g) of the Ethics Act would prohibit you from
performing work for a consultant engineering firm on a
PennDOT agreement that existed before you
terminated your employment with PennDOT and that
involves a unit of PennDOT other than District 5-0
(such as District 6-0, District 8-0, the Central Office, or
the Bureau of Public Transportation)?
21-514 (Worral): Re: Would the Public Official and Employee Ethics
Act (Ethics Act), 65 Pa.C.S. § 1101 et seq., permit
you to receive compensation for serving as the Tax
Collector for Mount Penn Borough (Borough) while
simultaneously serving as a compensated Member of
the Mount Penn Borough Municipal Authority Board
(Authority Board)?
21-515 (Repsher): Re: Whether the Public Official and Employee
Ethics Act (Ethics Act), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon you with regard to
performing work for organizations on projects for the
Commonwealth of Pennsylvania following termination
of your employment as an Information Technology
Policy Specialist 1 with the Pennsylvania State
Police?
21-516 (Cook): Re: Whether, pursuant to Section 1103(a) of the
Public Official and Employee Ethics Act (Ethics Act),
65 Pa.C.S. § 1103(a), an individual who is a Member
of a Municipal Authority Board, who in her private
capacity also is an attorney and independent
contractor to the Law Firm which is representing the
Municipal Authority in a lawsuit, would have a conflict
of interest with regard to participating in discussions
or votes of the Board on issues that would financially
- 1 -
impact the Law Firm, such as whether to settle the
lawsuit via mediation or proceed to litigation?
.
21-517 (Malinoski): Re: Whether the Public Official and Employee
Ethics Act (Ethics Act), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon your activities with a
new employer following termination of your
employment as an Information Technology Manager 2
with the Commonwealth of Pennsylvania
(Commonwealth), in which capacity you serve as the
Director of Mainframe Services for the Employment,
Banking and Revenue Delivery Center under the
Governor’s Office of Administration (Office of
Administration)?
21-518 (Messina): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose any post-government employment
restrictions upon you with regard to the practice law
with a law firm that has contracts with the City Law
Department - Division of Aviation?
21-519: Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon the \[PUBLIC
EMPLOYEE\] as the \[DIRECTOR\] of the \[PROGRAM\],
following her employment separation from the \[CITY\]?
21-520 (Gonze): Re: Whether, pursuant to Section 1103(a) of the
Public Official and Employee Ethics Act (Ethics Act),
65 Pa.C.S. § 1101 et seq., you would have a conflict
of interest in your capacity as a Supervisor for
Paradise Township (Township) with regard to
participating in discussions, votes, or other actions of
the Township Board of Supervisors in matters
involving a developer’s proposal for the development
of a large resort on land adjacent to property owned
by Trinity Episcopal Church (Church), of which you
are a Member and the Treasurer?
21-521 (Jankovich): Re: Whether, pursuant to Section 1103(j) of the
Public Official and Employee Ethics Act (Ethics Act),
65 Pa.C.S. § 1103(j), an individual (the Individual)
serving on a three-Member Township Board of
Supervisors would be permitted to take action to
break a tie vote of the other two Township
Supervisors regarding a pay increase for the
- 2 -
Township Secretary/Treasurer, who is the Individual’s
wife?
21-522 (Miller): Re: As a Member of the Penn Township,
Westmoreland County, Planning Commission, are
you a “Public Official” as defined by the Public Official
and Employee Ethics Act (“Ethics Act”), 65 Pa.C.S. §
1101 et seq.?
21-523: Re: Whether the Public Official and Employee
Ethics Act (Ethics Act), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon you with regard to
performing work for a \[TYPE OF FIRM\] following
termination of your employment as a \[POSITION\] with
the \[COMMONWEALTH ENTITY\]?
21-524: Re: As the \[POSITION\] for the \[OFFICE 1\],
\[OFFICE 2\], what constitutes your “Governmental
body with which a public official or public employee is
or has been associated” for purposes of applying
Section 1103(g) of the Public Official and Employee
Ethics Act (Ethics Act), 65 Pa.C.S. § 1103(g)?
21-525 (Staudt): Re: Whether the Public Official and Employee
Ethics Act (Ethics Act), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon you, as a former
Engineering, Scientific, and Technical Intern with the
Pennsylvania Department of Transportation
(PennDOT), with regard to performing work for your
new employer, an engineering firm?
21-526 (Stover): Re: Are Members of the Halfmoon Township,
Centre County, Open Space Preservation Board
(OSPB) “Public Officials” as defined by the Public
Official and Employee Ethics Act (“Ethics Act”), 65
Pa.C.S. § 1101 et seq.?
21-527: Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon you with regard to
future employment with a \[FIRM\] or \[CONTRACTOR\]
following termination of your employment as a
\[REDACTED\] with the \[STATE AGENCY\]
\[DIVISION\]?
21-528 (Coleman): Re: Whether the Public Official and Employee
Ethics Act presents any prohibition or restrictions
upon a lawyer who serves as Solicitor to a Regional
- 3 -
Police Department who is retained by —as opposed
to being an employee of —the Regional Police
Department, with regards to simultaneously serving
as the retained Solicitor of no less than two
Townships which are both also members of the
Regional Police Department?
21-529 (Saad): Re: Would the Public Official and Employee Ethics
Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq., prohibit
a public official from serving as an independent
contractor to a business that maintains contracts with
his governmental entity?
21-530: Re: Would the Public Official and Employee Ethics
Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq., prohibit
you as a \[MEMBER/CHAIR\] of the \[BOARD\], from
serving in a volunteer capacity with \[ENTITY\], a
nonpartisan political organization focused on
\[MISSION\]?
21-531 (Miller): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose any restrictions upon a former public
official/public employee concerning the creation of a
non-profit entity whose sole purpose is to support the
former governmental entity?
21-532: Re: Whether the Public Official and Employee
Ethics Act (Ethics Act), 65 Pa.C.S. § 1101 et seq.,
would impose prohibitions or restrictions upon you
with regard to performing work for a \[TYPE OF FIRM\]
that does business with the Commonwealth following
termination of your employment as a \[POSITION\] for
\[STATE AGENCY 1\]?
21-533 (Woutersz): Re: Whether the Public Official and Employee
Ethics Act (“Ethics Act”), 65 Pa.C.S. § 1101 et seq.,
would impose restrictions upon you with regard to
seeking employment as a “Tradesman” with a pre-
qualified business partner (contractor) who does
business with the Commonwealth, following
termination of your employment as a Senior Civil
Engineer Supervisor – Transportation with the
Pennsylvania Department of Transportation
(“PennDOT”)?
- 4 -
OPINION (Lobby):
21-1001 (Campbell): Re: Whether, pursuant to the reporting
requirements of Section 13A05(b)(5) of
Pennsylvania’s Lobbying Disclosure Law (“Lobbying
Disclosure Law”), 65 Pa.C.S. § 13A05(b)(5), and
Section 55.1(g)(5) of the Lobbying Disclosure
Regulations (Regulations), 51 Pa. Code § 55.1(g)(5),
a registered principal would be required to disclose on
its quarterly expense report the name, permanent
business address and daytime telephone number of
any individual, association, corporation, partnership,
business trust or other business entity which
contributed more than 10% of the total resources for
lobbying as opposed to more than 10% of the total
resources received by the principal during the
reporting period.
ORDERS (Ethics):
1778 (Brandenburg): Re: This is a final adjudication of the State Ethics
Commission
1779 (Bundy): Re: This is a final adjudication of the State Ethics
Commission
1780 (Hutcheson): Re: This is a final adjudication of the State Ethics
Commission
1781 (Imbesi): Re: This is a final adjudication of the State Ethics
Commission
1782 (Page): Re: This is a final adjudication of the State Ethics
Commission
1783 (Robinson): Re: This is a final adjudication of the State Ethics
Commission
1784 (Caughlan): Re: This is a final adjudication of the State Ethics
Commission
1785 (Barlow): Re: This is a final adjudication of the State Ethics
Commission
1786 (Chilson): Re: This is a final adjudication of the State Ethics
Commission
- 5 -
Orders (Lobby):
148-SL (Penn Film Grp.): Re: This is a final adjudication of the State Ethics
149-SL (ESmith Prop.): Re: This is a final adjudication of the State Ethics
150-SL (Connect. Ed.): Re: This is a final adjudication of the State Ethics
151-SL (WestEcon.): Re: This is a final adjudication of the State Ethics
- 6 -