HomeMy WebLinkAbout524 WheelerMr. Kenneth Wheeler
R.D. #2
Moscow, PA 18444
Re: 85 -035 -C
Dear Mr. Wheeler:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
ORDER OF THE COMMISSION
Order No. 524
DECIDEDAU . U '$f
MAILED :l[.[t t�:�t�
The State Ethics Commission has received a complaint regarding you and a
possible violation of Act 170 of 1978. The Commission has now completed its
investigation. The individual allegations, conclusions, and findings on which
those conclusions are based are as follows:
I. Allegation: That you, a Supervisor in Madison Township, Lackawanna
County, violated Section 3(a) of the Ethics Act which prohibits a public
employee's or public official's use of office or confidential information
gained through that office to obtain compensation other than provided by law
for himself, a member of his immediate family, a business with which he is
associated or Section 3(d) involving other areas of conflict because your wife
serves as chairman of the township auditors and audits your hooks as part of
her official responsibilities.
A. Findings:
1. You have served as supervisor and roadmaster in Madison Township since
January, 1934.
2. During this period your wife has served AS-11 township auditor. For the
1984 audit, she served as the chairperson of the auditors.
3. On February 28, 1985, the State Ethics Commission issued Advice of
Counsel, 135 -518, in a response to your wife, Mrs. Sharon Wheeler, and Ms.
Hazel Willians. That advice concluded the following:
a. That the auditors should not audit the hooks and accounts of the
hoard of supervisors where the spouse of the auditor serves as a
supervisor.
Mr. Kenneth Wheeler
Page 2
b. That the potential conflict could be resolved by the auditor removing
herself from auditing where your actions as a supervisor are
involved.
4. Minutes of the Auditors meetings record the following:
a. January 4, 1984: Your wife abstained fom a vote appro.;ng a $5.50
hourly wage rate for the township supervisors. The motion was
passed by a 2 -0 vote.
b. January 8, 1985: she road inspection ''iourly rate was set at $5.50
by votes or Mr. Archie Anderson and Mrs. Hazel Williams.
c. March 9, 1985: Your wife's motion to file the Auditors Report was
approved. "he abstained from the auditors attestation of reports
relating to su ?ervisors. The audit for 1984 also shows this
abstention,
5. The auditors report for 1984 specifically includes the notation that your
wife participated only in the audit of the township tax collector and
secretary's books. She did not participate in the review of the records of
the supervisors.
B. Discussion: As a township supervisor in a township of the second class,
you are clearly a public official as that term is defined in the State Ethics
Act. You ai therefore, subject to the requirements of that law. 65 P.S.
§402; Sowers, 80 -050, Welz, 86 -092.
The E c ri cs Act provides as follows:
Section 3. restricted activities.
(a) No public offi: al cr public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other thah compensation provides by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Within the above provision of law, no public official may use his public
position in order to obtain a financial gain other than the compensation
provided for by law for himself or a member of his immediate family.
Similarly, a public official may not use confidential information obtained in
their public position for similar purposes. The Act defines members of one's
immediate family as follows:
Mr. Kenneth Wheeler
Page 3
Section 2. Definitions.
"Immediate family." A spouse residing in the person's
household and minor dependent children. 65 P.S. 402.
Clearly, from the foregoing, your wife is a member of your immediate
family and, therefore, you may not use your position in order to obtain any
financial gain for her. The Ethics Act also provides that this Commission may
address other areas of possible conflict. 65 P.S. §403(d).
A review of all the factors as set forth in the instant situation,
clearly indicate that you, as a township supervisor, took no'action that in
any way related to your spouse. As a township supervisor you did not use your
public office to benefit her in any way. Also there is no evidence that you
used any confidential information obtained through your public position to
benefit your spouse. As such, we believe that you did not violated Section
3(a) or Section 3(d) of the State Ethics Act. With relation to the issue of
whether any violation of the Ethics Act was occasioned by virtue of the fact
that you served as a township Supervisor while your wife simultaneously served
as a township auditor, this Commission has addressed this specific issue for
your wife on a previous occasion. Specifically, the Commission issued Advice
of Counsel, No. 85 -518 on February 28, 1985. That Advice of Counsel
specifically addressed the issue of what activities your wife could
participate in where she served as an auditor in the same township in which
you served as a township supervisor. That particular Advice of Counsel
advised that while there was no outright conflict of interest in such
simultaneous service, your wife was advised of certain restrictions that
should be followed in an effort to avoid any future conflict of interest or
violation of the State Ethics Act. Our review of the situation clearly
indicates that the matter was discussed at auditor meetings. The auditors
appeared to have been particularly sensitive to the potential Ethics Act
considerations and indeed, in the 1984 audit, it was noted that your wife did
not participate in the audit of the books of the township supervisors. She
only participated in the audit of the books of the township tax collector and
township secretary. This was in accordance with the previously issued Advice
of Counsel. As a result of the toregoing, we do not believe any evidence has
been produced in the instant situation, to indicate that a violation of the
State Ethics Act was occasioned.
C. Conclusion: You did not violate the State Ethics Act when you served as a
township supervisor in the same township wherein your wife served as township
auditor. This result is based upon the fact they you took no action and
participated in no township business which, in any way, related to your spouse
and which, in any way, afforded a benefit to her. There is no evidence that
you used any confidential info nnation to benefit your spouse. Similarly, your
wife does not appear to have acted in her official capacity in any matter
which related to you. As such, we do not believe that the State Ethics Act
has been violated.
Mr. Kenneth Wheeler
Page 4
Our files in this case will remain confidential in accordance with
Section 8(a) of the Ethics Act, 65 P.S. 408(a). However, this Order is final
and will be made available as a public document 15 days after service (defined
as mailing) unless you file dccumen,tatior, with the Commis ^ion which justifies
reconsideration and /or challenges pertinent factual f +dings. Sec 51 Pa. Code
2,,38. During this 15 -day period, no one, including the Respondent unless he
waives his right to challenge this Order, may viclate this confiaentiality by
releasing, discussing or circulating this Order.
Any person who violates the confidenti 4` t y of a Commission proceeding
is guilty of a misdemeanor anc ! be fined clot na+ ^_ than $1,000 or
imprisoned for not more than one ,:ar or both, see 65 P.S. 409(e).
By thr: r.ommissitn,
G. Sieber Pancoast
Chai man