HomeMy WebLinkAbout488 CumberledgeMr. Charles Cumherledge
1719 Hart Street
New Castle, PA 16101
Re: 85- 027 -C
Dear Mr. Cumberledge:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
ORDER OF THE COMMISSION
May 2, 1986
Order No. 488
The State Ethics Commission has received a complaint regarding you and a
possible violation of Act 170 of 1978. The Commission has now completed its
investigation. The individual allegations, conclusions, and findings on which
those conclusions are based are as follows:
I. Allegation: That you, a Supervisor in Union Township, Lawrence County,
violated Section 3(a) of the Ethics Act which prohibits a public official from
using his office to obtain financial gain other than compensation provided by
law by receiving compensation for working for the township from approximately
May 19, 1984, to the end of 1984, when neither the supervisors nor the
auditors had given the proper approval for your appointment or your
compensation.
A. Findings:
1. You served as a Union Township Supervisor from 1972 until December 31,
1985. As an appointed and then elected official, you were subject to the
provisions of the Ethics Act.
2. Township auditors took the following actions relating to pay for
supervisors working for the township:
a. January 28, 1984: Supervisors /Roadmasters to he paid $4.75 per
with overtime pay of $7.13 per hour after 48 hours in one week; $4.75
per hour for supervisors working on the road. On February 2.2, 1984,
Supervisors Cooper and Cumherledge notified the auditors they were
not satisfied with the rate of $4.75 per hour for the
roadmaster /superintendent position.
h. March 13, 1984: The wage rate for roadmaster was changed to $7.21
per hour and insurance henefits for the roadmaster hut not his family
were approved.
Mr. Charles Cumberledge
Page 2
May 2, 1986
3. According to township payroll and tax records you were paid the following
wages as a road worker:
a. Pay period
Pay period
Pay period
Pay period
Pay period
ending 7/6/84 -
endi ng 7/20/84
ending 8/3/84 -
endi ng 8/17/84
ending 8/28/84
36 hours, amount earned $171.00
- 29 hours, amount earned $137.75
32 hours, amount earned $152.00
- 23 hours, amount earned $109.25
- 18 hours, amount earned $85.50
b. You were paid at the $4.75 rate approved by the auditors for
supervisors doing road work for all of the above pay periods.
4. Minutes of the township supervisors meetings for the months of May, June,
July and August of 1984 contain no approval of your employment by the
supervisors.
5. On June 26, 1984, Ralph Nuzzo was selected to fill the supervisor's
vacancy caused by the demise of Supervisor Benjamin Cooper.
6. On August 21, 1984, Supervisor Ralph Nuzzo made a motion to appoint you
road superintendent. You seconded the motion, Supervisor Fee abstained.
7. The township and payroll records show that you were paid as road
superintendent for the following periods:
Pay period ending 8/31/84 -
Pay period ending 9/14/84 -
Pay period ending 9/28/84 -
Pay period ending 10/12/84
Pay period ending 10/26/84
Pay period ending 11/9/84 -
Pay period ending 11/20/84
Period ending 12/20, 1984 -
63 1/2 hours, amount earned, $457.83
84 hours, amount earned, $605.64
80 hours, amount earned, $576.80
- 81 hours, amount earned, $584.01
- 80 1/2 hours, amount earned, $580.41
64 hours, amount earned, $461.44
- 72 hours, amount earned, $519.12
59 1/2 hours, amount earned, $429.00
8. In addition during 1984, the records show that you took and were paid for
40 hours of vacation time between Novemher 26 and November 30, 1984. For this
vacation time you were paid $288.40.
9. Based on the auditors approval, you would have earned 14 hours of
vacation because you worked as a road superintendent in 19 of the 52 weeks.
B. Discussion: As an elected township supervisor, you are a public official
as tl term is defined in the State Ethics Act. 65 P.S. §402. As such, your
conduct must conform to the requirements of the Act. See Sowers, 80 -050;
King, 86 -025.
Mr. Charles Cumberledge
Page 3
May 2, 19R6
Generally, the Ethics Act provides as follows:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Within this provision of law, a public official may not use his public
position or any confidential information obtained in that position in order to
secure a financial gain for himself other than the compensation provided for
by law. In the instant situation, you took over the position of township road
worker and received compensation for services rendered therein during the
period of time from July, 1984, to the end of August, 1984. During this
period of time you were not officially appointed or employed by the majority
of the township supervisors to operate in this capacity. Generally, our
reading of the Second Class Township Code indicates that while a township
supervisor may be employed by the township i n the capacity of roadmaster,
there must be some affirmative action by the township board of supervisors in
selecting the individuals who serve in this capacity. See 53 P.S. §65514;
§65516. Generally, a single township supervisor, acting alone, may not commit
the township to certain obligations. See e.g. Western Wheeled Scrapper
Company v. Butler Township, 24 Pa. Super. 477, (1904). The supervisors,
however, do have the obligation of ensuring that the work of the township is
completed and have the further authority of ensuring that the township roads
and facilities are maintained. In the instant situation, while you did not
obtain your appointment as township road worker, during the aforementioned
time period, through the township board of supervisors, your work during this
period without such appointment, was a result of the death of the current
roadmaster. You served without appointment in this position from July 6,
until August 28. In light of the emergency situation and in light of the
short term i n which you served without such appointment, we do not believe
that your actions rose to a level that would violate the State Ethics Act.
On August 21, 1984, you were appointed as the official road
superintendent. The motion was made by Supervisor Nuzzo and you seconded the
motion. The third supervisor abstained. And as a result, you were a
participant in your own appointment to that position. This Commission has
recently ruled that a member of a board of township supervisors, in a township
of the second class, may not participate or vote to appoint him or herself as
a township employee if the supervisor will be serving in a position for which
compensation is traditionally awarded by the board of township auditors. We
have ruled that such actions, by a public official, would be in violation of
Section 3(a) of the State Ethics Act. See King, 85 - 025. Our review of this
Mr. Charles Cumberledge
Page 4
may 2, 1986
situation indicates that it is in accord with the facts that we outlined in
the King Opinion and our analysis set forth in that opinion is applicable
here. As a result, we do believe that there was a violation of the State
Ethics Act when you voted to appoint yourself as the township roadmaster. We
do note, however, that our opinion in King, and our analysis of this
particular issue was only recently issued and your actions in this respect
took place i n 1984 and we believe that our opinion in Ki ng should be applied
in a prospective manner only. Thus, while your actions would not have been in
accord with the State Ethics Act pursuant to our prior decision, we do not
believe that we should take any further action in this matter.
C. Conclusion: We do not believe that you violated the State Ethics Act when
you worked for a period of two moths as the township roadmaster without being
appointed by the board of supervisors to serve in this position in light of
the fact that your service in this capacity was due to the death of the then
serving roadmaster. While we do believe that your voting to appoint yourself
to the position of township roadmaster and receiving compensation in that
position would be a violation of the State Ethics Act as set forth in our most
recent opinion in King, we do not believe that any further action should be
taken in this matter in that we have decided to apply that opinion in a
prospective fashion and your vote to appoint yourself as roadmaster predated
that opinion.
Our files in this case will remain confidential in accordance with
Section 8(a) of the Ethics Act, 65 P.S. 408(a). However, this Order is final
and will be made available as a public document 15 days after service (defined
as mailing) unless you file documentation with the Commission which justifies
reconsideration and /or challenges pertinent factual findings. See 51 Pa. Code
2.38. During this 15 -day period, no one, including the Respondent unless he
waives his right to challenge this Order, may violate this confidentiality by
releasing, discussing or circulating this Order.
Any person who violates the confidentiality of a Commission proceeding
is guilty of a misdemeanor and shall be fined not more than $1,000 or
imprisoned for not more than one year or both, see 65 P.S. 409(e).
By the Commission,
SZY. eQ antle
G. Sieber Pancoast
Chai rman