HomeMy WebLinkAbout455 BeckwithMr. Gilbert P. Beckwith
Tyrone Rorough Councilman
2.00 E. 12th Street
Tyrone, PA 16686
Re: No. 84 -130 -C
1)N
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
ORDER OF THE COMMISSION
march 3, 1986
Order No. 455
The State Ethics Commission has received a complaint regarding you and a
possible violation of Act 170 of 1978. The Commission has now completed
its investigation. The individual allegations, conclusions, and findings on
which those conclusions are based are as follows:
I. Allegation:
That as a councilmember in Tyrone Rorough you Used your office for
personal financial gain other than compensation provided by law in that you
were instrumental in the borough's decision to remove the borough manager and
to have yourself appointed temporary manager and to secure the salary and /or
henefits associated with this position.
A. Findings:
1. You have served as an elected councilmember in Tyrone Borough since 1978.
Your term of office will expire at the end of December, 1985.
2. You also served as vice - president of council in 1483 and until January 27,
1Q84, when you resigned that position.
3. You served as acting borough manager from January 27, 1984, to September
17, 1984.
4. Tyrone Borough is governed by Home Rule Charter, which was approved by the
voters in the May 18, 1982 primary election.
a. The Home Rule Charter went into effect after that election.
tir. Gi 1 bert Reckwi th
Page 2
March 3, 1986
5. The Home Rule Charter, Article VIII, Sections 801 to 804, authorizes the
appointment of a borough manager by council to supervise the day -to -day
operations of the horough.
a. Section 801 states council shall appoint a borough manager for an
indefinite period and shall fix compensation. Appointment to be made
solely on the basis of executive and administrative qualifications.
h. Section 802 states that council may remove the borough manager at any
time, with or without cause.
c. Section 803 provides for the appointment of an acting borough
manager. That section states that council may appoint any one of its
members or any other officer or employee of the horough as, acti ng
borough manager. Compensation to be set by council.
d. Section 804 spells out the powers and duties of the borough manager
and states that he shall he the chief administrative officer of the
borough.
6. The Home Rule Charter, Article III, Section 303 prohibitions also states:
a. A member of council shall not hold any other compensated borough
office or he employed by the borough or act as a paid consultant to
the horough, either during his term of office or until after the
expiration of his term of office if, for any reason, he does not
complete said tern.
7. Sometime after the May, 1982 passage of the Home Rule Charter, Borough
Secretary Ray Irvin was appointed Acting Borough Manager.
8. Minutes of Tyrone Borough Council meetings confirm the following:
a. March 2.8, 1983: Special Session.
(1) - Finance -Legal Committee chairman reports that the committee
recommends dismissal of Ray Irvin, Acting Borough "tanager.
(2) - Motion Myers, second Beckwith to accept the recommendation.
Roll call vote, 8 yes and 5 no.
(3) - tiotion by you, second Myers to appoint Barbara George, Acting
Borough Manager. Motion carried.
(4) W Council President. Beals appointed committee of Thomas, Werner,
James, Walsh and himself to take action to secure a borough
manager.
Mr. Ci 1 hert Reckwi th
Page 3
b. April 11, 1983
(1) - You introduce Sam Harris, Affirmative Personnel Planning
Associates. Harris explains fees and that his firm will select
the top (3) applicants for council's consideration for borough
manager.
(2) - P1otion Beckwith, second Werner to appoint Affirmative Personnel
Planning Associates. Motion carried.
c. July 11, 1983
(1) - Reckwith, Chairman of Special Committee for selection of
borough manager reported that the committee and consultant
completed interviews July 2, 1983 and recommended to a
roundtable meeting of council on July 5, 1983 an individual
for the job.
(2) - Motion by you, second James to accept recanmendation and
approve the hiring of Joseph Dunn for the position of borough
manager at a salary of $28,000/yr. Motion carried unanimously.
d. January 27, 1984: Special Session.
March 3, 1986
(1) - IDunn's letter of resignation, effective January 27, 1984, read
by Mayor Beals.
(2) - Motion Walsh, second Thomas to appoint you temporary borough
manager. Roll call vote 5 yes, 1 no, 1 abstain (Beckwith).
(3) - Wages for you referred to Legal- Finance Committee for future
meeting.
(4) - Walsh states council needs vice - president since you are now
borough empl oyee.
(5) - Motion Isenherg, second Werner to appoint Thomas Vice- President
of Council. Roll call vote 5 yes, 2 ahstain (Thomas, you),
e. February 13, 1984
(1) - Beals reports Legal- Finance Committee asks council's approval
of wages for acting horough manager in an amount of $300.f0/wk,
(2) - Beals reads letter form councilmemher Thomas stating she would
take the duties of acting horough manager without pay.
Mr. Gilbert Beckwith
Page 4
March 3, 1986
(3) - Werner asks if the $300 salary would be net or gross. Beckwith
stated, gross,
(4) - Hall states there is a misunderstanding in the community. We
need someone who is completely administrative. This is a
temporary arrangement. We cannot pay an adequate salary
because Beckwith is not a professional. Applications will be
accepted until February 29, 1984, hope we can make a selection
soon. Mr. Blair from DCA will sit in on interviews, but
council will make the decision.
(5) - Motion Hall, second Isenberg to employ you on a temporary
basis with $300 /wk. gross pay. Motion carried 4 to 1.
You were not listed as councilmember for this meeting, but you
attended. You state that you continued as a councilmember.
(6) - Your appointment as temporary borough manager was questioned by
a citizen who inquires about your qualifications. Solicitor
Bigelow states, the controlling section does not contain
education qualifications.
f. April 9, 1984: You, as acting borough manager and head of selection
committee, report that all five candidates for borough
manager have been notified of interviews on April 28, 1984.
g. May 30, 1984: Special Session.
(1) - Mayor Beals reports that you wish to have wages increased to
$20,000 /yr. with all benefits retroactive to May 14, 1984.
(2) - Lengthy discussion follows. Mayor Beals questions when
interviews for borough manager were to he scheduled. You
report interviews set -up for two applicants for June 8, 1984.
(3) - Motion Dawson, second Isenberg to accept increase for Beckwith
until a permanent position is filled. Motion carried
unanimously.
h. June 11, 1984: You report there are (5) interviews for borough
manager scheduled for June 15, 1984.
is July 11, 1984
(1) - Resolution No. 252 pertaining to you as councilman and acting
borough manager. Motion Isenberg, second Dawson to accept the
resolution. Roll call vote, (7) yes, (1) abstain (Beckwith).
Mr. Gil Bert Beckwith
Page 5 •
J. •
March 3, 1986
(2) - Resolution No. 2.52 affirmed council's intention that you serve
as acting borough manager and continue to serve as a
councilmember until a borough manager could be employed.
(3) - Citizen questions wty you were in a council seat when after
six months you were acting borough manager. Solicitor Bigelow
explains that you are still a councilperson, and your seat was
never vacated.
August 13, 1984
(1) - Solicitor Bigelow reads agreement with Dennis Barr for the
position of borough manager.
(2) - Motion Walsh, second Beckwith to have the proper officials sign
the necessary agreement. Roll call vote, motion passed
unanimously.
k. September 10, 1984
- Ordinance No. 885 passed by council approving the hiring of James
DiBasilio as borough manager and the setting of compensation and
benefits effective September 17, 1984.
9. The minutes reflect that for council meetings held in March, April , May
and June of 1984, you are not listed as a voting councilmember.
a. You were present at those meetings but acted in the capacity of
acting borough manager.
10. You began affirmatively excercising duties of councilmemher at the July
11, 1984 meeting following considerable inquiry as to the vacancy of your
council seat.
a. Resolution No. 252 was passed at that meeting.
b. At the January 27, 1984 meeting, Solicitor Bigelow initially advised
that you should resign as vice - president of council and cautioned you
against voting while acting as manager.
c. Solicitor Bigelow changed his opinion which prompted the drafting
of Resolution No. 252.
11. Payroll records obtained at the Tyrone Borough Building confirm that you
were on the borough payroll frail the pay period ending February 12, 1984 to
the pay period ending September 23, 1984. You were paid as follows:
Mr. Gil bert Beckwith
Page 6
March 3, 19R6
a. Pay period ending February 12, 1984 to period ending June 3, 1984 -
gross salary $600.00, net $528.31 hi- weekly.
b. Pay period ending June 17, 1984 to period ending September 23, 1984 -
gross salary $858.81, net $72.0.58 bi- weekly.
c. Total salary received - gross $12,270.48.
12. On June 29, 1984, James H. Bigelow, Solicitor for Tyrone Borough wrote
to Edward M, Seladones, Executive Director, State Ethics Commission stating
that you were employed in accordance with Section 803 of the Tyrone Borough
Home Rule Charter. He noted that this Section provides:
"During the period of any vacancy in the office
of Borough Manager or during the period of his
absence or incapacity, the Council may appoint any
one of its own members or any other officer or
employee of the Borough as acting Borough
Manager. The acting Borough Manager shall then
exercise the powers and perform the duties of the
Borough Manager and receive compensation at a
rate to he set hy Council."
He did not cite or discuss Section 303. (See finding No 6).
13. Records confirm that . council placed advertisements seeking a manager in
various newspapers throughout Pennsylvania effective February 5, 1984.
a, The ads requested a reply to Search Committee, 200 East 12th Street,
Tyrone, PA. That address is your home address.
b. Resumes were accepted until February 29, 1984.
c. There is no record identifying the selection committee members.
d. During this period Mr. Dennis Barr, candidate selected hy council ,
(See finding No. 8 J(11) also received anonymous phone calls and
newspaper clippings relating to the borough manager's position.
c. Mr. Barr decided not to accept the position.
114, You as well as other councilmembers confirm that as of March 2, 1984 (58)
applications were received by you.
a. All applications were suhject to review by council.
Mr. Gilbert Reckwith
Page 7
march 3, 1986
b. Applicants to be interviewed was reduced to (5) and interviews
scheduled April 28, 1984.
(1) Only (3) applicants appeared for the April 28, 1984
i ntervi ews .
c. Additional applicants were reviewed by council on May 17, 1984.
d. Interviews for applicants were to be completed by July, 1984.
15. Mr. Dennis Barr was interviewed on July 13, 1984 by you and other members
of council.
a. Mr. Barr stated he required a three year contract with a one year
severance pay.
b. Mr. Barr was interviewed a second time.
c. During this period, you attempted to have Mr. Barr agree to a one
year or eighteen month contract.
16. You state that you resigned from the selection committee, but there is no
record of your resignation; but there is evidence that you were negotiating
with Mr. Barr at least during July, 1984.
17. In mid -May, 1984, it was reported that you were considering applying for
the job as borough manager.
a. You stated you were encouraged to reply and were quoted as stating
you had the endorsement of the Tyrone Area Chamber of Commerce.
(1) The Tyrone Area Chamber of Commerce denied giving you such an
endorsement.
b. You announced on May 16, 1984, that you would not accept the borough
manager's joh.
(1) You did not submit an application for the position.
18. At the September
fol1owi ng the passage
September 17, 1984. (
R. Discussion: As a
official as that term
As such, your conduct
84 -012.
10, 1984, meeting of council a horou
of Ordinance No. 885. The hiring wa
Related to 8K).
member of_the Tyrone Borough Council
is defined in the State Ethics Act.
must conform to the requirements of
gh manager was hired
s effective
you are a public
65 P.S. 5402.
the Act. Davis,,
Mr. Gilbert Beckwith
Page 8
The State Ethics Act provides as follows:
Section 3. Restricted activities. -
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Section 303. Prohibitions
A member of Council shall not hold any other
compensated Borough office or be employed by the Borough
or act as a paid consultant to the Borough, either during
his tem of office or until after the expiration of his
term of office, for any reason he does not complete said
tern.
Section 803. Acting Borough Manager
During the period of any vancancy in the office of
Borough. Manager or during the period of his absence or
incapacity, the Council may appoint any one of its own
members or any other officer or employee of the Borough as
acting Borough Manager. The acting Borough Manager shall
then exercise the powers and perform the duties of the
Borough Manager and receive compensation at a rate to be
set by Council.
March 3, 1986
Within the above provision of law, a public official may not use their
position in order to obtain any financial gain other than the compensation
provided for by law. A public official may not use confidential information
obtained in their public position for similar purposes. This Commission has
on previous occasions determined that when a public official accepts, in his
public position, financial gain including compensation to which he is not
entitled, such acceptance constitutes a violation of the State Ethics Act.
See Moiling No. 388, Domalakes, 85 -010.
As a result, the key factor to be determined in the instant matter is
whether you, in your public position, accepted or received any compensation or
financial gain to which you were not entitled. As a result of a voter
referendum in May, 1982, the Borough of Tyrone adopted a Home Rule Charter
form of goverment in accordance with the Home Rule Charter and Optional Plans
Law, 53 P.S. 1.101 et. seq. Of particular interest in the Charter that was
adopted by the Borough of Tyrone are the following sections:
Mfr. Gilbert Reckwi th
Page 9
March 3, 1986
Clearly, the above provisions of the Home Rule Charter conflict insofar
as they regard the compensation of a member of borough council who is holding
another borough office. Section 303 of the Charter specifically prohibits a
member of borough council from holding any other compensated borough office or
position. Section 803, however, appears to allow a borough councilperson to
be appointed as acting Borough tanager and receive compensation therefor.
Section 803 does not specifically require that the borough councilperson
resign his borough council office while serving in this acting position. You
apparently accepted the position of borough manager based upon Section 803 of
the Charter. As noted, that Charter is not clear as to the specific intent of
its drafters. You were appointed to the borough manager position in January
of 1984. This, accordi ng to the mi nutes of the special meeting, was a
temporary appointment. You did not participate in the vote to appoint
yourself to this position. The borough council did not then fix the wages for
this position hut rather referred the compensation issued to the Legal Finance
Committee. In February, 1984 that canmittee fixed your salary at $300 per
week. You did not participate as a councilmemher in any of the matters
relating to the fixing of salary. You then proceeded to perform functions and
duties as borough manager. You also, in the position of borough manager,
assumed responsibility for the hiring of a permanent borough manager. You
accepted the resumes of these i miividual s and a borough manager was hi red in
September of 1984. We also not that the minutes for the borough council
meetings for March through June of 1984 did not list you as a voting
councilmemher. You were present at these meetings but acted in the capacity
of acting borough manager. In `ray of 1984, you officialy announced that you
were not a candidate for the bo"ouc:i manager's position. Based upon the
totality of the circumstances t:',at •we have reviewed in this matter, we do not
find sufficient evidence to beli that you violated Section 3(a) of the
State Ethics Act. Of particula» concern to the Commission, however, is the
conflicting nature of the Home :tile Charter regarding the activities of a
borough councilmemher. Strictly read, the Charter appears to prohibit you as
a borough council member from re,:e, ing any other compensation for serving in a
borough office. If this in fact were the only provision of the Home Rule
Charter that was to he considerM =n this matter, you clearly would have
received compensation, in the " )ro .igh manager's position, that was not
provided for by law and your re, of such would have been in violation of
the State Ethics Act. However, Se.:tion 803 of the Charter apparently
authorizes members of borough c ou—:il to receive compensation when serving as
acting borough manager. This 'c:'on of the law does not require that you
resign your position as counci' -'eon. This provision, however, appears to he
in direct conflict with the fo O ng provision of the Charter. Neither you
nor the members of borough coup; - 11 considered Section 303 when they appointed
you as acting borough manager. lack of consideration has resulted in the
public perception that you had , i:'ated that particular section of the Home
Rule Charter as well as the Ste _thics Act. We believe that the potential
public perceptions should have - i considered by both you and the borough
council when acting in this ma: -�- The perception that you have violated the
law was heightened by the fact -'•>: the period of time that elapsed in hiring
Mr. Gilbert Beckwith
Page 10
of a borough manager allowed you to collect in excess of $12,000.00 as a
salary. Additionally, your request for a raise when serving as a borough
manager created further misperceptions in this situation. While we do not
believe that you violated the State Ethics Act. We do remind you that you
should he constantly cognizant of public perceptions and act so as to
strengthen the faith that the citizens have in their public officials.
C. Conclusion: Based upon the foregoing factors and the relevant provisions
of law, we do not believe that you violated the State Ethics Act when you
served as acting borough manager when you were still serving as a borough
councilperson. We note specifically that this result is occasioned by virtue
of the fact that the Borough of Tyrone is governed by a Home Rule Charter, and
the Charter apparently permits the receipt of compensation by a borough
councilmemher for serving as a temporary acting borough manager.
Our files in this case will remain confidential in accordance with
Section 8(a) of the Ethics Act, 65 P.S. 408(a). However, this Order is final
and will be made available as a public document 15 days after service (defined
as mailing) unless you file documentation with the Commission which justifies
reconsideration and /or challenges pertinent factual findings. See 51 Pa. Code
2.38. During this 15 -day period, no one, including the Respondent unless he
waives his right to challenge this Order, may violate this confidentiality by
releasing, discussing or circulating this Order.
Any person who violates the confidentiality of a Commission proceeding
is guilty of a misdemeanor and shall he fined not more than $1,000 or
imprisoned for not more than one year or both, see 65 P.S. 409(e),
the ' om • ssi on,
Herber
Chai an
nner
March 3, 1986