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HomeMy WebLinkAbout311 ScalesMr. David J. Scales 318 Grand Street Susquehanna, PA 18847 RE: 84 -72 -C Dear Mr. Scales: STATE ETHICS COMMISSION 308 FINANCE BUILDING HARRISBURG, PENNSYLVANIA 17120 ORDER OF THE COMMISSION June 29, 1984 Order No. 311 The State Ethics Commission has reviewed the possibility that you have violated the State Ethics Act, Act 170 -1978. The nature of the alleged violation is as follows: I. Allegation: That as a public employee, you failed to file a Statement of Financial Interests for calendar year 1982 by May 1, 1983, as required by the State Ethics Act and regulations. A. Findings: 1. An audit of the Statements of Financial Interests for calendar year 1982 required to be filed by May 1, 1983, was conducted by the State Ethics Commission. Your statement was not on file. 2. You served as a Dog Law Enforcement Officer in the Department of Agriculture during calendar year 1982. a. You resigned or left this position on September 7, 1982. b. You were a public employee as that term is used in the Ethics Act and upon leaving your position became a former public employee and as such are subject to the act. 3. You had not filed a Statement of Financial Interests for calendar year 1982 according to our records, so the following steps were undertaken to secure your filing. 4. A letter was mailed to you by the Executive Director of the State Ethics Commission, Edward M. Seladones. a. This letter was dated November 16, 1983. b. This letter was addressed to you at 318 Grand Street, Susquehanna, Pennsyi vani a',: 18847. D. J. Scales Page 2 June 29, 1984 c. This letter was mailed regular mail first class. d. We received no response to this letter. 5. Another letter was sent to you by the Executive Director of the State Ethics Commission, Edward M. Seladones. a. This letter was dated December 29, 1983. b. This letter was addressed to you at 318 Grand Street, Susquehanna, Pennsylvania, 18847. c. This letter was mailed certified, return receipt requested, No. 701673478. It was accepted by D. J. Scales on January .4, 1984. d. We received no response to this letter. 6. We had not received your Statement of Financial Interests as of May 9, 1984. a. Based on the above, we issued an Order on May 9, 1984. b. On May 16, 1984, we received a copy of your Statement of Financial Interests for calendar year 1982. c. You stated that you had previously sent three statements to the personnel office in the Department of Agriculture. d. That Department has no record of having received those statements. B. Discussion: Section 4(a) of the Ethics Act states: Section 4. Statement of Financials Interests required to be filed. (a) Each public employee employed by the Commonwealth shall file a statement of financial interest for the preceding calendar year with the department, agency or bureau in which he is employed no later than May 1 of each year that he holds such a position and of the year after he leaves such a position. Any other public employee shall file a statement of finaicial interests with the governing authority of the political subdivision by which he is employed no later than May 1 of each year that he holds such a position and of the year after he leaves such a position. 65 P.S. 404(a). D. J. Scales Page 3 You were required to file a Statement of Financial Interests for calendar year 1982. You have now filed that statement. While neither we nor the Department of Agriculture have the forms which you say you previously mailed to them, we find no evidence that your late filing was intended to conceal information or to realize financial gain. Based on this finding, we will take no further action. C. Conclusion: You have violated Section 4(a) of the Ethics Act but we believe that violation was not intentional and did not conceal information which would have allowed you to realize financail gain and we will take no further action. Our files in this case will remain confidential in accordance with Section 8(a) of the Ethics Act, 65 P.S. 408(a). However, this Order is final and will be made available as a public document in accordance with 51 Pa. Code 2.38(a). Any person who violates the confidentiality of a Commission proceeding is guilty of a misdemeanor and shall be fined not more than $1,000 or imprisoned for not more than one year or both, see 65 P.S. 409(e). cc: Jay Uhler, Personnel Office : - EMS /rdp By the Commission, Herbert Conner Chairman June 29, 1984