HomeMy WebLinkAbout272 SpenceMs. Margaret R. Spence
Venango County Treasurer
5 West Fifth Street
Oil City, PA 16301
Re: No. 83 -60 -C
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
ORDER OF THE COMMISSION
January 6, 1984
Order No. 272
Dear Ms. Spence:
The State Ethics Commission has received a complaint regarding you and a
possible violation of Act 170 of 1978. The Commission has now completed its
investigation. The individual allegations, conclusions, and findings on which
those conclusions are based are as follows:
I. Allegation: That you, County Treasurer of Venango County, are in
violation of Section 3(a) of the Ethics Act because your employees are wearing
your campaign badges, campaign material is in the treasurer's office to be
handed out to the public; you have set up satellite offices in various parts
of the county and pencils, notepads and cards containing your campaign ads
were handed out at those offices; that campaign cards for your re- election
were enclosed with county licenses, and that in a talk during an after -hours
tour of the Courthouse you made mention of the campaign material on the
counter and invited persons to take these items and this is use of your public
office for personal gain and a violation of Section 3(a) of the Ethics Act.
A. Findings:
1. You were appointed to fill an unexpired term as Venango County Treasurer
and were sworn into that office on May 11, 1982. As an appointed public
official you are subject to the terms and provisions of the Ethics Act.
2. You were a successful candidate for the office of Venango County Treasurer
in the 1982 Primary Election and your name will be on the 1983 General
Election ballot.
Margaret R. Spence
January 6, 1984
Page 2
3. Three employees in your office wore campaign buttons while working in that
office.
a. They wore these buttons voluntarily.
b. They discontinued wearing the buttons in April, 1983, after questions
were raised about the propriety of these actions.
4. You made notepads, pencils and other material available for the public at
your office, Venango County Treasurer's office, and satellite service offices
you had established.
a. One notepad included the statement "Make a note to vote for
Margaret R. Spence, Venango County Treasurer, proven efficiency."
b. The pencil contained the statement "Vote Margaret R. Spence."
c. A second notepad said, "Compliments of Margaret R. Spence, your
Venango County Treasurer, experience plus integrity."
d. A Billfold Guide to hunting and trapping seasons for Venango County
said, "Compliments of Margaret R. Spence, Treasurer of Vanango County."
e. You encouraged the public to take these materials.
f. About the end of April, 1983, the materials were removed from your
office and are no longer available to the public.
5. Your campaign cards were included with applications for dog licenses
which were mailed to applicants in the County.
a. You state there were no more than six such mailings.
b. The former Treasurer's name and address were on the applications.
c. Your personal return address was stamped on the envelopes which
contained the dog license applications; you provided stamps for these
envelopes.
6. The normal procedure for applicants returning the application is to
include a self- addressed, stamped envelope in which the license is returned.
a. In at least one case, your campaign card stating "Re-elect Margaret R.
Spence" was included with the license.
Margaret R. Spence
January 6, 1984
Page 3
7. During an after -hours public tour of your office, you noticed the
notepads and other campaign material.
8. It is your understanding that the practice of handing out campaign
material in public offices was a common one in Venango County.
9. No public funds were spent for the preparation and printing of these
materials.
B. Discussion: Section 3(a) of the Ethics Act states:
Section 3. Restricted Activities.
(a) No public official or public employee
shall use his public office or any
confid?ntial information received through
his holding public office to obtain
financial gain other than compensation
provided by law for himself, a member of
his immediate family, or a business with
which he is associated. 65 P.S. 403(a).
The Commission has previously ruled that public funds can be used only
for official business and the question of whether an activity is "official
business is decided by considering :whether the material included appeals for
political support, referred to. :what a puba;ic : official expects to do, if
elected, discusses the upcoming,lection, refers ,to p alitical opponents, or
can be viewed as one :designed primarily to advance electoral prospects.
Rappaport, No...126. :141e Commission has also previously held that the use of
public office for the personal financial benefit of the officeholder is
.violation of Section 3(a).- See McClatchy, No. 130. Our consideration of the
- proper use of public office is undertaken with the understanding.,that each
person has the right to express and -act on his or her private .pol
preferences. Thus, the fact that workers within your office voluntarily wore
campaign buttons should not runs afoul of the Ethics Act.
However, we must recognize that your election would be financially
beneficial to you. Mailing your personal campaign,cards in offici -al envelopes
with county license applications and licenses was a use of your
office and public facilities to benefit your, re,- electron and must be viewed
differently from the above situation. This-activity constitutes a violation
of Section 3(a). However, the number ofthese actions small and they were
stopped when questions were raised. In addition, the gain to you was minimal
and under these circumstances, the Commission will take no furtheraction as
long as these activities or similar ones,.du. not recur.
Margaret R. Spence
January 6, 1984
Page 4
In addition, the Commission must consider Section 1 of the Act which
states:
Section 1. Purpose.
The Legislature hereby declares that public office is a
public trust and that any effort to realize personal
financial gain through public office other than
compensation provided by law is a violation of that trust.
In order to strengthen the faith and confidence of the
people of the State in their government, the Legislature
further declares that the people have a right to be
assured that the financial interests of holders of or
candidates for public office present neither a conflict
nor the appearance of a conflict with the public trust.
Because public confidence in government can best be
sustained by assuring the people of the impartiality and
honesty of public officials, this act shall be liberally
construed to promote complete disclosure. 65 P.S. 401.
The Commission has also ruled that an appearance of a conflict of
interest with the public trust would be created if a state representative used
his or her district office to conduct an election campa.tgn even if no public
funds were used or if reimbursement were made. Cessar, 82 -002. A reasonable
view of the obligations of public officials and public employees to avoid even
the appearance of a conflict with the public trust recognizes that incidental
campaign activities may occur in a puhlic office without creating the
appearance of a conflict under Section 1 of the Ethics Act. But the
systematic use of public office or confidential information gained through
that office is prohibited. You created the appearance of a conflict of
interest with the public trust when you made your campaign material available
in the County Treasurer's office on a systematic basis. However, you have
stopped these activities and the Commission will take no further action.
Voluntary wearing of campaign buttons as an expression of personal preference
does not . violate the Ethics Act.
C. Conclusion: You violated Section 3(a) of the Ethics Act when you put your
personal campaign literature in official county mail. However, this
activitity was minimal and the Commission will take no further action. In
addition, you created the appearance of a conflict of interest with the public
trust by having your campaign material available in your public office, the
County Treasurer's Office of Venango County. You have also stopped these
activities and the Commissi•on will take no further action.
Margaret R. Spence
January 6, 1984
Page 5
Our files in this case will remain confidential An accordance with
Section 8(a) of the Ethics Act, 65 P.S. 408(a). However, this Order is final
and will be made available as a public document 15 days after service (defined
as mailin §) unless you file documentation with the Commission which justifies
reconsideration and /or challenges pertinent factual findings. See 51 Pa. Code
2.38. During this 15 -day period, no one, including the Respondent unless he
waives his right to challenge this Order, may violate this confidentiality by
releasing, discussing or circulating this Order.
Any person who violates the confidentiality of a Commission proceeding
is guilty of a misdemeanor and shall be fined not more than $1,000 or
imprisoned for not more than one year or both, see 65 P.S. 409(e).
PJS /jc
By the Commission,