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HomeMy WebLinkAbout230 WolfStanley R. Wolf RD #1, Box 141 Orrtanna, PA 17353 RE: No. 83 -123 -C Dear Mr. Wolf: STATE ETHICS COMMISSION 308 FINANCE BUILDING HARRISBURG, PENNSYLVANIA 17120 August 22, 1983 ORDER OF COMMISSION Order No. 230 The State Ethics Commission has reviewed the possibility that you have violated the State Ethics Act, Act 170 -1978. The nature of the alleged violation is as follows: I. Allegation: That as a public official, you failed to file a Financial Interest Statement by May 1, 1982, for calendar year 1981, as required by the State Ethics Act and regulations. A. Findings: 1. An audit of the Financial Interest Statements for calendar year 1981 required to be filed by May 1, 1982, was conducted by the State Ethics Commission. Your statement was not on file. 2. You served as a compensated member of the Weather Modification Board during calendar year 1981. a. You resigned or left this office in June, 1982. b. The powers and duties of this Board as set forth in the laws of this Commonwealth include the power to: 1) accept and review applications for license by persons possessing cloud seeding equipment, who shall not, without registering with the Board cause or attempt to cause water in any form to condense; (2) approve licenses for persons entitling the applicant to conduct "operations ", defined as weather modification and control activities; Stanley R. Wolf August 22, 1983 Page 2 (3) grant emergency nucleation permisssion to a licensee if necessary to extinguish fires or alleviate draught conditions; (4) request assignment of at least one investigator and one trooper of the Pennsylvania State Police to investigate areas where unlawful cloud seeding is suspected; (5) revoke, suspend or modify the license of persons failing or refusing to comply with the provisions of the law administered by the Board; 3. You were a public official as that term is used in the Ethics Act and upon leaving office as set forth above became a former public official. 4. You have not yet filed a Statement of Financial Interest for calendar year 1981. 5. A letter was addressed to you by the Executive Director of the State Ethics Commission, Edward M. Seladones. a. This letter was dated December 29, 1982. b. This letter was addressed to you at RD #1, Box 141, Orrtanna, Pennsylvania 17353. c. This letter was mailed certified,_ return receipt requested, No. 0018458, it was accepted by Stanley Wolf on January 3, 1983. d. We received no to this letter. 6. Another letter was addressed to you by Edward M. Seladones, Executive Director, State Ethics Commission. a. This letter was dated May 11, 1983. b. This letter was addressed to you at RD #1, Box 141, Orrtanna, Pennsylvania 17353. c. This letter was mailed certified, return receipt request, No. 5254957. This letter was accepted by Stanley Wolf on May 14, 1983. d. We received a letter from you on May 21, 1983, questioning your requirement to file. Stanley R. Wolf August 22, 1983 Page 3 e. We responded on May 23, 1983, confirming your requirement to file. f. We received no response from this letter. B. Discussion: Section 4(a) of the State Ethics Act states: (a) Each public employee employed by the Commonwealth shall file a statement of financial interests for the preceding calendar year with the department, agency or bureau in which he is employed no later than May 1 of each year that he holds such a position and of the year after he leaves such a position. Any other public employee shall file a statement of financial interests with the governing authority of the political subdivision by which he is employed no later than May 1 of each year that he holds such a position and of the year after he leaves such a position. 65 P.S. 402. The State Ethics Commission has ruled that all "public officials" are also "public employees" and thus, subject to Section 4(a)'s requirements. See Carter, 79 -066. Also, the regulations of the State Ethics Commission, which have the force and effect of law specify that "public officials" shall file Financial Interest Statements for each year they hold office. 51 Pa. Code 4.4(a). The Commonwealth Court has also agreed that "public officials" are subject to the filing requirements of Section 4(a) of the Ethics Act. See Kremer v. State Ethics Commission, 56 Pa. Cmwlth. 160, 424 A.2d 968 (1981). Sections 4.3(b) and 4.4(d) of the State Ethics Commission regulations state: (b) Any person appointed as an official in a Commonwealth's executive, legislative, judicial branches and other state -wide offices who is not a candidate shall file his Financial Interest Statement with the Commission and a copy with the agency to which he is appointed by May 1, of the year appointed or within 15 days if appointed after May 1. 51 Pa. Code 4.3(b). (d) A former public official shall file a Statement of Financial Interest for their last year of service by May 1, of the succeeding year. This statement shall be filed at the same office they filed when they were incumbent officials. 51 Pa. Code 4.4(d). Stanley R. Wolf August 22, 1983 Page 4 Although the title or description of the entity on which you serve contains or refers to the term "advisory ", the powers and duties of this Board or Commission, as found above, indicate this body has either the authority to expend public funds or to otherwise exercise the power of the State or any political subdivision. In addition, you were compensated for your services. You are subject to the Ethics Act because of the Board's authority and the compensation provided by law. You have failed to file the Statement of Financial Interest required by the law and State Ethics Commission regulations despite being advised of this requirement. In addition, Section 4(d) of the Ethics Act states: (d) No public official shall be allowed to take the oath of office or enter or continue upon his duties, nor shall he receive compensation from public funds, unless he has filed a statement of financial interests with the commission as required by this act. 65 P.S. 404(d). For purposes of the Act, accurate and complete Statements of Financial Interests must be available to the public served by the public official or public employee. We realize the policies to achieve these purposes must consider the possibility that an oversight or misunderstanding of the filing requirements may occur and corrections allowed. You received our letters informing you about your obligation to file a Financial Interest Statement, but you ignored them. You held a responsible position with the Commonwealth and must be presumed to have an understanding of forms and administrative and legal requirements. We believe you understood your filing obligations. Section 4(d), quoted above, prohibits a public official from continuing in office and receiving compensation from public funds unless he files a Statement of Financial Interests as required by the Ethics Act. These are serious penalties and judicious application of the law requires its use only where there is substantial reason to believe that the failure to file was willful. There are no mitigating circumstances apparent in this case. We believe these circumstances raise a serious question about legality of the compensation you received during the time you failed to file a Statement of Financial Interest and warrants review by the appropriate law enforcement official. C. Conclusion: You violated the Ethics Act and State Ethics Commission regulations by not filing a Financial Interest Statement with the State Ethics Commission as set forth above despite official notification of your obligations and we will refer this matter to the appropriate law enforcement agency for review. Stanley R. Wolf August 22, 1983 Page 5 Our files in this case will remain confidential in accordance with Section 8(a) of the Ethics Act, 65 P.S. 408(a). However, this Order is final and will be made available as a public document 15 days after service unless you file documentation with the Commission which justifies reconsideration and /or challenges pertinent factual findings. See 51 Pa. Code 2.38. During this 15 -day period, no one, including the Respondent unless he waives his right to challenge this UFder, may violate this confidentiality by releasing, discussing or circulating this Order. Any person who violates the confidentiality of a Commission proceeding is guilty of a misdemeanor and shall be fined not more than $1000 or imprisoned for not more than one year or both, see 65 P.S. 409(e). SSC /na By the Commission, aul J. iith Chairman