HomeMy WebLinkAbout201 MillerMr. Lewis Miller
Supervisor, Upper Hanover Township
Geryville Pike, R.D.
Pennsburg, PA 18073
Re: #82 -02 -C
Dear Mr. Miller:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
ORDER OF THE COMMISSION
June 17, 1983
Order No. 201
The State Ethics Commission has received a complaint regarding you and a
possible violation of Act 170 of 1978. The Commission has now completed its
investigation. The individual allegations, conclusions, and findings on which
those conclusions are based as follows:
I. Allegation: That you are a Township Supervisor and also an electrical and
maintenance contractor; that you have acted upon or delayed action on
Township decisions which affect your private interest as an electrical and
maintenance contractor and that this violates Section 3(a) and /or (d) of the
Ethics Act.
A. Findings:
1. You serve as a Supervisor in Upper Hanover Township, hereafter the
Township and as such are a "public official" subject to the provisions of the
Ethics Act.
2. You are also an electrical contractor and perform such services for
persons and facilities within the Township.
3. You have done such work for the Gordon Bauer Construction Company on
occassion.
4. When a building is to be constructed within the Township, certain plans
must be approved by and permits secured from the Township.
5. Approval of such plans typically occurs after the Township Engineer
reviews same and where the County and Township Planning Commission reviews
and recommend approval of same and when called upon you voted to approve
plans /applications so submitted.
Mr. Lewis Miller
June 17, 1983
Page 2
6. There is no evidence to support the allegation that any of the work you
obtained or did as contractor was secured upon the understanding that your
official conduct as a Supervisor was to be influenced thereby.
7. There is no evidence that at the time you participated in official action
as a Supervisor in approving plans or permits for a person or business that
you engaged as contractor for same or had a reasonable expectation of securing
work on such projects, developments subject to said approval or as a result of
such approvals or grants.
8. There is nothing in the minutes maintained by the Township for the period
of January 1, 1979, to March 28, 1983, to indicate that the allegation cited
above is well- founded.
B. Discussion:
As an elected Supervisor you are a public official and your activities
during such tenure must conform to the requirements of the Ethics Act. The
most pertinent provisions of the Ethics Act relating to this particular
allegation are as follows:
Section 1. Purpose.
The Legislature hereby declares that public office is a
public trust and that any effort to realize personal
financial gain through public office other than
compensation provided by law is a violation of that trust.
In order to strengthen the faith and confidence of the
people of the State in their government, the Legislature
further declares that the people have a right to be
assured that the financial interests of holders of or
candidates for public office present neither a conflict
nor the appearance of a conflict with the public trust.
Because public confidence in government can best be
sustained by assuring the people of the impartiality and
honesty of public officials, this act shall be liberally
construed to promote complete disclosure. 65 P.S. 401.
Section 3. Restricted Activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Mr. Lewis Miller
June 17, 1983
Page 3
Under these provisions you must not use your position as Supervisor to
benefit your own interests or engage in conduct which presents a conflict or
an appearance of a conflict with the public trust. The State Ethics
Commission has previously held that a conflict exists when an individual
represents two or more persons whose interests are adverse to each other.
Alfano, 80 -007. In the present case, it is clear you serve two clients -- the
municipality and the private party /developer. This circumstance gives rise to
special concerns which will be addressed more fully below. It is sufficient
here, however, to also note that this Commission is not inclined to preclude a
party serving as a public employee /official from generally engaging in a
business or professional endeavor. See Lench, 79 -047 and Sowers, 80 -050.
Thus, the mere fact that you serve as a supervisor and also offer your
services to private clients is not per se precluded under the Ethics Act.
However, in accordance with Section 1 of the Ethics Act your actions as
Supervisor must not conflict or appear to conflict with the public trust. You
may not use your public office or position to secure benefits for yourself.
Additionally, you must observe the standards we established in Sowers, 80 -050,
that require a public official or employee to abstain from taking or
recommending official action on a particular developer - applicant's plans or
submissions where the public official /employee:
(1) has worked on these plans or applications;
(2) knows he will be asked to perform work for the
developer - applicant with respect to the
particular plans or application to be reviewed; or
(3) has or can reasonably expect to obtain, seek, bid upon or
otherwise secure work with respect to the plans or
applications to be reviewed.
On the facts found as outlined above, we find no evidence that you acted
or voted under circumstances which would constitute a violation of the Ethics
Act or give rise to an appearance of a conflict of interest with the public
trust. We provide the above analysis so that your future conduct continues to
conform to the standards set in the Ethics Act and by this Commission.
C. Conclusion: Upon the facts as found above no violation of the Ethics
Act exists.
Mr. Lewis Miller
June 17, 1983
Page 4
Our files in this matter will remain confidential in accordance with
Section 8(a) of the Ethics Act, 65 P.S. 408(a). However, this Order is final
and will be made available as a public document 15 days after service unless
you file documentation with the Commission which justifies reconsideration
and /or challenges pertinent factual findings. See 51 Pa. Code 2.38. During
this 15 -day period, no one, including the Respondent, unless he waives his
right to challenge t -seder, may violate this confidentiality by releasing,
discussing or circulating this Order.
Any person who violates the confidentiality of a Commission proceeding is
guilty of a, misdemeanor and shall be fined not more than $1000 or imprisoned
for not more than one year or both, see 65 P.S. 409(e).
PJS /na
By the Commission,
aul J. ,Saith
Chairma