HomeMy WebLinkAbout94-005 WeberSue Weber
Roadmaster, District I
Township of Millcreek
3508 West 26th Street
P.O. Box 8268
Erie, PA 16505 -0268
Dear Ms. Weber:
I. ISSUE:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
OPINION OF THE COMMISSION
Before: James M. Howley, Chair
Daneen E. Reese, Vice Chair
Dennis C. Harrington
Roy W. Wilt
Austin M. Lee
Allan M. Kluger
Joseph W. Marshall, III
DATE DECIDED: 09/13/94
DATE MAILED: 09/21/94
Whether the Public Official and Employee Ethics. Law imposes
any prohibition or restrictions upon a second class township
supervisor- roadmaster regarding the number hours worked or the
types of activities performed when the compensation is set by the
auditors as a salary.
94 -005
Re: Conflict, Public Official, Second Class Township, Supervisor,
Auditors, Roadmaster, Salary, Duties, Administrative; Road
Related.
This Opinion is issued in response to your advisory request on
July 22, 1994.
II. FACTUAL BASIS FOR DETERMINATION:
Millcreek Township, as one of the largest second class
townships in the Commonwealth, receives many telephone calls and
walk -in visitors with complaints. The three Supervisors are also
Weber, Sue, 94 -005
September 21, 1994
Page 2
paid township employees; two are roadmasters and the third is
secretary. The roadmasters have responsibility for over two
hundred miles of roads in the township. The Supervisors do not
receive meeting pay. Each year the Auditors set a salary for the
working Supervisors. The Auditors do not specify any hourly wage
or hours to be worked but merely set a salary. Although your
paycheck reflects that you work forty hours, you actually work more
than sixty hours per week and receive a salary with no overtime.
You inquire as to whether the following activities, which when
performed by you, would qualify as hours worked for which you could
receive roadmaster pay as set by the Auditors:
"1. Taking complaint calls about road /storm sewer problems;
examining the problems in the field and directing the
streets department head foreman on corrective action to
be taken.
2. Dictating letters to PADOT, DCA, material suppliers,
bidders, etc. with regard to streets /storm sewers, and
our township garage which repairs our streets equipment.
3. Attending Road Scholar schools and DCA training for
roadmasters.
4. Putting together the paving lists, storm /sewer job lists,
etc.
5. Writing a safety plan which includes our streets
operation; chairing the safety committee meetings at
which part of the agenda is reviewing street department
accidents.
6. Reviewing equipment and material specs, researching new
products and purchasing road related items.
•
7. Holding neighborhood meetings with regards to
streets /storm sewer projects (our storm sewer work is
done by our streets department as it is within our right -
of-way and drains the streets).
8. Working with the budget for the streets department and
working on joint purchases with streets departments from
other townships.
9. Working on labor problems with streets department
employees and management.
10. Inspecting completed work -- paving, chipping, plowing,
etc.
Weber, Sue, 94 -005
September 21, 1994
Page 3
11. Reviewing subdivision plans with regard to roads and
meeting developers about the same.
12. Attending Planning Commission meetings to make sure road
problems in proposed subdivisions are addressed,
attending Water and Sewer Authority meetings for the same
purpose as their projects affect our right -of -way and our
paving /storm sewer scheduling."
You realize that regular roadwork such as patching potholes and
driving truck for which you have a valid CDL license qualify (as
roadmaster work).
When the Auditors set your salary as a roadmaster, you inquire
whether the Auditors should specify the numbers of hours and, if
so, should the same apply to the Supervisor who is Township
Secretary? You ask whether the salary should be set for doing the
job or should the hours be specified? After noting that any given
day may be intermixed with Supervisor (and roadmaster) duties, you
state that you always work more than forty hours as a roadmaster,
especially on weekends and evenings, answering complaints.
III. DISCUSSION:
As a Supervisor for Millcreek Township, you are a public
official as that term is defined under the Ethics Law, and hence
you are subject to the provisions of that law.
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined in the Ethics Law as follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of the
authority of his office or employment or any
confidential information received through his
holding public office or employment for the
private pecuniary benefit of himself, a member
of his immediate family or a business with
which he or a member of his immediate family
is associated. "Conflict" or "conflict of
interest" does not include an action having a
Weber, Sue, 94 -005
September 21, 1994
Page 4
de minimis economic impact or which affects to
the same degree a class consisting of the
general public or a subclass consisting of an
industry, occupation or other group which
includes the public official or public
employee, a member of his immediate family or
a business with which he or a member of his
immediate family is associated.
In addition, Sections 3(b) and 3(c) of the Ethics Law provide
in part that no person shall offer to a public official /employee
anything of monetary value and no public official /employee shall
solicit or accept anything of monetary value based upon the
understanding that the vote, official action, or judgement of the
public official /employee would be influenced thereby. Reference is
made to these provisions of the law not to imply that there has
been or will be any transgression thereof but merely to provide a
complete response to the question presented.
In applying the provisions of the Ethics Law to the instant
matter, we must reference the Second Class Township Code. Although
we do not have jurisdiction to interpret the Second Class Township
Code, it is necessary in this case to review that law in order to
determine whether the additional compensation or overtime is
authorized in law so as to be allowable under Section 3(a) of the
Ethics Law. Means, Opinion 90 -007. Section 515 of the Second
Class Township Code provides in part:
"Compensation of Supervisors --
Supervisors may receive from the general
township fund, as compensation, an amount
fixed by ordinance not in excess of the
following:
Township Population
Not more than 4,999
5,000 to 9,999
10,000 to 14,999
15,000 to 24,999
25,000 to 34,999
35,000 or more
Annual Maximum Compensation
Fifteen hundred dollars
Two thousand dollars
Twenty -six hundred dollars
Thirty -three hundred dollars
Thirty -five hundred dollars
Four thousand dollars
Such salaries shall be payable monthly or
quarterly for the duties imposed by the
provisions of this act. The population shall
be determined by the latest available official
census figures. The compensation of
supervisors shall be fixed by the township
auditors either per hour, per day, per week,
semi - monthly or monthly, which compensation
Weber, Sue, 94 -005
September 21, 1994
Page 5
53 P.S. §65515.
shall not exceed compensation paid in the
locality for similar services, and such other
reasonable compensation for the use of a
passenger car, or a two -axled four - wheeled
motor truck having a chassis weight of less
than two thousand pounds when required and
actually used for the transportation of road
and bridge laborers and their hand tools and
for the distribution of cinders and patching
material from a stock pile, as the auditors
shall determine and approve; but no supervisor
shall receive compensation as a superintendent
or roadmaster for any time he spends attending
a meeting of supervisors."
Although the above cited provision of the Second Class
Township Code would appear to the limit the auditors in setting the
compensation for working supervisors to an hourly wage or a weekly,
bi- weekly, or monthly salary, the auditors in the instant matter
have set a salary for the supervisors. We do not know whether the
salary is per annum or for a shorter time interval.
Parenthetically, if the salary is set for a year, a question may
arise as to whether such action by the auditors comports with the
above cited section of the Second Class Township Code. However, it
is not the function of this Commission to usurp the function of the
auditors in such matters. Courtner, Opinion 93 -001; Nanovic,
Opinion 85 -005.
What is clear is that the auditors have fixed a salary for the
working supervisors within some specified time frame. The question
becomes whether a working supervisor who is on a salary may receive
additional compensation or overtime when that supervisor works
beyond a standard forty hour work week. In this context, our
answer must turn upon the inherent limitations which are associated
with the receipt of a salary. The term "salary" has been defined
in Beaver v. Liston, 776 Pa. Commw. Ct. 619, 464 A.2d 679 (1983):
"Salary," on the other hand, has a more restricted,
specific meaning than "pay" as a category of
compensation. "Salary" is a special type of
compensation, where a fixed, stated amount is paid
periodically as by the year, quarter, month, week or
other fixed period. See, Black's Law Dictionary 1200
(5th ed. 1979); Webster's Third New International
Dictionary 2003 (1966). Thus the Legislature's eleventh
hour substitution of the word "salary," a narrow category
of compensation denoting a fixed amount paid at periodic
intervals for the word "pay," a generic term embracing
Weber, Sue, 94 -005
September 21, 1994
Page 6
multiple forms of compensation including "money paid in
addition to basic ... salary ", id., evinces a legislative
intent or disposition to exclude overtime earnings from
salary when calculating monthly pension benefits. To
declare otherwise would be an unwarranted judicial
expansion of the Legislature's intended, restricted scope
of the word "salary." See, Hilliaoss v. LaDOW, 174
Ind.App 520, 368 N.E.2d 1365 (1977), appeal dismissed,
435 U.S. 942, 98 S.Ct. 2840, 56 L.Ed.2d 783 (1978).
Id. at 682.
From the above judicial definition, it is clear that a salary
is a fixed amount of compensation, unaffected by the number of
hours worked. Accordingly, since you are salaried, your
compensation would be limited to that amount regardless of whether
you work more or less than a standard forty hour work week. If you
were to receive payment in addition to your salary for extra hours
worked or overtime, such would be a private pecuniary benefit in
that such compensation would not be authorized in law. Thus, any
additional compensation above your salary would be a private
pecuniary benefit contrary to Section 3(a) of the Ethics Law.
Hessinaer, Order 931; Wasiela, Order 932.
Parenthetically, we do note that the Second Class Township
Code provides for meeting pay to the supervisors in an amount based
upon township population. Although you have stated that you do not
take such meeting pay, the Code nevertheless authorizes such
compensation to which you would be entitled within the limitations
of the Code.
Turning to the twelve groups of activities which you have
listed, we do not address such questions at this time for the
reason that you receive a fixed salary for your duties performed as
a roadmaster. In light of the foregoing, it does not matter under
that system of compensation whether a given activity performed by
you is either administrative relating to the office elected
supervisor or whether that activity is a roadmaster function
relating to your position of a township employee. Obviously, the
foregoing differentiation would be of crucial importance if the
auditors had set your compensation as a roadmaster at an hourly
rate.
We therefore conclude that under Section 3(a) of the Ethics
Law you may not as a working supervisor receive additional
compensation or overtime for performing duties as a roadmaster when
the auditors have set your roadmaster compensation as a salary.
The propriety of the proposed conduct has only been addressed
under the Ethics Law; the applicability of any other statute, code,
Weber, Sue, 94 -005
September 21, 1994
Page 7
ordinance, regulation or other code of conduct other than the
Ethics Law has not been considered in that they do not involve an
interpretation of the Ethics Law.
IQ. CONCLUSION:
A second class township supervisor is a public official
subject to the provisions of the Ethics Law. The Ethics Law
prohibits a second class township supervisor from receiving
additional compensation or overtime as a roadmaster when the
auditors have set the compensation for a roadmaster as a fixed
salary. Lastly, the propriety of the proposed conduct has only
been addressed under the Ethics Law.
Pursuant to Section 7(10), the person who acts in good faith
on this opinion issued to him shall not be subject to criminal or
civil penalties for so acting provided the material facts are as
stated in the request.
such.
Finally, any person may request the Commission to reconsider
its Opinion. The reconsideration request must be received at this
Commission within fifteen days of the mailing date of this Opinion.
The person requesting reconsideration should present a detailed
explanation setting forth the reasons why the Opinion requires
reconsideration.
This letter is a public record and will be made available as
By the Commission,
James M. Howley
Chair