HomeMy WebLinkAbout89-022 DeitrickMr. Donald E. Deitrick
Box 133
Orangeville, PA 17859
Dear Mr. Deitrick:
1989.
I. Issue:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
OPINION OF THE COMMISSION
Before: Helena G. Hughes, Chair
Robert W. Brown, Vice Chair
W. Thomas Andrews
G. Sieber Pancoast
James M. Howley
Michael J. Washo
DATE DECIDED: September 27, 1989
DATE MAILED: October 10. 1989
Re: Conflict, Public Official, Borough Councilmember, Employment by
Borough, Mayoral Candidate, Simultaneous Service.
This Opinion is issued in response to your request of August 18,
Whether the Public Official and Employee Ethics Law imposes any
restrictions or prohibition upon a borough councilmember, who is
employed on a part time basis for street management and snow removal
and is also employed as a certified waterworks operator, from running
for the office of mayor of the borough.
II. Factual Basis for Determination:
89 - 022
You currently serve in Orangeville Borough as a non - compensated
councilmember with your term expiring in December. In addition, you
are a permanent part time borough employee performing street
management and snow removal duties. The Borough also pays you a
monthly salary to operate the waterworks for which you are certified.
You seek advice as to whether you may receive compensation for your
two borough jobs while you run for office of borough mayor.
Mr. Donald E. Deitrick
Page 2
III. Discussion:
As a Councilmember for Orangeville Borough, you are a public
official as that term is defined under the Public Official and
Employee Ethics Law. As such, you are subject to the provisions of
the Ethics Law and the restrictions therein are applicable to you.
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public employee
shall engage in conduct that constitutes a
conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
"Conflict or conflict of interest." Use by a
public official or public employee of the
authority of his office or employment or any
confidential information received through his
holding public office or employment for the
private pecuniary benefit of himself, a member of
his immediate family or a business with which he
or a member of his immediate family is associated.
"Conflict" or "conflict of interest" does not
include an action having a de minimis economic
impact or which affects to the same degree a
class consisting of the general public or a
subclass consisting of an industry, occupation or
other group which includes the public official or
public employee, a member or his immediate family
or a business with which he or a member of his
immediate family is associated.
"Authority of office or employment." The
actual power provided by law, the exercise of
which is necessary to the performance of duties
and responsibilities unique to a particular public
office or position of public employment.
In addition, Section 3(b) and 3(c) of the Ethics Law provide in
part that no person shall offer to a public official /employee anything
of monetary value and no public official /employee shall solicit or
Mr. Donald E. Deitrick
Page 3
accept any thing of monetary value based upon the understanding that
the vote, official action, or judgment of the public official /employee
would be influenced thereby.
In applying the above provisions of the Ethics Law to the
question of simultaneous service, there does not appear to be any real
possibility of a private pecuniary benefit or inherent conflict
arising if you were to serve both as a public official /employee and as
borough employee. Basically, the Ethics Law does not state that it is
inherently incompatible for a borough mayor /councilmember to be
employed by the borough. The main prohibition under the Ethics Law
and opinions of this Commission is that one may not serve the
interests of two persons, groups, or entities whose interests may be
adverse. See Smith, Opinion 89 -010. In the situation outlined above,
you would not be serving entities with interests which are adverse to
each other.
Although we do not have jurisdiction to interpret the Borough
Code, it is necessary to review that law since it may impact upon the
Ethics Law. Spataro, Opinion 89 -009. In particular, Section 1104 of
the Borough Code provides:
"Unless there is incompatibility in fact, any
elective of appointive officer of the borough
shall be eligible to serve on any board,
commission, bureau or other agency created by or
for the borough, or any borough office created or
authorized by statute and may accept appointment
thereunder, but no mayor or councilman shall
receive compensation therefor. Where there is no
incompatibility in fact, and subject to the
foregoing provisions as to compensation,
appointees of council may hold two or more
appointive borough offices, but no mayor or member
of council may serve as borough manager or as
secretary or treasurer. No person holding the
office of justice of the peace may at the same
time hold the office of borough treasurer. The
offices of secretary and treasurer may be held by
the same person when so authorized by ordinance.
Nothing herein contained shall affect the
eligibility of any borough official to hold any
other public office or receive compensation
therefor. All appointments to be made by the
council or the corporate authorities shall be made
by a majority of the members of council attending
Mr. Donald E. Deitrick
Page 4
Section 1104 of the Borough Code does establish an
incompatibility for elective /appointive borough officials from
receiving compensation for serving in any other borough office. Part -
time employment for street management or full -time employment as
waterworks operator are not other borough offices. Therefore, the
Ethics Law would not prohibit you from running for the Office of Mayor
of the Borough. If you are elected mayor, you would not be precluded
under the Ethics Law from continued employment as waterworks operator
or part -time employe for street management duties because these
positions of employment are not borough offices. However, you could
not vote or participate as a public official in matters regarding the
positions of waterworks operator or street manager nor could you vote
on setting the compensation for those positions. In such cases,
Section 3(j) of the Ethics Law would require you to publicly announce
and disclose the nature of your interest in a memorandum filed with
the secretary recording the minutes.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct other
than the Ethics Act has not been considered in that they do not
involve an interpretation of the Ethics Law.
IV. Conclusion:
the meeting at which the appointment is made,
unless a different vote is required by statue."
53 PS 46104.
As an Orangeville Borough Councilmember, you are a public
official subject to the provisions of the Ethics Law. The Ethics Law
would not preclude you from running for borough mayor, and accepting
compensation from your borough employment as to street management and
water works operator if you are elected and assume the office of
mayor because such positions are not considered borough offices.
However, you must abstain from voting or participating on matters
involving the position or salary of waterworks operator or street
manager and in those instances you must publicly annouce and disclose
the nature of your interest in a memorandum filed with the secretary
recording the minutes. Lastly, the propriety of the proposed conduct
has only been addressed under the Ethics Law.
Pursuant to Section 7(9)(i), this Opinion is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any civil or criminal proceeding,
providing the requestor has disclosed truthfully all the material
facts and committed the acts complained of in reliance of the evidence
of the advice given.
Mr. Donald E. Deitrick
Page 5
This letter is a public record and will be made available as
Finally, any person may request the Commission to reconsider its
Opinion. The reconsideration request must be received at this
Commission within fifteen days of the mailing date of this Opinion.
The person requesting reconsideration should present a detailed
explanation setting forth the reasons why the Opinion requires
reconsideration.
such.
By - Commi sion
ELe,/k•
lena G. Hughes,
Chair
G. Sieber Pancoast and James M. Howley dissent.