HomeMy WebLinkAbout89-016 BakerMr. James Baker
50 Mumma Street
Highspire, PA 17034
Re: Mayor, Public Official, Conflict, Police Contract Negotiation
Committee, Immediate Family, Granddaughter.
Dear Mr. Baker:
1989.
This opinion is issued in response to your request of June 30,
I. Issue:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
OPINION OF THE COMMISSION
Before: Helena G. Hughes, Chair
Robert W. Brown, Vice Chair
G. Sieber Pancoast
James M. Howley
Michael J. Washo
DATE DECIDED: September 27, 1989
DATE MAILED: (7rtntPr in 19RO
89 - 016
Whether the Public Official and Employee Ethics Law prohibits a
borough mayor from participation on the negotiation committee for the
police contract when his granddaughter is married to a borough
policeman.
II. Factual Basis for Determination:
As Mayor of the Borough of Highspire you were appointed to a
police contract negotiation committee to engage in collective
bargaining for a tentative contract which would be presented to the
Highspire Borough Council for approval. Your granddaughter is married
to a Borough police officer. The negotiations by the committee would
have a direct financial impact upon your granddaughter and grandson -
in -law. You ask whether the Ethics Law would prohibit your
participation in the negotiations.
III. Discussion:
As Mayor of the Borough of Highspire, you are a public official
as that term is defined under the Public Officials and Employees
Mr. James Baker
Page 2
Ethics Law of June 26, 1989, Act 9 of 1989. Accordingly, you are
subject to the provisions of the Ethics Law and restrictions therein
are applicable to you.
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public employee
shall engage in conduct that constitutes a
conflict of interest.
The term "conflict" is defined in the Ethics Law as follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use by a
public official or public employee of the
authority of his office or employment or any
confidential information received through his
holding public office or employment for the
private pecuniary benefit of himself, a member of
his immediate family or a business with which he
or a member of his immediate family is associated.
"Conflict" or "conflict of interest" does not
include an action having a de minimis economic
impact or which affects to the same degree a class
consisting of the general public or a subclass
consisting of an industry, occupation or other
group which includes the public official or public
employee, a member or his immediate family or a
business with which he or a member of his
immediate family is associated.
In addition, Sections 3(b) and 3(c) of the Ethics Law provide in
part that no person shall offer to a public official /employee anything
of monetary value or no public official /employee shall solicit or
accept any thing of monetary value based upon the understanding that
the vote, official action, or judgement of the public
official /employee would be influenced thereby.
The Ethics Law provides that a public official or employee may
not participate or vote in a matter which would result in a private
pecuniary benefit for himself or a member of his immediate family.
However, the Ethics Law excludes certain situations from the
definition of "conflict."
[C]onflict of interest does not include an
action...which affects to the same degree...a
Mr. James Baker
Page 3
subclass consisting of [an] occupation...which
includes the public official or public employee, a
member of his immediate family, or a business with
which he is associated. Public Official and
Employee Ethics Law of June 26, 1989, Act 9 of
1989, Section 2.
Since your participation on the negotiation committee would
involve collective bargaining for the subclass consisting of police
officers such action would not be a conflict provided your grandson -
in -law is affected to the same degree as all other police officers.
Davis, Opinion 89 -012.
Another aspect of a conflict relates to the matter of a private
pecuniary benefit for the public official /employee or a member of his
immediate family. In this case no private pecuniary benefit would
accrue to you or a member of your immediate family. "Immediate
family" is defined as follows:
Since your granddaughter and grandson -in -law are not members of
your immediate family as defined in the Ethics Law, you would not be
prohibited from participating on a matter concerning the police
contract.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct other
than the Ethics Law has not been considered in that they do not
involve an interpretation of the Ethics Law. Specifically not
addressed in this advice is the applicability of the Public Employee
Relations Act.
IV. Conclusion
Section 2. Definitions.
"Immediate family." A parent, spouse,
child, brother or sister.
As Borough of Highspire Mayor, you are a public official subject
to the provisions of the Ethics Law. Under Section 3(a) of the Ethics
Law, you would not be precluded from participating on a police
contract negotiation committee when your granddaughter is married to a
borough policeman because your granddaughter is not a member of your
immediate family and because all policemen would be affected equally
by the contract. Lastly, the propriety of the proposed conduct has
only been addressed under the Ethics Law.
Mr. James Baker
Page 4
Pursuant to Section 7(9)(i), this Opinion is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any civil or criminal proceeding,
providing the requestor has disclosed truthfully all the material
facts and committed the acts complained of in reliance of the evidence
of the advice given.
such.
This letter is a public record and will be made available as
Finally, any person may request the Commission to reconsider its
Opinion. The reconsideration request must be received at this
Commission within fifteen days of the mailing date of this Opinion.
The person requesting reconsideration should present a detailed
explanation setting forth the reasons why the Opinion requires
reconsideration.
ena G. Hughes
Chairman