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HomeMy WebLinkAbout85-007 BryerII. Factual Basis for Determination: STATE ETHICS COMMISSION 308 FINANCE BUILDING HARRISBURG, PENNSYLVANIA 17120 June 11, 1985 OPINION OF THE COMMISSION Mr. Thomas E. Bryer, P.E., Director Bureau of Safety Programming of Analysis Room 215, Transportation & Safety Building Harrisburg, PA 17120 85 -007 Re: Hazardous Materials Transportation Committee, Private Sector Members, Statement of Financial Interests Dear Mr. Bryer: This responds to your letter of May 1, 1985 in which you requested the opinion of the State Ethics Commission. I. Issue: Whether private sector appointees to the Hazardous Materials Transportation Committee are public officials within the financial interest filing requirements of the State Ethics Act. You serve as the Director of Safety Programming and Analysis for the Pennsylvania Department of Transportation. Under a recently enacted provision of law, there has been created a Hazardous. Materials Transportation Advisory Committee, the members of which are appointed by the Secretary of Transportation. Act 99, 1984, 75 Pa. C.S.A. §8307. This committee is composed of an authorized representative from the Department of Transportation who shall chair the committee, the Office of Attorney General, the Department of Health, the Department of Environmental Resources, the Pennsylvania State Police, the Pennsylvania Emergency Management Agency and the Pennsylvania Public Utility Commission and representatives of the hazardous materials industry and the public as follows: (1) A manufacturer or shipper. (2) A consignee or user. (3) A common carrier. (4) A private carrier. P1r. Thomas E. Bryer, P.E. June 11, 1985 Page 2 III. Discussion: (5) A representative of the fire services. (6) A representative of the emergency medical services. (7) A representative with highway safety experience. (8) A member from the general public. (9) Others deemed appropriate by the secretary. This committee, pursuant to the enabling legislation, "may review all regulations and advise the department on all matters concerning the highway transportation of hazardous materials." You have also indicated that the committee will not promulgate regulations or expend any public funds. The members of the committee will not receive monetary remuneration except for expenses incurred when attending meetings. You have asked whether the members of the committee who are representatives of the private sector are required to file Statements of Financial Interests under the State Ethics Act. At the outset, it should be noted that the State Ethics Commission may only address your question within the purview of the State Ethics Act. The Commission may not offer advice with respect to any duties or obligations that may be imposed by other provisions of law. Generally, the Ethics Act provides and the opinions of the State Ethics ' Commission have established that public employees and public officials are required to file a Statement of Financial Interests no later than May 1, of each year that the position is held. 65 P.S. §404(a); Carter, 79 -065. • Additionally, the Act provides that: ' 4. Statement of financial interests required to be filed. (c) Each candidate for public office nominated by a public official or governmental body and subject to confirmation by a public official or governmental body shall file a statement of financial interests for the preceding calendar year with the commission and with the official or body that is vested with the power of confirmation at least ten days before the official or body shall approve or reject the nomination. 65 P.S. 404(c). rir. Thomas E. Bryer, P.E. June 11, 1985 Page 3 Public officials is defined in the act as follows: Section 2, Definitions. "Public official." Any elected or appointed official in the Executive, Legislative or Judicial Branch of the State or any political subdivision thereof, provided that it shall not include members of advisory boards that have no authority to expend public funds other than reimbursement for personal expense, or to otherwise exercise the power of the State or any political subdivision thereof. "Public official" shall not include any appointed official who receives no compensation other than reimbursement for actual expenses. 65 P.S. 402. As is clear, the definition of public official excludes members of advisory boards that have no authority to expend public funds other than reimbursement for personal expense. Pursuant to the facts as previously outlined, the members of the Hazardous Materials Transportation Advisory Committee are not within the above definition. Hollander, 80 -037; Mulder, 83 -008. As such, they would not be required to file Statements of Financial Interests as set forth in the State Ethics Act. This opinion, of course, applies only to the private sector appointees OE the committee and does not apply to other persons who serve on the committee as a result of holding another public office. See McQuaide, 80 -043. IV. Conclusion: The private sector appointees to the Hazardous Materials Transportation Committee in the Pennsylvania Department of Transportation are not public officials within the financial interest filing requirements of the State Ethics Act. Pursuant to Section 7(9)(i), this opinion is a complete defense in any enforcement proceeding initiated by the Commission, and evidence of good faith conduct in any civil or criminal proceeding, providing the requestor has disclosed truthfully all the material facts and committed the acts complained of in reliance of the advice given. This letter is a public record and will be made available as such. Mr. Thomas E. Bryer, P.E. June 11, 198:, Page 4 Finalass, any person may request within 15 days of service of the opinion th�.t the• Commission reconsider is opinion. The person requesting reconside- ration should presen;, a detaileJ explanation setting forth the reasons why the opinion requires reconside7atiorr. JJC /sf, By the Commission, •�a Dr. Leon L. Haley Vice - Chairman