HomeMy WebLinkAbout747 McMahonIn re: Raymond E. McMahon
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STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
: File Docket: 87 -130 -C
: Date Decided: May 17, 1990
: Date Mailed: May 29, 1990
Before: Helena G. Hughes, Chair
Robert W. Brown, Vice Chair
James M. Howley
Daneen S. Reese
The State Ethics Commission received a complaint regarding a
possible violation of the State Ethics Act, No. 170 of 1978, 65 P.S.
401 et. seq. Written notice, of the specific allegation(s) was served
at the commencement .of the investigation. A Findings Report was
issued and served, upon completion of the investigation, which
constituted the Complaint by the Investigation Division. An Answer
was filed and a hearing was waived. The record is complete. This
adjudication of the Commission is hereby issued which sets forth the
individual Allegations, Findings of Fact, Discussion, Conclusions of
Law and Order.
This adjudication is final and will be made available as a public
document fifteen days after issuance. However, reconsideration may be
requested which will defer public release of this adjudication pending
action on the request by the Commission. A request for
reconsideration, however, does not affect the finality of this
adjudication. A reconsideration request must be received at this
Commission within fifteen days of issuance and must include a detailed
explanation of the reasons as to why reconsideration should be granted
in conformity with 51 Pa. Code 2.38.
The files in this case will remain confidential in accordance
with Section 8(a) of the Ethics Act, 65 P.S. 408(a) during the fifteen
day period and no one unless the right to challenge this. Order is
waived, may violate confidentiality by releasing, discussing or
circulating this Order. However, confidentiality does not preclude
discussing this case with an attorney at law.
Any person who violates confidentiality of the Ethics Act is
guilty of a misdemeanor subject to a fine of not more than $1,000 or
imprisonment for not more than one year, 65 P.S. 409(e).
ADJUDICATION
I. Allegation: That you, former Executive Director of the Bradford
Redevelopment Authority, violated the following provisions of the
Ethics Act, (Act 170 of 1978), when you made presentations to the
Authority from March, 1985, to August, 1985, to purchase property on
behalf of the E. W. Bisett and Son, Incorporated after resigning as
Executive Director in September, 1984:
Section 3. Restricted activities.
(e) No former
shall represent a
compensation, on
governmental body
associated for one
body. 65 P.S. 403.
2. You also served as the
Redevelopment Authority.
official or public employee
person, with or without
any matter before the
with which he has been
year after he leaves that
A. Findinas:
1. You served as the Executive Director of the Bradford Redevelopment
Authority.
a. You served in this
position from 1974 to September of 1984.
Executive Director of the Beaver County
a. You served in this position from October, 1984 through April
of 1985.
3. In March of 1985, you initiated part -time employment with E. W.
Bisett and Son, Incorporated of Bradford, Pennsylvania.
a. You became a full -time employee of this entity and served as
general manager from May, 1985 until September of 1987.
4. E. W. Bisett and Son, Incorporated was involved in purchasing
tracts of land in the Bradford area for purposes of constructing
buildings and for expansion thereof.
5. You were not an owner, officer, or director of the E. W. Bisett
and Sons, Incorporated.
a. You were compensated on a salary basis.
b. You were not promised nor did you receive a bonus or
commission with respect to E.W. Bisett's efforts to the
purchase of land from the Bradford Redevelopment Authority.
6. On March 20, 1985, you attended a meeting on behalf of E. W.
Bisett with representatives of the Bradford Redevelopment Authority.
Mr. Raymond W. McMahon
Page 3
a. The purpose of this meeting was to indicate the company's
desire to purchase certain land from the Bradford
Redevelopment Authority for future use.
7. On June 11, 1985, you authorized and signed a letter directed to
the Bradford Redevelopment Authority indicating this interest.
8. During the months of June and July, 1985, you contacted the
Bradford Redevelopment Authority in order to obtain permission to view
a building on land that the company was interested in acquiring.
a. You secured such permission and conducted an examination of
such building along with the owners of E. W. Bisett and Son,
Incorporated.
9. On July 26, 1985, you delivered, to Director of the
Redevelopment Authority, E. W. Bisett's proposal to purchase the land
in which the company was interested and which had been advertised by
the authority for public sale on July 12, 1985.
10. On August 8, 1985, you attended a meeting with the owners of E.
W. Bisett and Sons, Incorporated and with representatives of the
Bradford Redevelopment Authority, concerning the company's proposal.
11. During the period March of 1985 through and including August,
1985, you had various telephone conversations (approximately 5) with
the Director of the Bradford Redevelopment Authority concerning the
proposal to purchase the property by E.W. Bisett.
12. E.W. Bisett and Son, Incorporated attempted to purchase the
property but was unsuccessful as it was sold to another bidder.
13. E.W. Bisett's bid and the bids of other parties, were not
accepted by the Bradford Redevelopment Authority and subsequent
thereto, new bids were solicited. E.W. Bisett did not submit a
subsequent bid and the property was sold to another party who had
participated in the subsequent bidding process.
III. Discussion: As the Executive Director of the Bradford
Redevelopment Authority, Raymond W. McMahon, hereinafter McMahon, was
a public employee as that is defined under the Ethics Act. 65 P.S.
402; 51 Pa. Code Section 1.1. As such, his conduct is subject to the
provisions of the Ethics Act and the restrictions therein are
applicable to him.
Initially, it is noted that Section 5 of Act 9 of June 26, 1989
provides, in part, as follows:
"This amendatory act shall not apply to
violations committed prior to the effective date
Mr. Raymond W. McMahon
Page 4
of this act, and causes of action initiated for
such violations shall be governed by the prior
law, which is continued in effect for that purpose
as if this act were not in force. For the
purposes of this section, a violation was
committed prior to the effective date of this act
if any elements of the violation occurred prior
thereto."
Since the occurrences in this case transpired prior to the
effective date of Act 9 (June 26, 1989), we must apply the provisions
of Act 170 of October 4, 1978, P.L. 883 to determine whether the
Ethics Act was violated.
Under Section 3(e) of the Ethics Act quoted above, this provision
of law restricts a former public official or employee from
representing a person with or without compensation on a matter before
his governmental body for a period of one year after he leaves public
service.
In the instant matter McMahon was the Executive Director of both
the Bradfield Redevelopment Authority and of the Beaver County
Redevelopment Authority. Accordingly, both of those bodies were his
former governmental bodies. Hence for a period of one year after he
left each respective authority, he would be restricted under the above
provision of law from representing a person before either governmental
body. McMahon left the Bradford Redevelopment Authority in September
of 1984 and in March of 1985 he became employed on a part time basis
by E.W. Bisset and Son, Inc. of Bradford, Pennsylvania. At that time
E.W. Bisset and Son, Inc. was interested in purchasing tracts of land
in the Bradford area for the purpose of constructing buildings and for
expansion in general. Although McMahon was neither an owner, officer
or director of E.W. Bisset and Sons, Inc., he was an employee and
compensated on a salary basis. On March 20, 1985, McMahon attended a
meeting on behalf of E.W. Bisset with representatives of the Bradford
Redevelopment Authority relative to the possibility of the purchase of
certain land owned by the Bradford Redevelopment Authority. The
interest in the land was confirmed in a letter of June 11, 1985 by
McMahon to the Authority expressing the interests of his company.
During June and July of 1985 McMahon contacted the Authority for the
purpose of obtaining permission so that the owners of E.W. Bisset and
Sons, Inc. could view a building on the land that the company was
interested in inquiring. Finally on July 26, 1985 a proposal of E.N.
Bisset to purchase the land in question was delivered by McMahon.
McMahon also attended a meeting on August 8, 1985 between the owners
of E.W. Bisset and Sons, Inc. and the representatives of the
Authority. There were also several conversations by McMahon with the
Director of the Authority during March of 1985. E.W. Bisset and Sons,
Inc. attempted to purchase the property but was unsuccessful in its
Mr. Raymond W. McMahon
Page 5
bid. Bids were solicited at a later time, but E.W. Bisset did not
participate and consequently the property was sold to a third party.
In applying the provisions of the Section 3(e) of the Ethics Act
to the foregoing facts, the actions of McMahon relative to his new
employer constituted representation since McMahon activities were
directed in furtherance of a company project to purchase certain
property owned by the Authority. The contacts, the submissions and
the meetings by McMahon on behalf of E.W. Bisset and Sons, Inc.
constituted representation of his new employer which occurred within a
one year period following termination of his service by his former
governmental body, the Bradford Redevelopment Authority. Therefore,
the actions of McMahon violated Section 3(e) of the Ethics Act when he
represented his new employer before his former governmental body
within a period of one year after termination of his service.
However, given the fact that no financial gain arose to either McMahon
or his employer and given the totality of the facts and circumstances
of the case, this Commission will take no further action.
IV. Conclusions of Law:
1. Raymond W. McMahon as Executive Director of the Bradford
Redevelopment Authority was a public employee under the Ethics Act.
2. Following his termination of service, Raymond W.
became a former public employee subject to the provisions of
3(e) of the Ethics Act.
McMahon
Section
included
3. The former governmental body of Raymond W. McMahon
the Bradford and Beaver County Redevelopment Authority.
4. Raymond W. McMahon violated Section 3(e) of the Ethics Act
when he represented his new employer E.W. Bisset and Sons, Inc.
before his former governmental body, the Bradford Redevelopment
Authority, regarding a project for the purchase of certain Authority
land within a period of one year after termination of his service.
In re: Raymond W. McMahon
1. Raymond W.
when he represented
before his former
Authority, regarding
land within a period
Robert W. Brown dissents.
: File Docket:
: Date Decided:
: Date Mailed:
ORDER No. 747
87 -130 -C
Mav 17. 1990
May 29, 1990
McMahon violated Section 3(e) of the Ethics Act
his new employer E.W. Bisset and Sons, Inc.
governmental body, the Bradford Redevelopment
a project for the purchase of certain Authority
of one year after termination of his service.
2. Given the totality of the circumstances of the case and the
fact that no financial gain was obtained, this Commission will take no
further action.
BY THE COMMISSION,
1�.
ELENA G. HUGHES CHAIR