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HomeMy WebLinkAbout805 SchimonskyIn re: Roy Schimonsky STATE ETHICS COMMISSION 308 FINANCE BUILDING HARRISBURG, PENNSYLVANIA 17120 : File Docket: 88 -089 -C : Date Decided: July 12, 1991 : Date Mailed: July 16, 1991 Before: Robert W. Brown, Chair Dennis C. Harrington, Vice Chair James M. Howley Daneen E. Reese Roy W. Wilt Austin M. Lee The State Ethics Commission received a complaint regarding a possible violation of the State Ethics Act, No. 170 of 1978, 65 P.S. 401 et. seq. Written notice, of the specific allegation(s) was served at the commencement of the investigation. A Findings Report was issued and served, upon completion of the investigation, which constituted the Complaint by the Investigation Division. An Answer was not filed and hearing waived. The record is complete. This adjudication of the Commission is hereby issued which sets forth the individual Allegations, Findings of Fact, Discussion, Conclusions of Law and Order. This adjudication is final and will be made available as a public document fifteen days after issuance. However, reconsideration may be requested which will defer public release of this adjudication pending actin on the request by the Commission. A request for reconsideration, however, does not affect the finality of this adjudication. A reconsideration request must be received at this Commission within fifteen days of issuance and must include a detailed explanation of the reasons as to why reconsideration should be granted in conformity with 51 Pa. Code §2.38. The files in this case will remain confidential in accordance with Section 8(a) of Act 170 of 1978 and Section 8(h) of Act 9 of 1989 during the fifteen day period and no one unless the right to challenge this Order is waived, may violate confidentiality does not preclude discussing this case with an attorney at law. Any person who violates confidentiality of the Ethics Act is guilty of a misdemeanor subject to a fine of not more than $1,000 or imprisonment for not more than one year, 65 P.S. 409(e). ADJUDICATION I. ALLEGATION: That you, a Supervisor for Brownsville Township, Fayette County, violated the following provisions of the State Ethics Act (Act 170 of 1978), when you received compensation for administrative duties such as visiting county and state agencies, reading mail, talking on the telephone and attending county association meetings: Section 3. Restricted Activities. (a) No public official or public employee shall use his public office or any confidential information received through his holding public office to obtain financial gain other than compensation provided by law for himself, a member of his immediate family, or a business with which he is associated. 65 P.S. S403(a). II. FINDINGS: 1. Roy Schimonsky served as a Brownsville Township Supervisor from June 17, 1983 through November 1989. a. Schimonsky was appointed a Brownsville Township Supervisor on June 17, 1983 to fill the vacancy caused by the resignation of Thomas Clark. b. Schimonsky won the November 1983 election and served an additional elected six year term from 1984 through 1989. c. Schimonsky also served as Brownsville Township Auditor in 1982. 2. Schimonsky was appointed Secretary /Treasurer for Brownsville Township by the board of supervisors at annual reorganization meetings. 3. Official minutes of the Brownsville Township Board of Supervisors confirm the following actions regarding the appointment of secretary /treasurer. a. January 2, 1984: Schimonsky was appointed Secretary /Treasurer. Present: Roy Schimonsky, Jack McCune and John Patrosky b. January 2, 1985: Mr. Roy Schimonsky Page 3 Schimonsky was appointed Secretary /Treasurer. Present: Roy Schimonsky and John Patrosky Absent: Jack McCune C. January 6, 1986: Schimonsky was appointed Secretary /Treasurer. Present: Roy Schimonsky, Jack McCune and Timothy Scott d. January 7, 1987: Schimonsky was appointed Secretary /Treasurer. Present: Roy Schimonsky, Jack McCune and Timothy Scott e. January 4, 1988: Schimonsky was appointed Secretary /Treasurer. Present: Roy Schimonsky, Jack McCune and Timothy Scott f. February 20, 1988: 1) Jack McCune made a motion that the office of secretary /treasurer be declared vacant, seconded by Scott. Yes: McCune and Scott No: Schimonsky 2) Jack McCune made a motion that Timothy Scott be appointed secretary /treasurer, seconded by Scott. Yes: McCune and Scott No: Schimonsky 3) "Schimonsky asked the reason for the change. Jack McCune brought up the fact that Schimonsky was being paid hours for filling out reports, etc." Mr. Roy Schimonsky Page 4 Schimonsky stated that "some time was for making personal contacts for the good of the township ". Schimonsky added that "all he made in wages during 1987 was $401.00. An argument followed ". Present: McCune, Schimonsky and Scott 4. Schimonsky was also appointed roadmaster by the board of supervisors in 1986 and 1987. a. All three supervisors were appointed roadmasters. 5. Official minutes confirm the following regarding Schimonsky's appointment as township roadmaster. a. January 6, 1986: All three supervisors are appointed as roadmasters. Present: Roy Schimonsky, Jack McCune and John Patrosky b. January 7, 1987: All three supervisors are appointed as roadmasters. Present: Timothy Scott, Roy Schimonsky and Jack McCune c. May 4, 1987: 1) Jack McCune made a motion that Roy Schimonsky be relieved as roadmaster, seconded by Timothy Scott. Yes: McCune and Scott No: Schimonsky 2) Roy Schimonsky made a motion to remove Timothy Scott as roadmaster. The motion died due to a lack of a second. 6. Records of the Brownsville Township Board of Auditors indicate that prior to July 15, 1986, no salaries were ever set for township supervisors working in the capacity of Mr. Roy Schimonsky Page 5 secretary /treasurer. a. Township auditors were unaware of this responsibility. b. This situation was discussed at the Brownsville Township Board of Supervisors meeting held on March 26, 1988. 4) Auditor Irene Lowery stated that, it should be done in the manner prescribed by law. 7. Official records of the Brownsville Township Auditors confirm that on July 15, 1988, the township auditors met and unanimously approved a salary of $6.00 /hour for Supervisor Timothy Scott serving as secretary /treasurer. 8. Roy Schimonsky submitted the following hours for compensation while serving as Brownsville Township Secretary /Treasurer. a. 1984 1) Supervisor Jack McCune stated that the wages of a secretary /treasurer should be set by the auditors. 2) Auditor Donna Cross stated that she did not know this regulation. 3) Roy Schimonsky, former secretary /treasurer, stated that he did not know of this regulation. Hours Date Rate of Pav Worked 1/8 $5.00 /Hour 1.5 2/6 5.00 /Hour 2.0 (Meeting) 2/10 5.00 /Hour 1.0 3/1 5.00 /Hour 1.0 3/5 5.00 /Hour 2.0 (Meeting) 3/27 5.00 /Hour 1.0 4/10 5.00 /Hour 1.0 Mr. Roy Schimonsky Page 6 b. 1985 5/2 5.00 /Hour 1.0 5/18 5.00 /Hour 1.0 5/31 5.00 /Hour 1.0 6/18 5.00 /Hour 1.5 6/27 5.00 /Hour 2.0 (Meeting) 6/29 5.00 /Hour 1.0 7/18 5.00 /Hour 2.0 (Meeting) 7/20 5.00 /Hour 1.0 1984 Totals: 20.0 - $100.00 Hours Date Rate of Pay Worked 2/1 $5.00 /Hour 2.0 2/11 5.00 /Hour 2.0 (Audit With Auditor General) 2/25 5.00 /Hour 2.5 (Meeting) 2/27 5.00 /Hour 1.0 3/13 5.00 /Hour 3.0 (Meeting) 3/14 5.00 /Hour 1.0 3/15 5.00 /Hour 3.0 (Sec. Work & Meetings) 3/28 5.00 /Hour 1.5 3.28 5.00 /Hour 3.0 (Audit) 4/9 5.00 /Hour 1.5 4/12 5.00 /Hour 1.0 4/13 5.00 /Hour 3.0 Mr. Roy Schimonsky Page 7 c. 1986 4/29 5.00 /Hour 4/30 5.00 /Hour 5/1 5.00 /Hour 5/6 5.00 /Hour 5/13 5.00 /Hour 5/16 5.00 /Hour 3.0 5/17 5.00 /Hour 2.0 (Deliver Cheese) 5/28 5.00 /Hour 2.0 5/28 5.00 /Hour 3.0 (Meeting) 6/3 5.00 /Hour 1.0 6/4 5.00 /Hour 3.0 6/26 5.00 /Hour 3.0 6/28 5.00 /Hour 3.0 7/2 5.00 /Hour 2.0 7/10 5.00 /Hour 1.0 (Meeting) 7/22 5.00 /Hour 2.0 8/16 5.00 /Hour 1.0 9/30 5.00 /Hour 1.0 10/15 5.00 /Hour 2.0 11/29 5.00 /Hour 2.0 12/2 5.00 /Hour 2.0 12/31 5.00 /Hour 2.0 1985 Totals: 70.5 - $ 352.50 2.0 (Meeting) 2.0 2.0 (Phone Call) 3.0 1.0 Hours Mr. Roy Schimonsky Page 8 Date Rate of Pay, Worked 1/11 $5.00 /Hour 2.0 1/30 5.00 /Hour 2.0 2/4 5.00 /Hour 4.0 2/5 5.00 /Hour 3.0 (Meeting) 2/12 5.00 /Hour 1.0 2/17 5.00 /Hour 2.0 2/18 5.00 /Hour 3.0 2/20 5.00 /Hour 2.0 2/21 5.00 /Hour 2.0 3/7 5.00 /Hour 3.0 (Meeting) 3/13 5.00 /Hour 4.0 (Hearing) 3/19 5.00 /Hour 3.0 3/21 5.00 /Hour 2.0 4/2 5.00 /Hour 2.0 4/5 5.00 /Hour 2.0 4/8 5.00 /Hour 3.0 4/11 5.00 /Hour 4.0 4/17 5.00 /Hour 2.0 4/28 5.00 /Hour 4.0 5/24 5.00 /Hour 1.5 (Supervisor's Meeting) 6/6 5.00 /Hour 1.0 8/14 5.00 /hour 1.0 9/25 5.00 /Hour. 2.0 10/22 5.00 /Hour 4.0 (Surplus Food) Mr. Roy Schimonsky Page 9 d. 1987 11/11 5.00 /Hour 1.0 12/31 5.00 /Hour 1.5 1986 Totals: 64.0 - $320.00 Hours Date Rate of Pam Wor ed 1/14 $5.00 /Hour 2.0 1/20 5.00 /Hour 1.0 1/27 5.00 /Hour 2.0 2/3 5.00 /Hour 1.0 2/8 5.00 /Hour 1.0 2/17 5.00 /Hour 2.5 (State Auditors) 3/18 5.00 /Hour 2.5 (State Auditors) 8/1 5.00 /Hour 8/13 5.00 /Hour 9/11 5.00 /Hour 9/12 5.00 /Hour 9/14 5.00 /Hour 9/21 5.00 /Hour 10 /1 5.00 /Hour 10/22 5.00 /Hour 10/27 5.00 /Hour 11/13 5.00 /Hour 1.0 3.0 1.0 1.0 1.0 1.0 1.0 1.0 0.5 1.0 (Handle Complaint) 11/18 5.00 /Hour 4.0 Mr. Roy Schimonsky Page 10 III. pISCUSSION: e. 1988 12/7 5.00 /Hour 2.0 12/13 5.00 /Hour 2.0 1987 Totals: 33.5 - $167.50 Hours Date Rate of Pav Worked 1/6 $5.00 /Hour 2.0 1/6 5.00 /Hour 2.0 1/7 5.00 /Hour 3.0 2/2 5.00 /Hour 2.0 2/16 5.00 /Hour 1.0 1988 Totals: 12.0 - $60.00 f. Meetings attended by Schimonsky which were submitted for compensation are other than regular board meetings of the township supervisors. These were meetings with township residents, businesses and county, state or local agencies. 9. Records on file with the Brownsville Township Secretary indicate that Roy Schimonsky earned the following wages between 1984 and 1988 as township secretary /treasurer: a. 1984 - $100.00 b. 1985 - 352.50 c. 1986 - 320.00 d. 1987 - 167.50 e. 1988 - 60.00 Total 1987 - 1988: $1,000.00 10. The $5.00 /hour rate of pay received by Schimonsky was the same as the rate of pay paid to the township supervisors serving as roadmasters. 11. Schimonsky was unaware that the auditors were required to set a salary for a supervisor holding the position of secretary /treasurer. Mr. Roy Schimonsky Page 11 Ray Schimonsky, hereinafter Schimonsky, as a Brownsville Township Supervisor, was a public official as that term is defined under the Ethics Act. 65 P.S. 402; 51 Pa. Code 51.1. As such, he is subject to the provisions of the Ethics Act and the restrictions therein are applicable to him. Initially, it is noted that Act 9 of 1989 provides in part: "This amendatory act shall not apply to violations committed prior to the effective date of this act, and causes of action initiated for such violations shall be governed by the prior law, which is continued in effect for that purpose as if this act were not in force. For the purposes of this section, a violation was committed prior to the effective date of this act if any elements of the violation occurred prior thereto." Since the occurrences in this case transpired prior to the effective date of Act 9 (June 26, 1989), we must apply the provisions of Act 170 of October 4, 1978, P.L. 883 to determine whether the Ethics Act was violated. Under Section 3(a), quoted above, this Commission has determined that use of office by a public official to obtain a financial gain for himself or a member of his immediate family or a business with which he is associated which is not provided for in law transgresses the above provision of law. Thus, use of office by a public official to obtain a financial gain which is not authorized as part of his compensation is prohibited by Section 3(a): Hoak /McCutcheon v. State Ethics Commission, 77 Pa. Commw. Ct. 529, 466 A.2d 283 (1983); Yacobet v. State Ethics Commission, 109 Pa. Commw. Ct. 432 531 A.2d 536 (1987). Similarly, Section 3(a) of the Ethics Act would prohibit a public official /employee from using public office to advance his own interests; Koslow v. State Ethics Commission, 116 Pa. Commw. Ct. 19, 540 A.2d 1374 (1988). Likewise, a public official /employee may not use the status or position of public office for his own personal advantage; Huff, Opinion 84 -015. In the instant matter, we must determine whether Schimonsky as a township supervisor violated Section 3(a) regarding the receipt of compensation for administrative duties including but not limited to visiting county and state agencies, reading correspondence, performing telephone functions and attending county association meetings. Factually, Schimonsky served as Brownsville Township Supervisor from June 17, 1983 through November 1989. At the township annual reorganizational meetings, Schimonsky was appointed secretary /treasurer for the years 1984 through 1988. Mr. Roy Schimonsky Page 12 However, at a February 20, 1988 meeting, a motion was made to declare the office of secretary /treasurer vacant. Following the passage of the foregoing motion, Supervisor McCune was appointed secretary /treasurer which was followed by a disagreement among the supervisors regarding the new appointment and the reason for that appointment. In 1986 and 1987, Schimonsky, along with the other two supervisors, were appointed roadmasters. At a May 4, 1987 meeting, Schimonsky was relieved as roadmaster by the passage of a motion made by the other two supervisors. The records of the Brownsville Township Board of Auditors reflect that no salaries were set for the township supervisor working in the position of secretary /treasurer. The record reflects that the auditors were unaware of their responsibility to set the hourly rate of compensation for a supervisor working in the secretary /treasurer position. The compensation which Schimonsky received between 1984 and 1988 is reflected in Fact Finding 9. The compensation was based upon rate of hourly pay of $5.00 /hour which was the same rate paid to the township supervisors as working roadmasters. Finally, the record reflects that the services performed by Schimonsky appear to be within the scope of the functions related to the secretary /treasurer position. In applying the provisions of Section 3(a) quoted above to the instant matter, we find a technical violation of Section 3(a) of the Ethics Act regarding the receipt by Schimonsky of compensation relative to performing the services in the position of secretary /treasurer without the requisite salary approval by the township board of auditors. In this regard, we find the requisite use of office in light of the fact that Schimonsky, as elected township supervisor, accepted the position of secretary /treasurer and performed various duties and responsibilities attendant with that position. Albeit small, the compensation that Schimonsky received for the years in question was a financial gain. Lastly, the financial gain is other than compensation provided for by law, since the requisite auditor approval in setting the working hourly rate for the position of secretary /treasurer was absent. However, given the totality of the facts and circumstances in this case, no further action will be taken and the matter will be closed. IV. CONCLUSIONS OF LAW: 1. Roy Schimonsky, as a Brownsville Township Supervisor, was a public official subject to the provisions of the Ethics Act. 2. A technical violation of Section 3(a) of the Ethics Act occurred when Schimonsky was compensated for performing the duties of secretary /treasurer without receiving the Mr. Roy Schimonsky Page 13 requisite auditor approval as to the hourly rate of pay. In re: Roy Schimonsky : File Docket: 88 -089 -C : Date Decided: July 12z 1991 : Date Mailed: July 16, 1991 ORDER Np. 805 1. A technical violation of Section 3(a) of the Ethics Act occurred when Roy Schimonsky, as a Brownsville Township Supervisor, received compensation for performing the duties of secretary /treasurer without receiving the requisite auditor approval as to the hourly rate of pay. 2. Based upon the totality of the facts and circumstances of this case, the Commission will take no further action. BY THE COMMISSION, / 44-1/42.4u.. , , ROBERT W. BROWN, CHAIR