HomeMy WebLinkAbout1119 SandersIn Re: George E. Sanders, Sr.
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
File Docket:
X -ref:
Date Decided:
Date Mailed:
Before: Daneen E. Reese, Chair
Austin M. Lee, Vice Chair
Julius Uehlein
Louis W. Fryman
John J. Bolger
Frank M. Brown
Susan Mosites Bicket
98- 038 -C2
Order No. 1 119
2/26/99
3/10/99
This is a final adjudication of the State Ethics Commission.
Procedurally, the Investigative Division of the State Ethics Commission
conducted an investigation regarding a possible violation of the Public. Official and
Employee Ethics Law, Act 9 of 1989, P.L. 26, 65 P.S. §401 g egg., by the above -
named Respondent. At the commencement of its investigation, the Investigative
Division served upon Respondent written notice of the specific allegations. Upon
completion of its investigation, the Investigative Division issued and served upon
Respondent a Findings Report identified as an "Investigative Complaint." An Answer
was not filed and a hearing was deemed waived. The record is complete.
Effective December 15, 1998, Act 9 of 1989 was repealed and replaced by
Chapter 11, Act 93 of 1998, which essentially repeats Act 9 of 1989 and provides
for the completion of pending matters under Act 93 of 1998.
This adjudication of the State Ethics Commission is issued under Act 93 of
1998 and will be made available as a public document thirty days after the mailing
date noted above. However, reconsideration may be requested. Any reconsideration
request must be received at this Commission within thirty days of the mailing date and
must include a detailed explanation of the reasons as to why reconsideration should
be granted in conformity with 51 Pa. Code §21.29(b). A request for reconsideration
will not affect the finality of this adjudication but will defer its public release pending
action on the request by the Commission.
The files in this case will remain confidential in accordance with Chapter 11 of
Act 93 of 1998. Any person who violates confidentiality of the Ethics Act is guilty of
a misdemeanor subject to a fine of not more than $ 1,000 or imprisonment for not
more than one year. Confidentiality does not preclude discussing this case with an
attorney at law.
Sanders, Sr., 98- 038 -C2
Page 2
I. ALLEGATION: That George Sanders, a public official /public employee in his
capacity as a Councilman for Red Lion Borough, York County, violated Sections 3(a)
and 3(f) of the State Ethics Act (Act 9 of 1989) when he used the authority of his
office for the private pecuniary benefit of members of his immediate family and /or a
business with which a members of his immediate family is associated by participating
in actions and /or decisions of council to enter into a contract with Lion Technologies,
a business owned by his son; and when the contract, in excess of $500, was entered
into without an open and public process.
II. FINDINGS:
1. The Investigative Division of the State Ethics Commission received
information alleging that George E. Sanders, Sr., violated provisions of
the State Ethics Act (Act 9 of 1989).
2. Upon review of the information the Investigative Division initiated a
preliminary inquiry on April 22, 1998.
3. The preliminary inquiry was completed within sixty days.
4. On June 10, 1998, a letter was forwarded to George E. Sanders, Sr., by
the Executive Director of the State Ethics Commission informing him that
a complaint against him was received by the Investigative Division and
that a full investigation was being commenced.
Said letter was forwarded by certified mail, no. P 487 031 838.
a.
b. The domestic return receipt bore the signature of Celinda Sanders.
5. Periodic notice letters were forwarded to George E. Sanders, Sr., in
accordance with the provisions of the Ethics Law advising him of the
general status of the investigation.
6. The Investigative Complaint was mailed to the Respondent on December
3, 1998.
7. George E. Sanders has served as a member of Red Lion Borough Council
since January 3, 1994.
a. Sanders served as a member of the administrative committee in
1998.
8. The borough's administrative committee responsibilities include
determining the borough's computer needs.
9. Councilman Thomas Sinibaldi was chairman of the borough's
administration committee in 1998.
a. Other committee members included Betty Contino and George
Sanders.
10. In November 1997, Councilman Sinibaldi and former assistant borough
manager Connie Stokes took an active role in assessing and determining
borough computer needs.
Sanders. Sr., 98- 038 -C2
Page 3
a. They were concerned that the borough's computer system was
not year 2000 compatible.
b. Sinibaldi and Stokes agreed that an internet web site would be
beneficial to future development and redevelopment in Red Lion
Borough.
11. On or about November 1997, informal discussions occurred among
council members regarding the need for and benefits of a Red Lion
Borough web site over the past several years.
a. Councilman Sinibaldi was the driving force behind these
discussions.
b. Council collectively was in favor of getting a borough web page
but did not take any official action to approve a web site for the
borough.
c.
Sanders participated in these discussions.
12. Councilman Sinibaldi and former assistant borough manager Connie
Stokes contacted George A. Sanders, Jr., and discussed the development
of a web site for the borough.
a. Sinibaldi knew that Sanders was starting a computer company.
13. George A. Sanders, Jr., is the son of Councilman George E. Sanders, Sr.
14. George A. Sanders, Jr., owns and operates Lion Technologies, 133 West
Broadway, Suite 1, Red Lion, PA 17356.
a. George A. Sanders filed a fictitious name application for Lion
Technologies with the Pennsylvania Department of State on or
about May 7, 1997.
b. Lion Technologies provides internet and computer sales and
services.
15. George A. Sanders, Jr., also has a 50% interest in Arastone Internet Inc.,
3550 Cimmeron Road, York, PA 17402.
16. George A. Sanders, Jr., was contacted by Sinibaldi and Stokes as owner
of Lion Technologies.
a. Sinibaldi wanted to deal with a local business and was familiar
with Sanders, Jr., as a former student of Sinibaldi's.
17. Sanders, Jr., met with borough's clerical staff to determine the borough's
computer and internet needs around November, 1997.
18. Lion Technologies submitted an initial proposal letter to the borough
dated December 3, 1997.
a. The proposal was hand - delivered to the borough manager by
Councilman Sinibaldi.
Sanders. Sr., 98- 038 -C2
Page 4
b. Lion Technologies proposed meeting with staff and management
to develop a technology plan for the borough.
c. Lion Technologies proposed a $200.00 fee for this service, if the
borough decided to implement part or all of the plan developed by
Lion Technologies the fee would be waived.
d. This proposal did not go before council for approval.
19. Between December 3, 1997, and March 9, 1998, George A. Sanders,
Jr., continued to have discussions with Sinibaldi and Stokes regarding the
borough's computer and internet needs.
a. Councilman Sanders was,not part of these discussions.
20. George A. Sanders, Jr., appeared before council at their March 9, 1998,
meeting on behalf of Lion Technologies.
Sanders, Jr., made a presentation explaining computer and Internet
services he was proposing for Red Lion Borough.
Councilman Sanders was present at the meeting.
a.
b.
21. Lion Technology's proposal provided for an initial cost of $1,356.00
which included a computer, printer, shipping, tax and installation for
$1,236.00 and web site, domain name and dial -up Internet access for
$120.00. The borough also would incur a $70.00 per month cost for
the website and dial -up internet access.
22. Lion Technologies was the only company to appear before council
proposing to provide computer and /or internet service.
23. Red Lion Borough did not solicit any competitive bids for computer and /or
internet services.
a. The decision not to solicit additional quotes or bids was
determined by Councilman Sinibaldi and not put before a vote of
council.
24. At Council's March 9, 1998, meeting George Sanders, Sr., was present
for the presentation made before council by his son d /b /a Lion
Technologies and participated in official council action taken to hire Lion
Technologies.
25. Minutes from Council's March 9, 1998, meeting include the following
recorded discussion and official action taken to hire Lion Technologies:
"George Sanders, Jr., of Lion Technologies was
present to discuss the Internet and potential web site
for Red Lion Borough. Mr Sanders handed out
proposals with all costs involved in Internet access
and the creation of this (a) web site to all Council
members. He feels that a Red Lion web site could be
used to promote Red Lion in the following ways:
- redevelopment
Sanders. Sr., 98- 038 -C2
Page 5
- advertising
- customer service
- recreation programs
Mr. Sanders also felt that Internet access available to
the office would be helpful in the research of various
items (including the), possibility of grant funding and
accessibility to other communities on the Internet.
His goal at the meeting tonight is to get approval
from Council for creation of the Web site and to get
feedback on (from) Council members on what they
may want incorporated into this proposal. Mr.
Sanders gave a demonstration of a typical web site
by showing Council members the web pages of Lion
Technologies. The costs associated with setting up
the proposal from Lion Technologies were outlined in
the information handed out to the Council members
and these cost would run approximately $ 1,100 for
set up, which includes new equipment and
approximately $1,100 per year to maintain the
Internet access and web pages. Lion Technologies
will provide an accounting of how many times this
site is accessed each month. It was felt that it
would be to the Borough's advantage to utilize Lion
Technologies since they are local and would be
readily available for help and guidance. Mr. Sanders
told the Council that the actual site could be up and
running within two weeks . Mr. Henshaw made a
motion to accept the proposal as outlined by Lion
Technologies, but without the dedicated phone line.
Mrs. Contino seconded this motion. Council voted
unanimously to accept this proposal."
Present: Sanders, Sinibaldi, Henshaw, Contino, Shellenberger,
Mayes, Missimer
26. During the April 13, 1998, council meeting, Sanders made the motion to
approve the minutes of the March 9, 1998, meeting.
27. At Council's June 8, 1998, meeting council was informed that the Red
Lion web site is up and can be accessed by www.borough.red- lion.pa.us.
The business association is going to advertise the web site on banners
that will be hanging over the street by the borough offices."
28. Lion Technologies has received three (3) payments totaling $1,570.00
for computer equipment and Internet services provided Red Lion Borough
since March 9, 1998. Individual payments were issued as follows:
Check No. Date Amount
a. 17347 03/19/98 $1,000.00
b. 17443 04/13/98 $ 35.00
c. 17845 09/14/98 $ 535.00
Sanders, Sr., 98- 038 -C2
Page 6
$1,570.00
29. Payments issued to Lion Technologies were included as part of council's
monthly bill lists and financial statements.
a. Bill lists and financial statements are voted on in their entirety by
a single motion.
b. Bill lists and financial statements are provided to council the night
action is to occur on them.
c. The approval of bill lists and financial statements is the last order
of business during council meetings.
d. Council has the duration of the meeting to review the bill lists and
financial statements prior to approval.
e. Bill lists and financial statements typically are three (3) to five (5)
pages in length.
30. Councilman Sanders participated in official action taken to approve all
three (3) payments to Lion Technologies. Approvals occurred as follows:
Meeting Date Check No.
04/13/98
Included
09/14/98
31. Some members of council questioned whether Sanders had a conflict of
interest for voting to contract with his son's company.
32. Borough Solicitor D. Michael Craley provided council president Thomas
Sinibaldi with a solicitor's opinion dated April 14, 1998 on behalf of
George Sanders, Sr.
a. Solicitor Craley's opinion was obtained a month after councilman
Sanders participated in action taken to hire his son's company.
b. Solicitor Craley did not view Councilman Sanders as having a
conflict of interest because Sanders' vote was not determinative.
c. Solicitor Craley did not contact the State Ethics Commission for an
opinion on behalf of Councilman Sanders.
d. Solicitor Craley did not provide Sanders with legal advice regarding
voting on bill lists and financial statements which included
payments issued to Lion Technologies.
33. Business records of Lion Technologies include overhead costs totaling
$ 1,472.12 associated with the equipment and services provided to the
borough. Individual costs are as follows:
a. Computer:
Printer:
Tax:
17347
17443
17845
$ 768.66
$ 147.34
$ 46.12
Amount
$1,000.00
$ 35.00
$ 535.00
Official Action Vote
Motion, Vote
Included
Motion, Vote
7 -0
hduded
6 -1
Sanders, Sr., 98- 038 -C2
Page 7
Assembly: $ 80.00
Installation: $ 35.00
$1,077.12
b. Web Site Set -up: $ 300.00
Dial Up Access: $ 20.00
Domain Names: $ 75.00
$ 395.00
34. Lion Technologies realized, a financial gain to date of $97.88 from its
dealings with Red Lion Borough.
a. Financial gain based on total payments issued to Lion Technologies
in the amount of $1,570.00 minus documented business expenses
of $1,472.12.
35. Lion Technologies provided its services to the borough at cost in the
hopes of generating future business through positive exposure in the
community.
36. George Sanders, Sr., used the authority of his office for the private
pecuniary benefit of his son, George Sanders, Jr. and a business, Lion
Technologies, with which his son is associated by participating in council
action on March 9, 1998, to hire Lion Technologies to provide Red Lion
Borough with computer and internet services without an open and public
process.
37. George Sanders, Sr., used the authority of his office for the private
pecuniary benefit of his son and /or a business with which his son is
associated when he made two (2) council motions approving three (3)
payments to Lion Technologies totaling $1,570.00.
III. DISCUSSION: Initially, we must consider a procedural issue that has arisen
regarding the filing of an Answer to the Investigative Complaint. The pleading stage
in this case began with the issuance of the Investigative Complaint on December 3,
1998. On its face, the Investigative Complaint stated that an Answer had to be
received at this Commission within thirty (30) days of issuance and that the
Respondent should take that document immediately to an attorney. In this case,
Respondent Sanders already was represented by Counsel and an Answer was due on
or before January 4, 1999. No Answer was received.
A Petition for Leave to File an Answer and Request a Hearing was received from
Sanders' Counsel on January 15, 1999. In the Petition, it is argued that Counsel
received the Investigative Complaint but was not certain whether Sanders intended to
pursue the matter or to have Counsel represent him; hence, Counsel mistakenly did not
contact Sanders, who had no notice of the filing of the Complaint. It is further argued
that until January 5, 1999, Sanders had no notice of the Complaint against him, due
process requires that Sanders be notified, and any mistake of Counsel should not be
attributed to Sanders.
On January 15, 1999, the Investigative Division filed an Answer in opposition
to the Respondent's Petition raising the following arguments. The Investigative
Complaint was specifically addressed to George E. Sanders, Sr. c/o his Counsel who,
at all times relevant, has been representing Sanders, specifically asserting such by way
Sanders. Sr., 98- 038 -C2
Page 8
of letter dated June 30, 1998. In said letter, Counsel acknowledged that Sanders
intended to "vigorously defend the violation." The Investigative Division was ethically
obligated not to communicate with Sanders, only Counsel. In addition, on November
20 and 23, 1998, representatives of the Investigative Division contacted Counsel's
office to request the scheduling of an interview with Sanders, to which Counsel failed
to respond. On December 3, 1998 the Investigative Complaint was forwarded to
Counsel in the name of Sanders and Counsel's office had been contacted so that he
knew that the Investigative Division continued to pursue the matter. Counsel never
advised of any change of status as to his representation of Sanders. Counsel's
assertion, that his failure to file an Answer resulted from a mistake, is insufficient to
allow the filing of an Answer beyond the allowed time.
Sanders' Counsel filed a Reply to the New Matter in the Investigative Division's
Answer, asserting that he did not enter a formal appearance of record, he should be
allowed to file an Answer because no prejudice exists, and an Answer would allow this
Commission to thoughtfully consider the case under the Ethics Act which has "quasi
criminal" penalties.
Under the Ethics Act and Regulations, a response to the Investigative Complaint
must be received within 30 days. 65 Pa.C.S. §1108(e); 51 Pa. Code §21.5(k). As
noted above, even the face sheet of the Investigative Complaint states that an Answer
must be received within 30 days.
In order for a late answer to be deemed timely filed, we apply the same standard
as is applied by the courts to untimely appeals (see, Getz v. Pennsylvania Game
Commission, 475 A.2d 1369 (Pa. Commw. Ct. 1984) applying that standard in
administrative proceedings to an untimely request for a hearing). The standard is that
to accept the untimely filing as if it were timely, there must either have been fraud or
a breakdown in the administrative process, see, West Penn Power Co. v. Goddard,
460 Pa. 551, 333 A.2d 909 (1975); Bianco v. Robinson Twp., 556 A.2d 993 (Pa.
Commw. Ct. 1989), which includes the postal process (Getz v. Pennsylvania Game
Commission, 475 A.2d 1369 (1984)), or there must have been unique and compelling
factual circumstances establishing non - negligent failure to file timely, Grimaud v. Dep't
of Env. Resources, 638 A.2d 299 (Pa. Commw. Ct. 1994); Bass v. Com., 485 Pa.
256, 401 A.2d 1133 (1979).
None of the conditions for allowing the filing of a late Answer is present in this
case. There has not even been any allegation of fraud, any breakdown in the
administrative process or the mail delivery system, or any unique and compelling
factual circumstances that would establish a non - negligent failure to timely file. The
issue in this case reduces to whether the receipt of the Investigative Complaint by
Respondent's Counsel, who received the Complaint but took no action because he was
unsure whether the Respondent wanted to pursue the case, warrants the granting of
the Petition. Based upon the above case law, such action does not constitute a non -
negligent failure to file. Given a 30 -day deadline to file an Answer, it was incumbent
upon Counsel to determine what action should be taken before the deadline. Counsel
could have requested a 30 -day extension to file an Answer to the Investigative
Complaint. Parenthetically, we note that our Regulations allow for the filing of an
application for an extension to file an Answer. 51 Pa.Code §21.5(k). No such request
was made in this case prior to the filing deadline.
Since the arguments raised on the procedural issue by Sanders' Counsel have
no merit, we reject the arguments. The Petition is denied.
Turning to the substantive aspect of the case, at all times relevant to this
matter, the Respondent, George E. Sanders, Sr., hereinafter Sanders, has been a public
Sanders. Sr., 98- 038 -C2
Page 9
official subject to the provisions of the Public Official and Employee Ethics Act ( "Ethics
Act "), Act 9 of 1989, Pamphlet Law 26, 65 P.S. §401, el seg. /Act 93 of 1998,
Chapter 11.
The issue is whether Sanders, as a Councilman for Red Lion Borough, York
County, violated Sections 1103(a) and 1103(f) of the State Ethics Act (Act 93 of
1998, Chapter 11) based upon the allegation that he participated in actions of Council
to enter into a contract with Lion Technologies, a business owned by his son, when
the contract, in excess of $500, was not awarded through an open and public process.
Section 1103. Restricted activities.
(a) Conflict of interest. - -No public official or public
employee shall engage in conduct that constitutes a conflict
of interest.
Act 93 of 1998, Chapter 11, §1103(a).
Pursuant to Section 1103(a) of the Ethics Act quoted above, a public
official /public employee is prohibited from engaging in conduct that constitutes a
conflict of interest.
The term "conflict of interest" is defined under the Ethics Act as follows:
Section 1102. Definitions.
"Conflict" or "conflict of interest." Use by a public
official or public employee of the authority of his office or
employment or any confidential information received
through his holding public office or employment for the
private pecuniary benefit of himself, a member of his
immediate family or a business with which he or a member
of his immediate family is associated. The term does not
include an action having a de minimis economic impact or
which affects to the same degree a class consisting of the
general public or a subclass consisting of an industry,
occupation or other group which includes the public official
or public employee, a member of his immediate family or a
business with which he or a member of his immediate
family is associated.
Act 93 of 1998, Chapter 1 1, §1102.
Section 1103(a) of the Ethics Act prohibits a public official /public employee
from using the authority of public office /employment or confidential information
received by holding such a public position for the private pecuniary benefit of the
public official /public employee himself, any member of his immediate family, or a
business with which he or a member of his immediate family is associated.
Section 1103(f) of the Ethics Act imposes certain restrictions as to contracting.
Section 1103. Restricted activities.
(f) Contract. - -No public official or public employee or
his spouse or child or any business in which the person or
his spouse or child is associated shall enter into any
Sanders, Sr., 98- 038 -C2
Page 10
contract valued at $500 or more with the governmental
body with which the public official or public employee is
associated or any subcontract valued at $500 or more with
any person who has been awarded a contract with the
governmental body with which the public official or public
employee is associated, unless the contract has been
awarded through an open and public process, including prior
public notice and subsequent public - disclosure of all
proposals considered and contracts awarded. In such a
case, the public official or public employee shall not have
any supervisory or overall responsibility for the
implementation or administration of the contract. Any
contract or subcontract made in violation of this subsection
shall be voidable by a court of competent jurisdiction if the
suit is commenced within 90 days of the making of the
contract or subcontract.
Act 93 of 1998, Chapter 11, §1103(f).
Section 1103(f) specifically provides in part that no public official /public
employee or spouse or child or business with which he or the spouse or child is
associated may enter into a contract with his governmental body valued at five
hundred dollars or more or any subcontract valued at five hundred dollars or more with
any person who has been awarded a contract with the governmental body with which
the public official /public employee is associated unless the contract is awarded through
an open and public process including prior public notice and subsequent public
disclosure.
Having noted the issues and applicable law, we shall now summarize the
relevant facts.
Sanders has served as a Member of the Red Lion Borough Council and Borough
Administrative Committee, which has the responsibility for determining the Borough's
computer needs.
Councilman Thomas Sinibaldi and former Assistant Borough Manager Connie
Stokes, who took an active role in determining the Borough's computer needs, had
concerns about resolving any Borough year 2000 computer problem as well as
developing a Borough Internet website. Sinibaldi and Stokes contacted George A.
Sanders, Jr. ( "Sanders, Jr."), who is the son of Sanders and the owner /operator of
Lion Technologies, a business which provides Internet and computer sales and
services. Sinibaldi contacted Sanders, Jr. because he wanted to deal with a local
business.
After Sanders, Jr. met with clerical staff to determine the Borough's computer
needs, Lion Technologies submitted an initial proposal to the Borough which was not
presented to a Council for review. Sanders, Jr. appeared at a subsequent Council
meeting and proposed to provide computer and Internet services to the Borough at a
cost of $1,356, comprised of $1,236 for a computer, printer, shipping, tax and
installation plus $120 for a website, domain name and dial -up Internet access. The
Borough would also incur a $70 per month fee for the website and dial -up Internet
access.
The Borough did not solicit competitive bids for the computer /Internet services.
Sanders, Jr. on behalf of Lion Technologies was the only person to appear before
Council to make a proposal for computer /Internet service. The decision not to solicit
Sanders, Sr., 98- 038 -C2
Page 11
additional bids was made by Sinibaidi. At the March 9, 1998 Council meeting with
Sanders present, the Borough unanimously voted to accept the proposal from Lion
Technologies. Subsequently, at an April 13, 1998 Borough Council meeting, Sanders
made the motion to approve bill lists which included payments to Lion Technologies,
which motion passed unanimously. In addition, at a September 14, 1998 Council
meeting, Sanders made a successful motion and voted in favor of paying bill lists
which included invoices of Lion Technologies.
After some members of Council questioned whether Sanders had a conflict of
interest as to the contract awarded to his son's business, the Borough Solicitor was
contacted. The Borough Solicitor, in an opinion which was rendered a month after
Sanders participated in the action to award the contract to his son's business,
concluded that Sanders had no conflict because his vote was not determinative. The
opinion only dealt with the conflict of interest issue and not the question of voting on
bill lists. Lastly, the Borough Solicitor did not contact the Ethics Commission for an
advisory as the propriety of Sanders' conduct.
Lion Technologies provided its services at cost to the Borough in the hope of
generating future business. The total financial gain realized by Lion Technologies as to
the contract with the Borough for computer and Internet services was $97.88.
Having summarized the above relevant facts, we must now determine whether
the actions of Sanders violated Sections 1103(a) and 1 103(f) of the Ethics Act.
As to Section 1 103(a) of the Ethics Act, it is clear that there was a use of
authority of office on the part of Sanders. See, Juliante, Order No. 809. But for the
fact that Sanders was a Council Member, he could not have participated and voted as
to the award of the contract to his son's business and the approval of payments to
that business. The use of the authority of office resulted in a private pecuniary benefit
consisting of the profit on the Borough contract that was awarded to Lion
Technologies. The private pecuniary benefit inured to Lion Technologies, which is a
business with which a member of Sanders' immediate family, his son, is associated.
See, Section 1102 of the Ethics Act. Hence, Sanders violated Section 1103(a) when
he used the authority of office to obtain a private pecuniary benefit for a business with
which a member of his immediate family is associated, by participating in the award
of a Borough contract to Lion Technologies for computer /Internet services. See,
Schubenski, Order No. 1066.
Similarly, Sanders used the authority of office by participating and voting to
approve payments to Lion Technologies, a business with which his son is associated.
Such action resulted in a private pecuniary benefit to that business. Hence, Sanders
technically violated Section 1103(a) of the Ethics Act when he participated in Council
actions to approve payments to a business with which his son is associated. Smith,
Order No. 1063.
As to Section 1103(f) of the Ethics Act, a contract was awarded by the
Borough to Sanders' son's business. No other bids were solicited for that contract,
which was not awarded through an open and public process. The contract also
exceeded the $500 threshold of Section 1103(f) of the Ethics Act. We find that
Sanders violated Section 1103(f) of the Ethics Act when he participated in actions of
Council to award a contract of $500 or more to a business owned by his son, which
was not awarded through an open and public process as required by the Ethics Act.
See, Beatty, Order No. 1034.
The Borough Solicitor gave an after - the -fact opinion on the issue of the award
of the contract to Sanders, Jr.'s business. Although the advice of a solicitor provides
Sanders. Sr.., 98- 038 -C2
Page 12
such
a defense to ot offer defense nse as to a violation of the Ethics Act. § 1109
advice does not (g) of
the Ethics Act, 65 Pa.C.S. §1109(g).
Turning to the matter of restitution, the Ethics Act, 65 Pa.C.S. §1107(13),
specifically empowers this Commission to impose restitution in those instances where
a public official /public employee has obtained a financial gain in violation of the Ethics
Act. In this case, since it has been determined that a financial gain has been obtained
in violation of the Ethics Act, restitution is warranted. Therefore, Sanders is directed
to pay restitution in the amount of $97.88 to Red Lion Borough through this
Commission within 30 days of the mailing of this Order. Compliance with the
foregoing will result in the closing of this case with no further action by the
Commission. Non - compliance will result in the institution of an order enforcement
action.
IV. CONCLUSIONS OF LAW:
1. George E. Sanders, Sr., as a Councilman for Red Lion Borough, York County,
is a public official subject to the provisions of Act 9 of 1989/Act 93 of 1998,
Chapter 11.
2. Sanders violated Section 1103(a) of the Ethics Act when he participated in
actions of Council to award a Borough contract to a business with which his
son is associated to provide computer and Internet services to the Borough.
3. art ci P ated in Council violated Section 1103(a) of the actions to approve payments on a Borough participated cont act with
his son's business.
4. Sanders of violated
Council
to award contract Act when he
act of $ 500 or more to a business
actions o owned
by his son without an open and public process.
In Re: George E. Sanders, Sr.
ORDER NO. 1119
File Docket: 98- 038 -C2
Date Decided: 2/26/99
Date Mailed: 3/10/99
1. George E. Sanders, Sr., as a Councilman for Red Lion Borough, York County,
violated Section 1103(a) of the Ethics Act when -he participated in actions of
Council to award a Borough contract to a business with which his son is
associated to provide computer and Internet services to the Borough.
2. Sanders technically violated Section 1103(a) of the Ethics Act when he
participated in Council actions to approve payments on a Borough contract with
his son's business.
3. Sanders violated Section 1103(f) of the Ethics Act when he participated in
actions of Council to award a contract of $500 or more to a business owned
by his son without an open and public process.
4. Sanders is directed to make payment of $97.88 through this Commission to
Red Lion Borough within 30 days of the date of mailing of this Order.
a. Compliance with the foregoing will result in the closing of this
case with no further action by the Commission.
b. Non- compliance will result in the institution of an order
enforcement action.
BY THE COMMISSION,
eguwe
DANEEN E. REESE, CHAIR