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HomeMy WebLinkAbout007-S EverittSTATE ETHICS COMMISSION 309 FINANCE BUILDING P.O. BOX 11470 HARRISBURG, PA 1 71 08 -1 470 TELEPHONE (717) 783 -1610 IN RE: JACQUELYN G. EVERITT : File Docket: 92 -020 -P : Date Decided: April 23. 1992 Respondent : Date Mailed: April 27, 1992 Before: Dennis C. Harrington, Chair James M. Howley, Vice Chair Daneen E. Reese Roy W. Wilt Austin M. Lee Allan M. Kluger The State Ethics Commission received information regarding possible violation(s) of Section 4 and /or Section 5 of the Public Official and Employee Ethics Law ( "Ethics Law "), Act 9 of 1989, 65 P.S. S401 et sea. Written Notice was mailed to Respondent in accordance with Section (7) (5) of the Ethics Law, as to which there was no response. A Notice and Order to Show Cause was issued and served upon Respondent. A letter Answer was filed and a hearing was waived. The record is complete. This adjudication of the Commission is hereby issued, which sets forth Findings of Fact, Discussion, Conclusions of Law and Order. This Adjudication is final and is a public document. Reconsideration may be requested. A request for reconsideration, however, does not affect the finality of this adjudication. A reconsideration request must be received at this Commission within fifteen days of issuance and must include a detailed explanation of the reasons as to why reconsideration should be granted in conformity with 51 Pa. Code §2.38. Jacquelyn G. Everitt April 27, 1992 Page 2 I. FINDINGS: 1. Respondent Jacquelyn G. Everitt is an adult individual who resides or maintains a mailing address at R.D. #1, Box 312, Mifflintown, Pennsylvania 17059. 2. At all times relevant to these proceedings, Respondent has been a Member of the Juniata County Board of Assistance. (a) Respondent specifically held the aforesaid position in 1990. 3. Respondent did not file a Statement of Financial Interests with the State Ethics Commission and the Governor's Office of Administration for calendar year 1990, on or before May 1, 1991. 4. A Notice letter dated June 18, 1991, was issued to Respondent by this Commission. The said Notice letter stated in detail the specific allegations against Respondent concerning the delinquency of Respondent's Statement of Financial Interests for calendar year 1990 and the penalties for failure to file or for filing a deficient Statement of Financial Interests. The said Notice letter provided Respondent an opportunity to avoid the institution of these civil penalty proceedings by filing an accurate and complete Statement of Financial Interests for calendar year 1990 within fourteen (14) days of the date of the Notice letter. (a) Respondent states that she does not recall receiving the Notice letter dated June 18, 1991, and that if it reached her, it must have been misplaced. (b) The Notice letter was incorrectly addressed to R.D. 1, Box 197, Mifflintown, Pennsylvania 17059. 5. Respondent did not file a Statement of Financial Interests with the State Ethics Commission and the Governor's Office `d ` Administration for calendar year 1990 within fourteen days of the date of the said Notice letter. 6. An Order to Show Cause was issued to Respondent in this matter on March 16, 1992. (a) The Order to Show Cause was incorrectly addressed to R.D. 1, Box 197, Mifflintown, Pennsylvania 17059. (b) Respondent received the Order to Show Cause having timely filed a letter Answer responding to same. Jacquelyn G. Everitt April 27, 1992 Page 3 7. Respondent filed a Statement of Financial Interests for calendar year 1990 after receiving the Order to Show Cause. II. DISCUSSION: Respondent has been a Member of the Juniata County Board of Assistance at all times relevant to these proceedings. Respondent specifically held the aforesaid position in 1990. As a Member of the Juniata County Board of Assistance, Respondent is a "public official" as that term is defined under the Public Official and Employee Ethics Law ( "Ethics Law "), 65 P.S. §401, et sea., and as such is subject to the provisions of the Ethics Law. Pursuant to Sections 4 and .5 of the Ethics Law, Respondent was required to file a Statement of Financial Interests providing complete financial disclosure for calendar year 1990 with the State Ethics Commission and the Governor's Office of Administration by May 1, 1991. 65 P.S. §S404,405. Section 9(f) of the Ethics Law provides as follows: (f) In addition to any other civil remedy or criminal penalty provided for in this act, the commission may, after notice has been served in accordance with section 7(5) and upon a majority vote of its members, levy a civil penalty upon any person subject to this act who fails to file a statement of financial interests in a timely manner or who files a deficient statement of financial interests, at a rate of not more than $25 for each day such statement remains delinquent or deficient. The maximum penalty payable under this paragraph is $250. 65 P.S. §409(f). Factually, Respondent has not denied her failure to timely file a Statement of Financial Interests for calendar year 1990 with the State Ethics Commission and the Governor's Office of Administration. Respondent is deemed to admit the delinquency of her Statement of Financial Interests for calendar year 1990, which constitutes a failure to comply with Sections 4 and 5 of the Ethics Law. However, Respondent states that she does not recall receiving the June 18, 1991 Notice letter, and that if it reached her, it must have been misplaced. The service of a Notice letter in accor- dance with Section 7(5) is a prerequisite to the levying of a civil penalty under Section 9(f) of the Ethics Law. 65 P.S. S409(f). Respondent's allegations that she does not recall receiving the Notice letter and /or that it may have been misplaced, even if Jacquelyn G. Everitt April 27, 1992 Page 4 true, would not invalidate service of the Notice letter upon the Respondent. However, the said Notice letter and the Order to Show Cause were issued to Respondent at an incorrect address, specifically Box #197 instead of Box #312. Despite this error, Respondent undoubtedly received the Order to Show Cause, as evidenced by her timely filing of a response to same. Nevertheless, under the circumstances of this case, it is likely that Respondent may not have received the required Notice letter. We would further note that Respondent has filed a Statement of Financial Interests dated March 25, 1992 for calendar year 1990 after receiving the Order to Show Cause. Based upon the totality of circumstances in this case, no civil penalty shall be levied in this case. III. CONCLUSIONS OF LAW: 1. Respondent Jacquelyn G. Everitt was at all times relevant to these proceedings a Member of the Juniata County Board of Assistance and as such she is a "public official" as that term is defined in the Ethics Law. 2. Respondent was required by the Ethics Law to file a Statement of Financial Interests for calendar year 1990 with the State Ethics Commission and the Governor's Office of Administration, which Statement of Financial Interests was due no later than May 1, 1991. 3. Respondent failed to comply with the requirements of Sections 4 and 5 of the Ethics Law when Respondent failed to timely file a Statement of Financial Interests for calendar year 1990 with the State Ethics Commission and the Governor's Office of Administration. 4. Respondent was not properly served with Notice of the delinquency of her Statement of Financial Interests for calendar year 1990, which is a prerequisite to levying a civil penalty under Section 9(f) of the Ethics Law. 5. Following the issuance of the Order to Show Cause, Respondent filed a Statement of Financial Interests for calendar year 1990 dated March 25, 1992. 6. Based upon the totality of the circumstances in this case, no civil penalty shall be levied against Respondent in this matter. IN RE: JACQUELYN G. EVERITT : File Docket: 92 -020 -P : Date Decided: April 23, 1992 Respondent : Date Mailed: April 27 , 1992 OQ'7 S ORDER No.-me- 1. Jacquelyn G. Everitt, as a Member of the Juniata County Board of Assistance, failed to comply with Sections 4 and 5 of the Ethics Law, 65 P.S. SS404, 405, by failing to timely file a Statement of Financial Interests for calendar year 1990 with the State Ethics Commission and the Governor's Office of Administration. 2. Given that the 1990 calendar year Statement of Financial Interests has been filed and based upon the circumstances of this case, no civil penalty shall be levied against Jacquelyn ,G. Everitt. BY THE COMMISSION, 4 0•=6:- . ex/ Dennis C. Harrington, Chair