HomeMy WebLinkAbout957 BorgoIn re: Robert Borgo
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PENNSYLVANIA 17120
Before:
File Docket: 87 -058 -C
Date Decided: 02/23/95
Date Mailed: 03/31/95
Daneen E. Reese, Chair
Roy W. Wilt
Austin M. Lee
Allan M. Kluger
John R. Showers
Rev. Joseph G. Quinn
Boyd E. Wolff
The Investigative Division of the State Ethics Commission
conducted an investigation regarding a possible violation of the
State Ethics Law, Act 170 of 1978, P.L. 883. Written notice of the
specific allegation(s) was served at the commencement of the
investigation. A Findings Report was issued and served upon
completion of the investigation which constituted the Complaint by
the Investigation Division. An Answer was filed and a hearing was
waived. A consent agreement was submitted by the parties to the
Commission for consideration which was subsequently approved. This
adjudication of the Conmaission is hereby issued which sets forth
the individual Allegations, Findings of Fact, Discussion,
Conclusions of Law and Order.
This adjudication is final and will be made available as a
public document fifteen days after issuance. However,
reconsideration may be requested which will defer public release of
this adjudication pending action on the request by the Commission.
A request for reconsideration does not affect the finality of this
adjudication. A reconsideration request must be received at this
Commission within fifteen days of issuance and must include a
detailed explanation of the reasons as to why reconsideration
should be granted in conformity with 51 Pa. Code §2.38.
The files in this case will remain confidential in accordance
with Section 8(a) of Act 170 of 1978. Any person who violates
confidentiality of the Ethics Law is guilty of a misdemeanor
subject to a fine of not more than $1,000 or imprisonment for not
more than one year, 65 P.S. 409(e). Confidentiality does not
preclude discussing this case with an attorney at law.
Borgo, 87 -058 -C
Page 2
I. ALLEGATION:
That Robert Borgo, a member of the Western Westmoreland
Municipal Authority, violated Section 3(a) of the Ethics Act which
prohibits a public employee's or public official's use of office or
confidential information gained through that office to obtain
financial gain, when he voted to set his salary in 1986 and 1987 as
a board member of the Western Westmoreland Municipal Authority.
II. FINDINGS:
1. Robert Borgo served as an appointed member of the Western
Westmoreland Municipal Authority.
a. Mr. Borgo has served in this position since 1985.
b. Mr. Borgo represents Penn Township on the Authority.
2. The Western Westmoreland Municipal Authority (WWMA) was
created pursuant to the Pennsylvania Municipality Authorities
Act of 1945 by way of agreement of December 15, 1971 between
various municipalities.
a. The Authority was created to finance, acquire, construct
and complete a joint municipal facility with the capacity
of treating sewage and industrial wastes from residents
who were located in the Lower Brush Creek project area.
b. The municipalities comprising the Western Westmoreland
Municipal Authority were:
1) North Huntingdon Township
2) Borough of Irwin
3) Penn Township
4) Borough of Manor
5) Hempfield Township
6) Borough of North Irwin
c. The agreement between the above identified municipalities
provides that the Authority was to consist of ten (10)
members. Three appointed by North Huntingdon Township,
two appointed by Irwin Borough, two appointed by Penn
Township, and one each appointed by Manor Borough, North
Irwin Borough and Hempfield Township.
3. The by -laws of the Western Westmoreland Municipal Authority
originally provided in Article II, Section 1, that "the
officers of the Authority shall be a Chairman, a Vice
Chairman, a Secretary, a Treasurer and an Assistant Secretary -
Treasurer, to be elected from the members of the Board of the
Borgo, 87 -058 -C
Page 3
Authority."
4. Article V, Section 1, of the by -laws dealing with amendments
provided as follows:
The by -laws of the Authority (with the
exception of any matters that are governed by
the Articles of Incorporation) shall be
amended only with the approval of at least six
(6) of the members of the Board of the
Authority at a regular or special meeting;
provided that the amendment has been submitted
in writing at a previous regular or special
meeting.
5. The by -laws were subsequently amended by Authority board
members on August 20, 1986. (See Finding No. 8(d))
a. As a result of such amendment, six additional officer
positions were created bringing the total number of
offices to eleven, one position for each board member.
(See Finding No. 8 [d] )
b. The changes were made pursuant to Authority by -laws.
6. In July, 1985, by way of Resolution Number 47,
Township Board of Commissioners on motion of Mr.
seconded by Mrs. Painter, reappointed Robert Borgo
Mahkovec to the Board of Western Westmoreland
Authority.
7. The municipalities comprising the WWMA
authorizing their representatives to be
members.
the Penn
Cortazzo,
and Joseph
Municipal
did not take action
compensated as board
8. Minutes of the Western Westmoreland Municipal Authority
meetings confirm the following in relation to the appointment
of officers and the setting of compensation:
a. February 19, 1986:
Mr. Mance nominated Mr. Zentner for Chairman; the motion
carried unanimously. Terry Painter was nominated by
Thomas Mance for Vice Chairman and that motion carried
unanimously. Mr. Zenter nominated Don Ewing for the
position of Secretary, the motion carried unanimously.
Roy Eiseman nominated Samuel Heasley for the position of
Treasurer and that motion carried unanimously. Mr.
Eiseman nominated Barbara Balcerek for the position of
Assistant Secretary- Treasurer; Mr. Mace nominated Barbara
Johnson for this position. Discussion ensued. Board
Borgo, 87 -058 -C
Page 4
members Heasley, Mahkovec, Borgo, Eiseman, Ewing and
Zentner voted for Mrs. Balcerek. Board members Zontek,
Mance and Painter voted for Mrs. Johnson. Mrs. Balcerek
is appointed to the position.
Mr. Zontek presented his ideas on compensation to board
members. A motion was made by Zontek, seconded by
Painter, authorizing the solicitor to prepare a
resolution to designate each member of the authority as
an officer and compensation to them would be $150.00 a
month. Mr. Mahkovec reminded the board members that this
very thing had been done in the past, and there had been
many visitors present at the meeting when a vote was
taken for this compensation. A role call vote was taken,
and a motion failed due to a five to five tie with the
members voting as follows:
Samuel Heasley - No
Barbara Johnson - Yes
Daniel Zontek , Yes
Joseph Mahkovec - No
Robert Borgo - No
b. May 21, 1986:
Thomas Mance - Yes
Terry Painter- Yes
Roy Eiseman - No
Don Ewing - Yes
Robert Zentner - No
Mr. Mahkovec was absent. Mr. Painter brought up the
issue of board members being compensated. He stated that
the dedication and services provided by the members
should be justified by compensation. He further stated
that his motion would be that the officers of the
Authority be able to receive compensation. Mr. Snyder,
the Solicitor, stated that the by-laws provide for five
officers, the chairman, vice chairman, secretary,
treasurer, and assistant secretary /treasurer. Mr. Snyder
stated that the board members fall under the requirements
of Section 309, Section 7, of the Municipal Authorities
Act. This would have to be approved by all the
municipalities for the Authority. In addition to that,
in Mr. Snyder's opinion, it would be for the new members
coming on at the end of the current term. It was noted
that, approximately two years ago, there was a suggestion
made that the by -laws be amended to make each of the
committee chairmen officers in addition to the current
officers. Mr. Snyder stated that he is not prepared to
say unequivocally that compensation would pass legal
challenge. Mr. Snyder questioned Mr. Painter if his
intentions for compensation is for Board members or
compensation for officers. Mr. Painter said that the
vehicle for simplicity would be for documentation that
all board members would be officers. Mr. Painter asked
the chair to entertain the motion to authorize the
Borgo, 87 -058 -C
Page 5
solicitor for the best recommendation for allowing
officers and board members to be compensated.
Mr. Mulvihill seconded the motion, and the motion carried
unanimously. The second part of Mr. Painter's suggestion
is the amount to be compensated. It was budgeted in 1984
for $100.00 a month. A motion was not forthcoming at
this particular meeting.
c. June 18, 1986:
Mr. Mahkovec was absent. Mr. Snyder, the Solicitor,
reported that a notice of the proposed by -laws change
requested at the last meeting, along with
correspondences, was included in a package of materials
for the board. Mr. Snyder's by -laws amendment proposed
that the officers of the authority shall be a chairman,
a vice chairman, a secretary, a treasurer, and assistant
secretary /treasurer, and the chairmen of each of the
following committees: Personnel, Finance & Budget,
Sludge Disposal, Insurance, Grounds & Maintenance, and
Legal & Engineering Service. All of which, with the
exception of the assistant secretary /treasurer, shall be
members of the board of the Authority. No person shall
hold more than one office. The by -laws further provide
that the chair of the respective committees shall preside
at all meetings of the respective committees and shall
report the recommendations of the committee to the board
of the Authority of action by the board. The by -laws
further provide that the officers of the Authority shall
perform such other duties and functions as may from time
be required by the Board of the Authority or the by -laws
or rules and regulations of the Authority. The by -laws
further provide that officers of the Authority shall be
compensated as the board of the Authority shall determine
by resolution adopted at the annual meeting of the board
subsequent to the election of the officers.
The by -laws further provide that the officers as above
identified shall be elected at the annual meeting of the
board of the Authority and shall serve one year terms or
until their successors are elected and qualified.
d. August 20, 1986:
Terry Painter made a motion to adopt the amendment to the
by -laws of the Authority as drafted by the solicitor
revising the definition of officers for the authority;
motion was seconded by Daniel Zontek. Mr. Painter then
withdrew his motion and made the following: A motion was
made by Terry Painter, seconded by Daniel Zontek, to
adopt the amendment of the by -laws as presented to the
Borgo, 87 -058 -C
Page 6
board by the solicitor as recorded in the minutes of the
meeting of June 18, 1986 and included the amendment of
December 1984. A roll call vote was taken and a motion
passed by a vote of eight to one with Mr. Zentner voting
no. Mr. Ewing resigned as Chairman of the Legal and
Engineering Services Committee as it conflicts with his
position as Secretary of the Authority. Mr. Eisaman
resigned as Chairman of the Grounds and Maintenance
Committee, as it conflicts with his position as Treasurer
of the Authority. Mr. Painter resigned as Chairman of
the Finance and Budget Committee, as it conflicts with
his position as Vice- Chairman. A motion was then made by
Terry Painter, seconded by Daniel Zontek, for officers to
be compensated at a rate of $300.00 a month effective
August 1986. A discussion ensued on this matter as to
interpretation as to when this compensation could become
effective. Mr. Zentner stated that according to the
resolution read, by the assistant secretary /treasurer,
the amount of compensation could not be set until after
the February reorganization meeting. Mr. Eisaman
suggested that the amount be lowered to $150.00. The
chairman called for a roll call vote on a motion
presented by Mr. Painter, and a motion passed the vote
being six yeas and 3 nays as follows:
Bernard Mulvihill - Yes
Barbara Johnson - Yes
Robert Borgo - No
Thomas Mance - Yes
Robert Zentner - No
e. September 17, 1986:
Bernard Mulvihill - Yes
Barbara Johnson - Yes
Daniel Zontek - No
Robert Borgo - Yes
Terry Painter - Yes
Daniel Zontek - Yes
Roy Eisaman - No
Don Ewing - Yes
Mahkovec - Absent
A number of individuals present at the meeting questioned
the board about the reasons for the compensation
authorized for board members. Mr. Mance addressed the
comments made by the visitors.
Mr. Painter and Mr. Mahkovec were absent. A motion was
made by Bernard Mulvihill, seconded by Robert Borgo, to
rescind the original motion of compensation made at the
August meeting and to change the amount of compensation
to $150.00 a month retroactive to August 1, 1986. A roll
call vote was requested, and a motion passed the vote
being six yeas and two nays as follows:
Thomas Mance - No
Roy Eisaman - Yes
Don Ewing - Yes
Robert Zentner - Yes
Borgo, 87 -058 -C
Page 7
At this time, Mr. Zontek and Mr. Mance changed their nay
votes to yes votes, and the motion passes unanimously.
f. December 17, 1986:
g.
The absentee board member was Joseph Mahkovec. The
chairman requested a motion to rescind the compensation
to board members. A motion was made by Don Ewing,
seconded by Roy Eiseman, to rescind the action made by
this board to compensate the officers of this authority
or board members at the rate of $150.00 per month and
restrict such compensation to board members to
reimbursable expenses. This motion will be effected
January 1, 1987. A roll call vote was taken, and the
motion failed as follows:
Bernard Mulvihill - No
Barbara Johnson - No
Daniel Zontek - No
Robert Borgo - No
Thomas Mance - No
Terry Painter - No
Roy Eiseman - Yes
Don Ewing - yes
Robert Zentner - Yes
February 18, 1987:
A reorganization meeting of the Authority board was held.
The following members were appointed to officer
positions:
Robert Zentner - Chair
John Hoffner - Vice Chair
Don Ewing - Secretary
Roy Eiseman - Treasurer
Barbara Balcerek - Assistant Secretary /Treasurer
A motion was made by Painter, seconded by Eiseman, to set
the compensation for board members serving as officers as
provided by the by -laws at the rate of $150.00 per month
for the year. All of the members voted for the motion
with the exception for Robert Zentner.
h. May 19, 1987:
It was determined that an oversight had occurred in the
election of certain officers of the Authority as provided
in the August, 1986, by -law amendment. The oversight was
corrected by the following members being appointed to
officer positions:
Terry Painter - Grounds and Maintenance Committee Officer
Robert Borgo - Personnel Committee Officer
Bernard Mulvihill - Finance and Budget Committee Officer
Borcro, 87 -058 -C
Page 8
Thomas Mance - Insurance Committee Officer
Daniel Zontek - Sludge Committee Officer
Joseph Mahkovec - Legal and Engineering Services
Committee Officer
i. October 21, 1987:
The solicitor stated that he was instructed to prepare
amendment to the by -laws to provide for the position
Committee Vice - Chair. A motion to amend the by -laws
the next meeting was unanimously carried.
November 18, 1987:
k. February 17, 1988:
Bernard Mulvihill - No
John Hoffner - No
Daniel Zontek - No
Robert Borgo - No
Robert Zentner - Yes
Thomas Mance - No
Terry Painter - No
Roy Eisaman - No
Don Ewing - No
A motion was then made by Hoffner, seconded by Eisaman,
to have the same salary set at $150.00 per month for the
an
of
at
The Solicitor, Mr. Campfield, had prepared an amendment
to the by -laws which provides for a vice chairman for
each of the committees. A motion was made by Ewing,
seconded by Mance, to adopt this amendment to the by -laws
as presented.
At a re- organizational meeting of the Authority, the
following members were elected to officer positions:
Robert Zentner - Chair
John Hoffner - Vice Chair
Don Ewing - Secretary
Roy Eisaman - Treasurer
Bernard Mulvihill - Finance & Budget Committee
Chair
Terry Painter - Grounds & Maintenance Committee
Chair
Thomas Mance - Insurance Committee Chair
Daniel Zontek - Legal & Engineering Services Chair
Robert Borgo - Personnel Committee Chair
Joseph Mahkovec - Sludge Committee Chair
Don Ewing made .a motion, seconded by Eisaman, to have
zero salary per month for the next year. Roll call vote
was taken and the vote failed by a vote of one to eight
as follows:
Boran, 87 -058 -C
Page 9
coming year that motion passed by a vote of six to three
as follows:
Bernard Mulvihill - Yes
John Hoffner - Yes
Daniel Zontek - Yes
Robert Borgo - Yes
Robert Zentner - No
1. January 18, 1989:
Mr. Mance was not reappointed to the Authority and his
place was taken by Lawrence Chrzan. Mr. Chrzan was
appointed Chairman of the Insurance Committee.
m. February 15, 1989:
Thomas Mance - Yes
Terry Painter - No
Roy Eiseman - Yes
Don Ewing - No
A reorganization meeting of the Authority was held, and
the following members were appointed as officers:
John Hoffner - Chair
Terry Painter - Vice Chair
Bernard Mulvihill - Secretary
Roy Eiseman - Treasurer
Robert Zentner - Grounds & Maintenance Committee
Chair
Robert Borgo - Personnel Committee Chair
Don Ewing - Finance & Budget Committee Chair
Lawrence Mahkovec - Sludge Committee Chair
Daniel Zontek - Legal & Engineering Srvcs. Comm.
Chair
A motion was made by Mulvihill, seconded by Eiseman, to
keep the compensation to officers at the same amount.
Motion carried with two opposing votes by Zentner and
Painter, with Mr. Zontek absent due to a phone call.
n. March 15, 1989:
At this time, Terry Painter expressed his opinion of an
increase in compensation to the board members. A
discussion ensued along with the solicitor stating legal
remarks. Mr. Campfield explained that the basic
resolution that amended the by -laws and created the
various offices would have to be amended to provide that
compensation could be changed or established at a time
other than at the time of the annual reorganization
meeting. Then a resolution would have to be adopted
establishing the compensation. Terry Painter made a
motion, seconded by Daniel Zontek, to pass a resolution
to amend the original resolution upon the advice of the
Borcro, 87 -058 -C
Page 10
solicitor for correct language of the resolution. A roll
call vote was taken:
John Hoffner - No
Don Ewing - Abstain
Roy Eisaman - Yes
Terry Painter - Yes
A motion was made by Mr. Zontek, seconded by Mr. Chrzan
to increase the compensation of officers from $150.00 to
$300.00 per month effective April 1, 1989. A roll call
vote was taken and the motion failed, due to four nays,
two yeas and two abstentions, with the members voting as
follows:
Terry Painter - Yes
Daniel Zontek - Yes
Robert Borgo - No
Joseph Mahkovec - No
Daniel Zontek - Yes
Robert Borgo - No
Joseph Mahkovec - No
Lawrence Chrzan - Yes
Roy Eisaman - No
Don Ewing - Abstain
John Hoffner - No
Lawrence Chrzan - Abstain
9. The members of the Authority Board voted monthly to pay the
bills of the Authority, including compensation to Authority
members serving in various positions.
10. Robert Borgo voted against the motion at the August 20, 1986,
meeting.
11. The amendment to the by -laws of August 20, 1986, provided that
officers of the Authority shall be compensated as determined
by resolution adopted at the annual meeting of the board
subsequent to the election of officers. (See Finding No. 8)
12. Payment to board members began in August 1986, and ceased in
March, 1990.
13. Mr. Bofgo did not assume his offices in bad faith.
14. Mr. Borgo carried out the duties and services required of the
offices held
15. The Municipality Authorities Act of 1945 provides in relevant
part as follows:
a. Members shall hold office until their successors have
been appointed, and may succeed themselves, and except
members of the boards of Authorities organized or created
by a school district or school districts, shall receive
such salaries as may be determined by the governing body
or bodies of the municipality or municipalities, but none
of such salaries shall be increased or diminished by such
governing body or bodies during the term for which the
largo, 87 -058 -C
Page 11
Since
effective
provisions
Ethics Act
member receiving the same shall have been appointed. 53
P.S. -U 309 B
b. The board shall fix and determine the number of officers,
agents and employees of the Authority and their
respective powers, duties and compensation and may
appoint to such office or offices any member of the board
with such powers, duties and compensation as the board
deem proper. 5B P.S. 1 309 C
c. The Authority has the power: "To appoint officers,
agents, employees and servants to prescribe their duties
and to fix their compensation." 53 - P.S. 305 B(g)
16. The Ethics Act, Act 170 of 1978, P.L. 883, as amended, and
relevant to these matters, provides in. Section 3(a)
"No public official or public employee shall use his office or
any confidential information received through his holding
public office to obtain financial gain other than compensation
provided by law for himself, a member of his immediate family,
or a business with which he is associated."
III. DISCUSSION:
As a member of the Western Westmoreland Municipal Authority,
Robert Borgo, hereinafter Borgo, is a public official as that term
is defined in the Ethics Act, 65 P.S. §402; 51 Pa. Code §1.1. As
such, his conduct is subject to the provisions of the Ethics Act
and the restrictions therein are applicable to him.
Initially, it is noted that Section 9 of Act 9 of June 26,
1989, P.L. 26, provides, in part, as follows:
This amendatory act shall not apply to
violations committed prior to the effective
date of this act, and causes of action
initiated for such violations shall be
governed by the prior law, which is continued
in effect for that purpose as if this act were
not in force. For the purposes of this
section, a violation was committed prior to
the effective date of this act if any elements
of the violation occurred prior thereto.
the occurrences in this case transpired prior to the
date of Act 9 (June 26, 1989), we must apply the
of Act 170 of 1978, P.L. 883, to determine whether the
was violated.
Borgo, 87 -058 -C
Page 12
Under Section 3(a), quoted above, this Commission has
determined that use of office by a public official to obtain a
financial gain for himself or a member of his immediate family or
a business with which he is associated which is not provided for in
law transgresses the above provision of law. Thus, use of office
by a public official to obtain a financial gain which is not
authorized as part of his compensation is prohibited by Section
3(a): Hoak /McCutcheon v. State Ethics Commission, 77 Pa. Commw.
Ct. 529, 466 A.2d 283 (1983); Yacobet v. State Ethics Commission,
109 Pa. Commw. Ct. 432, 531 A.2d 536 (1987). Similarly, Section
3(a) of the Ethics Act would prohibit a public official /employee
from using public office to advance his own financial interests;
Koslow v. State Ethics Commission, 116 Pa. Commw. Ct. 19, 540 A.2d
1374 (1988), allocatur denied, 520 Pa. 609, 553 A.2d 971 (1988).
The issue before us is whether Borgo as a member of the
Western Westmoreland Municipal Authority, hereinafter WWMA,
violated Section 3(a) of Act 170 of 1978 when he allegedly voted to
set the salary of the WWMA board members.
Factually, Borgo served on the WWMA since 1985. The WWMA is
a municipal authority which was created by agreement between six
municipalities: North Huntingdon Township, Borough of Irwin, Penn
Township, Borough of Manor, Hempfield Township and Borough of North
Irwin. The original by -laws of the WWMA provided for the
traditional officers of chairman, vice - chairman, secretary,
treasurer and assistant secretary /treasurer. However, the by -laws
of the WWMA were amended whereby six additional officer positions
were created bringing the total number of offices to eleven. None
of the municipalities which comprise the appointing authority of
WWMA took any action to compensate the WWMA board members.
The minutes of the WWMA reflect the following actions'as to
the appointment of officers and the setting of compensation. On
February 19, 1986 an unsuccessful motion for a resolution was made
by Zontek to designate each Member of the WWMA as an officer with
compensation at $150.00 per month. The foregoing motion failed due
to a tie 5 to 5 vote. However, on May 21, 1986, despite certain
legal concerns of the solicitor, Painter asked the Chair to
entertain a motion to authorize the solicitor for the best
recommendation for allowing officers and board members to be
compensated. Following a report of the proposed changes to the by-
laws at a June 18, 1986 meeting of the WWMA, Painter at an August
20, 1986 WWMA meeting made a motion to adopt the amendments as
recorded in the minutes of the June 18, 1986 meeting, including a
December, 1984 amendment, which motion passed on a 8 to 1 vote with
Zentner voting no. Another motion was made by Painter to fix the
compensation for the officers at a rate $300.00 per month which
motion passed on a 6 to 3 vote with Mulvihill, Painter, Johnson,
Zontek, Mance and Ewing voting in favor of the motion and Borgo,
Eiseman and Zentner voting against the motion. At a September 17,
Borgo, 87 -058 -C
Page 13
1986 WWMA meeting, a motion was made to reduce the compensation to
$150.00 a month retroactive to August 1, 1986 and said motion
carried by a vote of 6 to 2 with Mulvihill, Johnson, Eisaman,
Ewing, Borgo and Zentner voting with the majority and Mance and
Zontek voting no. However, Mance and Zontek changed their votes so
that the motion carried unanimously. When a motion was made by
Ewing on December 17, 1986 to rescind the action of paying board
members at a rate of $150.00 per month, the motion failed by a 3 to
6 vote with Mulvihill, Painter, Johnson, Zontek, Borgo and Mance
voting against the motion and Eisaman, Ewing and Zentner voting for
the motion. At the February 18, 1987 WWMA meeting, a motion passed
to set the compensation for board members serving as officers at
$150.00 per month with all members except Zentner voting for the
motion; at that meeting appointments were made to the traditional
five officer positions. Appointments were made as to six committee
officer positions at the May 19, 1987 WWMA meeting.
After each member of the WWMA was elected to an officer
position at the February 17, 1988 meeting, Ewing made a motion to
have a zero salary per month for the following year which motion
failed by an 8 -1 vote with only Zentner voting in favor of the
motion. A subsequent motion for the same salary of $150.00 per
month passed by a 6 -3 vote with Mulvihill, Hoffner, Zontek, Borgo,
Mance and Eisaman voting for the motion and Zentner, Painter and
Ewing voting against the motion.
At the February 15, 1989 WWMA meeting, following the
appointment of members to nine positions, the motion by Mulvihill
to keep the compensation at the same amount carried with Zentner
and Painter voting against the motion.
When Painter indicated at the March 15, 1989 WWMA meeting that
the compensation should be increased, the solicitor advised that
the by -laws would have to be amended so that the compensation could
be changed at a time other than at the reorganizational meeting.
Painter made a motion to amend the original resolution which passed
in a 4 -3 -1 vote with Hoffner, Borgo and Mahkovec voting no and
Ewing abstaining; a motion by Zontek to increase officers
compensation from $150 to $300 per month failed in a 2 -4 -2 vote
with Painter and Zontek voting yes, Eisaman, Hoffner, Borgo and
Mahkovec voting no and Ewing and Chrzan abstaining.
The WWMA members voted on a monthly basis to pay the Authority
bills including compensation to the board members in the various
officer positions. Payment to board members began in August, 1986
and ended in March, 1990.
Borgo did not assume his office in bad faith and carried out
the duties associated with the offices held. At the August 20,
1986 meeting when the compensation was approved, Borgo voted
against the motion.
Borg°, 87 -058 -C
Page 14
In applying the stipulated facts to Section 3(a) of Act 170 of
1978, we take note of Rebottini et al v. SEC, Pa. Commw. Ct. ,
634 A.2d 743 (1993), allocatur denied SEC v. Rebottini, Painter,
Rhodes and Mance, at 581 M.D. Allocatur Docket, 1993 on December
15, 1994, wherein Commonwealth Court affirmed our decisions which
found that Thomas Mance, Order 862 and Terry Painter, Order 861 as
members of the WWMA violated Section 3(a) of Act 170 of 1978 when
they used office to vote themselves to officer positions with the
WWMA:
"The facts as found by the Commission show that the WWMA
board members did more than just vote on their officer
election and salaries. They created officer positions
specifically to circumvent the § 7B requirement that
board member salaries be set by the authority's governing
bodies. This is an abuse of public office and is
precisely the type of conduct which the Act was intended
to prevent." Id at 747.
In applying the provisions of Section 3(a) of Act 170 of 1978
quoted above to the instant matter, we find that Borgo did not
violate the Ethics Law because he voted against the motion at the
August 20, 1986 meeting to set the compensation. Thus, without the
requisite use of office to obtain a financial gain, which is here
lacking, there is no violation of Section 3(a) of Act 170 of 1978.
IV. CONCLUSIONS OF LAW:
1. Robert Borgo as a Member of the Western Westmoreland Municipal
Authority Board is a public official subject to the provisions
of Act 170 of 1978.
2. Borgo did not violate Section 3(a) of Act 170 of 1978
regarding the receipt of compensation as a WWMA board member
in that he voted against the motion at the August 20, 1986
meeting to set the compensation.
In re: Robert Borgo
: File Docket:
: Date Decided:
. Date Mailed:
ORDER NO. 957
BY THE COMMISSION,
87 -058 -C
02/23/95
03/31/95
1. Robert Borgo, as a Member of the Western Westmoreland
Municipal Authority Board, did not violate Section 3(a) of Act
170 of 1978 regarding the receipt of compensation as a WWMA
board member in that he voted against the motion at the August
20, 1986 meeting to set the compensation.
cO&Ismi E &ij1J
DANEEN E. REESE, CHAIR