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HomeMy WebLinkAbout931 HessingerSTATE ETHICS COMMISSION 308 FINANCE BUILDING HARRISBURG, PENNSYLVANIA 17120 In re: Richard Hessinger File Docket: 89 -002 -C Date Decided: 06/23/94 Date Mailed: 06/30/94 Before: James M. Howley, Chair Daneen E. Reese, Vice Chair Roy W. Wilt Austin M. Lee Allan M. Kluger The Investigative Division of the State Ethics. Commission received complaints regarding possible violations of the State Ethics Law, Act No. 170 of 1978 and Act No. 9 of 1989. Written notice, of the specific allegation(s) was served at the commencement of the investigation. A Findings Report was issued and served, upon completion of the investigation, which constituted the Complaint by the Investigation Division. An Answer was filed and a; hearing was held. The record is complete. This adjudication of the Commission is hereby issued which sets forth the individual Allegations, Findings of Fact, Discussion, Conclusions of Law and Order. This adjudication is final and will be made available as a public document fifteen days after issuance. However, reconsideration may be requested which will defer public release of this adjudication pending action on the request by the Commission. A request for reconsideration, however, does not affect the finality of this adjudication. A reconsideration request must be received at this Commission within fifteen days of issuance and must include a detailed explanation of the reasons as to why reconsideration should be granted in conformity with 51 Pa. Code 52.38 and /or 51 Pa. Code 521.29(b). The files in this case will remain confidential in accordance with Section 8(a) of Act 170 of 1978 and Act 9 of 1989, 65 P.S. $408(h), during the fifteen day period and no one unless the right to challenge this Order is waived, may violate confidentiality by releasing discussing or circulating this Order. However, confidentiality does not preclude discussing this case with an attorney at law. Any person who violates confidentiality of the Ethics Act is guilty of a misdemeanor subject to a fine of not more than $1,000 or imprisonment for not more than one year, 65 P.S. 5409(e). gess4naer, 89- 002 -C :age 2 I. ALLEGATION: That Richard Hessinger, a Summit Township Supervisor, Erie County, violated the following provisions of the State Ethics Act (Act 170 of 1978), when he received overtime pay without auditor approval; received pay as roadmaster /laborer for attending meetings and conventions; received pay for administrative duties, including but not limited to, working on the budget and road checks; voted to hire the township solicitor to represent the board of supervisors in a salary dispute with the board of auditors; received salaries of both roadmaster and road laborer for performing the same duties; received payment for expenses for attending conventions in excess of actual expenses incurred. Section 3. Restricted Activities. (a) No public official or public employee shall use his public office or any confidential information received through his holding public office to obtain financial gain other than compensation provided by law for himself, a member of his immediate family, or a business with which he is associated. 65 P.S. 5403(a). d that, Richard Hessinger, as a public official /public employee, in his capacity as a Supervisor for Summit Township, Brie County violated the following provisions of the State Ethics Act (Act 9 of 1989) when he submitted overtime hours and was- compensated for same without auditor approval; when he submitted hours for attending meetings and other administrative duties and was compensated for same; and when he approved payments to the township solicitor's law firm to represent him in an action against the township auditors: Section 3. Restricted Activities (a) No public official or public employee shall engage in conduct that constitutes a conflict of interest. 65 P.S. 5403(a). Section 2. Definitions • "Conflict" or "conflict of interest." Use by a public official or public employee of the authority of his .office or employment or any confidential information received through his holding public ;office or employment for the private pecuniary benefit of himself, a member of his immediate family or a business with which he or a member of his immediate Hessinger, 89 -002 -C Page 3 family is associated. "Conflict" or "conflict of interest" does not include an action having a de minimis economic impact or which affects to the same degree a class consisting of the general public or a subclass consisting of an industry, occupation or other group which includes the public official or public employee, a member of his immediate family or a business with which he or a member of his immediate family is associated. 65 P.S. $402. II. FINDINGS: A. PLEADINGS: 1. Richard Hessinger has served as an elected Summit Township Supervisor since 1988. a. Hessinger served as Chairman in 1989. b. Hessinger previously served as township supervisor from 1981 to 1986. 2. Hessinger has served in the following positions since his election as a Summit Township Supervisor in 1988. a. Roadmaster (1988 to present.) b. Superintendent - Public Safety and Administration (1990 to present). c. Secretary /Treasurer (1990 to present). 3. At the Reorganization Meetings of the Board of Supervisors, in 1988, 1989, 1990, 1991, 1992 and 1993, Hessinger was appointed roadmaster of one of the three road districts in the township. a. Hessinger was appointed roadmaster in charge of District #1 each year that he has served as a supervisor. b. District #1 is defined as those township roads West of • Route 19. 4. The minutes of the February 1, 1988, meeting confirmed that Hessinger was hired as a part -time employee at a rate of $8.00 /hour by unanimous vote. 5. In 1990, the Summit Township supervisors appointed themselves superintendents and assigned themselves to specific duties which included: Office operations, public safety, parks and recreation; road and garage; and public works. Hessinger, 89 -002 -C Page 4 a. This was in addition to his appointment as roadmaster in charge of District #1. b. This was also in addition to his appointment as Secretary /Treasurer. 6. At the 1990 reorganization meeting of the board of supervisors, Hessinger was appointed secretary /treasurer of Summit Township. 7. At the June 4, 1990, Supervisor's Meeting, a motion was approved in relation to Hessinger's employment as a laborer by the township which stipulated that, as provided at the first of the year, Richard Hessinger would work full -time during the course of the summer months at the rate set by the auditors. a. Hessinger's hours would be spent mostly as secretary/ treasurer, but some hours would be spent on the roads. b. The motion was made by Wasiela and seconded by Peterson and passed unanimously. c. Hessinger was present at this meeting. 8. In 1990, the auditors changed the manner in which compensation was set for supervisors employed by the township. a. They eliminated the flat salary for supervisors serving as roadmasters. b. An hourly rate was set for a full -time supervisor/ roadmaster. c. A lesser hourly rate was set for part -time supervisor/ roadmaster and supervisor serving as secretary /treasurer. 9. The Summit Township Personnel Code adopted for township employees, by the board of supervisors, effective January 1, 1981, (revised 12/1/88 and 12/27/90), delineates the following necessary requirements for eligibility for overtime: a. Hours of work: 5 consecutive 8 hour days, Monday through, Friday. b. After regular hours, if employees called in, he shall be entitled to at least two hours overtime pay. c. All overtime work shall be paid for at time and one half. 10. Summit Township time records confirm that Hessinger submitted Hessinger, 89 -002 -C Page 5 the following hours a. 1988: Date 08/25/88 08/26/88 08/27/88 12/28/88 6/21/89 6/23/89 6/26/89 6/27/89 7/03/89 7/06/89 7/10/89 7/13/89 7/20/89 7/26/89 7/28/89 8/02/89 8/11/89 8/24/89 8/25/89 8/26/89 6/14/90 Work Dav Hours Thursday 3.9 Friday 3.7 Saturday 40 Wednesday 1.0 Total 1988: 12.6 Rate of pay 12.0 /hr. Wednesday .1 Friday .5 Monday .6 Tuesday .8 Monday .3 Thursday Monday Thursday Thursday Wednesday Friday Wednesday Friday Thursday Friday Saturday paid Total 1989: Rate of pay Thursday to be (sic) as overtime. Duties Pave roads Zwilling Rd. East & West Pave roads, Lee Rd and New and Dorn Patch roads and clean intersections Plowed snow Patch roads Patch roads Patched roads Water Tank Rd. Trucking gravel (water line) 1.0 Trucking gravel (water line) .6 Trucking gravel Water Tank Rd. .1 Trucking gravel Water Tank Rd. .2 Truck chip -twp. stockpile . 2 Patch roads . 6 Patch roads 1.0 Patch roads .2 Patch roads 4.4 Truck stone; tar and chip roads, clean intersections 2.0 Truck stone, tar and chip roads, clean intersections 9.3 . Truck stone; tar and chip roads; clean intersections 21.9 7.5 /hr. 1.0 Mowed berms Hessinger, 89 -002 -C Page 6 8/04/90 Saturday 5.7 Paving road maintenance 8/05/90 Sunday .4 Call in fix garage door 8/10/90 Friday 1.0 Banking 8/11/90 Saturday 5.3 Patch roads 8/16/90 Thursday .3 Patch roads 8/18/90 Saturday 5.1 Patch roads 8/21/90 Tuesday 2.3 Water line Keystone Dr. 8/22/90 Wednesday 1.0 Office and computer consultant 8/24/90 Friday _` .6 Trucking gravel on water line 8/29/90 Wednesday 2.0 Office and downloading computer 8/30/90 Thursday 2.5 Office and downloading computer Total 1990: 27.2 Rate of pay 7.25/hr. 11. In 1991, the supervisors started receiving compensatory time for hours claimed over 45 hours per week. 12. Article ITT No. 5 of the Summit Township Personnel Code (Rev. 12/31/91; eff. 1/6/92) provides as follows in regards to compensatory time: a. Any employee who works hours over their regular work hours (hours to be set by the Board of Supervisors) may be granted compensation time when directed by the Board of Supervisors. 13. Richard Hessinger began accumulating compensatory time hours in July, 1991, after he was appointed to a full time position by the Board of Supervisors. 14. The Summit Township Supervisors have approved attendance at conventions by supervisors as well as payment of expenses and wages. a. January 4, 1988: Motion by Hessinger, seconded by Haaf, directing Secretary Haaf to send in registrations for the Pennsylvania State Association of Township Officials Convention in Hershey; expenses to be paid by township per township code. Hessinger, 89 -002 -C Page 7 Vote: 3/0 Present: Hessinger, Wasiela, Haaf. b. April 4, 1988: Motion by Messinger, seconded by Haaf, approving payment of wages to township officials attending the annual convention on April 17 -20, 1988. Vote: 3/0. Present: Hessinger, Wasiela, Haaf. c. January 15, 1990: Motion by Hessinger, seconded by Peterson, to approve expenses and wages to the annual convention of township supervisors in Hershey, PA., on April 22 -25, 1990. Vote: Hessinger, Peterson and Wasiela voted yes. 15. Hessinger was compensated for 411.1 hours at a rate of $5.00 /hr. in 1989 totaling $2,055.50 for road related maintenance. 16. The township supervisors are required to approve the wages for the employees of the park. a. The supervisors generally follow the recommendation of the Recreation Board regarding the salaries. 17. Cheryl Hessinger is employed as the Picnicanna Clerk. a. Cheryl Hessinger is the wife of Richard Hessinger, Supervisor. b. Cheryl Hessinger held the position of Picnicanna Clerk prior to Hessinger taking office in January, 1988. c. The position of Picnicanna Clerk was absorbed by the employees of the township office in 1993. 18. The minutes of the board of supervisors meetings confirm that Richard Hessinger abstained on votes to approve the wages of Cheryl Hessinger as a clerk at Picnicanna Park from 1988 through 1992 the following meetings: a. January 18, 1988 b. February 1, 1988 Hessinger, 89 -002 -C Page 8 c. January 16, 1989 d. January 15, 1990 e. January 21, 1991 19. Records of Summit Township include the following yearly payroll records on file for Cheryl L. Hessinger. a. 1988: Total earnings - $1,260.00 b. 1989: Total earnings - $1,380.00 c. 1990: Total earnings - $1,380.00 d. 1991: Total earnings - $1,500.00 e. 1992: Total earnings - $1,500.00 20. The minutes of supervisor regularly voted to approve Cheryl Hessinger's salary. 21. Township records confirm September, 1989, Hessinger to Cheryl Hessinger: Check Date 6033 6557 6611 6690 6746 6822 6979 7324 , 7389 meetings reflect that Hessinger the bill listings which included that between January, 1988, and signed the following checks payable February 26, 1988 September 23, 1988 October 21, 1988 November 23, 1988 December 20, 1988 January 27, 1989 April 21, 1989 August 25, 1989 September 22, 1989 Total $ 80.00 80.00 80.00 80.00 80.00 91.29 90.00 90.90 90.00 a. Rita Haaf signed all checks as secretary /treasurer; Thomas Wasiela signed the remaining checks payable to Cheryl Hessinger during this time. b. Cheryl Hessinger was paid on a monthly basis. 22. Richard Hessinger, in his capacity as Township Hessincer, 89 -002 -C Page 9 Secretary /Treasurer, signed all checks payable to Cheryl Hessinger between January, 1990, and December, 1992. 23. In 1990, Richard Hessinger was appointed Superintendent in Charge of Office Operations, Public Safety and Parks and Recreation by the Summit Township Board of Supervisors. a. In 1991, the title was changed to Public Safety and Administration. 24. The Summit Township Supervisors authorized the township solicitor to represent them in the lawsuit against the auditors. 25. In January, 1989, the township supervisors initiated legal action in the Erie County Court of Common Pleas against the township auditors seeking to have the wages for the township supervisor /employees increased. 26. Minutes of the Summit Township Supervisor's meetings reflect the following in regard to the appointment of a township solicitor for 1989. a. January 3, 1989: Motion by Haaf, seconded by Wasiela, that Vedder J. White of the firm Elderkin, Martin, Kelly, Messina and Zamboldi, is hereby appointed Solicitor for the township for the year 1989 at an hourly rate of $80.00. Vote: 3/0. Present: Wasiela, Haaf and Hessinger. 27. The Summit Township Supervisors action against the auditors was filed in the Court of Common Pleas, Erie County by Township Solicitor Vedder White. a. The civil action was filed to case no. 1705 -A -1989. 28. The Summit Township Auditors sought legal representation to defend them in the action filed by the supervisors. 29. By way of letter dated January 31, 19889, Solicitor Vedder J. White advised Rita Haaf, Secretary /Treasurer, that the Board of Auditors is permitted to employ an attorney to defend them in the action of the supervisors versus the auditors. a. The law requires that the Board make a reasonable effort to settle the case before hiring an attorney. b. Rate of compensation to be fixed by the court. There Hessinaer, 89 -002 -C Page 10 would be no objection to a rate of $80.00 per hour. 30. By way of letter dated February 2, Auditors advised Attorney Eugene authorized to represent them in supervisors against the auditors. Auditor's Samuel Eaton and William 1989, the Summit Township Brew, Jr., that he was the action taken by the The letter was signed by Matheis. 31. On February 3, 1989, Attorney Brew, of the law firm of McClure and Miller, advised the supervisors, by letter, that the auditors had employed him to represent them, and that the township will be responsible for the legal fees (Ref. case #268 -A- 1989). 32. The Summit Township Supervisors filed a post -trial motion for relief following Judge Joyce's December 29, 1989, ruling. 33. An Opinion and Order was issued by Judge Michael T. Joyce, dated January 9, 1990, regarding the Summit Township Supervisors versus Summit Township Board of Auditors. a. Joyce denied the supervisor's motion for post -trial relief. b. The Retroactive Application of the Wages, set in the Court's Opinion and Order dated December 29, 1989, is not warranted. c. The unrecorded hours claimed by the roadmasters lacked credibility. 34. On January 10, 1990, Judge Joyce issued an Opinion and Order agreeing that for the year 1990, it is the auditor's sole responsibility to set wages for the supervisors who also are employees of the township. The court modified its order of December 29, 1989, to the following: a. The Auditor's Report setting compensation for roadmasters, secretaries, treasurer and laborers shall remain unchanged; b. It is recommended that the 1990 compensation level be set in a manner consistent.with this Court's Opinion dated December 29, 1989. 35. At the January 26, 1990, meeting of the Summit Township Supervisor's, a decision was made by the board to appeal the decision on retroactive pay. a. A motion was made by Wasiela, seconded by Hessinger, to appeal the judge's decision on retroactive pay and that Hessinger, 89 -002 -C Page 11 the township is to pay the expense of the appeal. Solicitor White will contact Mrs. Haaf about the appeal. Motion by Wasiela, seconded by Hessinger, to amend (the) previous motion, adding that a letter should be sent to (the) auditors that we would like to meet with them and try to resolve this matter rather than go to court, and the Solicitor is authorized to file the necessary documents for the appeal; legal fees paid by the township. Vote passed 3/0. Present: Hessinger, Wasiela, Peterson 36. By letter dated February 2, 1990, the supervisors advised the auditors that the board of supervisors unanimously voted to appeal the Court Order concerning retroactive pay. a. The supervisors noted that they were firm in their opinion that retroactive pay was due in 1989. b. The supervisors believe the rate of pay set by Judge Joyce is fair and believe it should be applied to 1989. c. The supervisors have no alternative to appeal since this situation is financial hardship on Supervisor Thomas Wasiela. d. The supervisors sought non - advertised meeting to resolve the issue. 37. On February 26, 1990, the supervisors again requested a meeting with the auditors to settle the retroactive pay issue, citing the following: a. It makes no sense to spend approximately $20,000.00 of taxpayer money when a settlement could be made for roughly half that amount. b. It makes no sense to meet with attorneys and pay them $80.00 per hour for something we can do ourselves. • c. Any agreement reached would have to be reviewed for legalities. d. If no settlement can be reached, the supervisors will be forced to continue the Appeal. e. The letter was signed by Thomas Wasiela, Richard Hessinger, and Ronald Peterson, and copied to William Hessinaer, 89 -002 -C Page 12 Matheis, Shirley King and William Graves, township auditors. 38. On February 23, 1990, Judge Michael T. Joyce of Court of Common Pleas of Erie County, issued an Order directing the Summit Township Supervisors to pay McClure and Miller the sum of $5,488.00 for legal services rendered to the Summit Township Auditors in the within litigation ( #1705 -A- 1989). 39. An Order was issued by Commonwealth Court of Pennsylvania on January 18, 1991, denying the supervisor's application for re- argument. 40. By way of letter dated January 25, 1991, Attorney Evan Rudert advised Thomas Wasiela that the last option for the supervisors would be to petition the PA Supreme Court to permit an appeal of the Commonwealth Court Order. Rudert further advised that the possibility of having the petition granted was very small. a. No petition was filed. 41. Records of Summit Township indicate the following invoices from the township solicitor's law firm of Elderkin, Martin, Kelly, Messina and Zamboldi, for services provided to Summit Township, in relation to representation of the supervisors in the compensation suit against the auditors: a. May 1, 1989: January, 1989 February, 1989 -Conf. w /White (application)- .50 hours -Exam of law (Auditor's Appeal) - 2.00 hrs - Telephone conf. w /State Association .25 hours - Review Auditor's Minutes- .25 hrs - Dictate complaint and appeal- 1.00 hour - Review and prepare complaint- 1.25 hours - Telephone conf. w /Mathe is and Eaton- .50 hrs. - Telephone conf. w /Brew- .25 hours - Review Brew's Pleading- .25 hours - Telephone conf. w /Wasiela- .25 hours March, 1989 - Dictate letter to Summit- .25 Hessinaer, 89 -002 -C Page 13 Total hours: 10.75 @ $80.00 /hour = $860.00 Expenses: $71.50 January 17, 1989 January 19, 1989 January 19, 1989 b. July 25, 1989: hours -Exam of Law (Brief)- .50 hours - Dictate Brief- .75 hours -Conf. w /Wasiela & White- 1.25 hours - Revise Brief- .50 hours - Appearance in Court- .50 hours - Telephone conf. w /State Association .25 hours - Filing Complaint Fee $40.50 - Filing Service Fee $27.00 - Filing Service Fee 4.00 Total: $931.50 April, 1989 - Meeting at Summit w /Auditor's -2.00 hours - Telephone conf. w /White & Wasiela - .50 hours - Review State Assoc. documents- .50 hours -Draft Appeal- 1.00 hour - Meeting w /White- .25 hours - Redraft Appeal- .50 hours - Meeting w /White- .25 hours - Telephone conf. w /Atty Brew- .25 hours -Draft letter to Atty. Brew- .25 hours - Appear in Court- 1.00 hours May, 1989 -Draft letter to Haaf- .25 hours - Draft reply motion- .50 hours June, 1989 - Telephone conf. w /Brew & Nailor- .25 hours -Draft Deposition Notices and letter .50 hours -Draft Interrogatories - .75 hours - Telephone conf. w /Wasiela- .25 hours - Revise documents - .25 hours -Draft status conf. Praecipe- .25 hours Hessincer, 89 -002 -C Page 14 Total hours: 9.50 @ $80.00 per hour = $760.00 Expenses: $43.74 Filing fee for Complaint $ 40.50 Telephone Toll 3.24 Total: $803.74 c. October 12. 1989: July 11, 1989 July 12, 1989 July 14, 1989 July 27, 1989 August 1, 1989 August 8, 1989 August 9, 1989 August 10, 1989 - Preparation /Investigation of Law for Depositions - .75 hours - Telephone conference w /Nailor- .25 hours - Attend Depositions- 1.50 hours -Draft letter to Attorney Brew and client- .25 hours - Telephone conference w /witness- .50 hours - Telephone conference w /Little- .25 hours -Draft file memo- .50 hours August 2, 1989 - Review Courthouse records, McKean - 1.00 hour -Draft motion to compel- .50 hours August 4, 1989 - Telephone conference w /Attorney McClure .25 hours -Draft letter to McClure- .25 hours August 7, 1989 - Meeting w /Wasiela- .25 hours -Exam of Law /Pennsylvania Evidence - 1.25 hours - Telephone conference w /Wasiela- .50 hours - Draft Pre -Trial Narrative and Revise- 1,75 hours - Exam of Law Federal Evidence- 3.25 hours -Exam of Law /Business records- 3.50 hours -Exam of Law /Surveys- 2.50 hours Hessinaer, 89 -002 -C Page 15 August 11, 1989 - Telephone conference w /Wasiela- .25 hours - Telephone conference w /Haaf- .25 hours -Draft letter to Haaf- .25 hours -Exam of Law Business records- 3.00 hours - Review minutes of the meetings- .50 hours - Review payroll information- .50 hours -Draft Motion Trail listing- .50 hours - Telephone conf. w /Brew- .25 hours - Appearance in Motion Court- 1.00 hour - Draft letter to Judge Levin- .5 hours Total hours: 29.25 @ $80.00 per hour = $2,340.00 Expenses: $209.14 June 1, 1989 - Telephone tolls $ 23.24 July 27, 1989 - Nailor Depositions $148.25 August 15, 1989 - Copies $ 37.65 Total: $2,549.14 August 14, 1989 August 15, 1989 August 21, 1989 September 7, 1989 September 11, 1989 September 12, 1989 September 14, 1989 d. January 16, 1990: October 13, 1989 - Review Interrogatory answers- .50 hours - Review file and discuss- .50 hours -Exam of Law /Business records- 1.75 hours -Draft revision of Petition /Draft letter to Attorney Brew- .25 hours -Draft Certification of Service - .25 hours -Draft letter to Wasiela- .25 hours - Telephone conf. w /client and witness- .50 hours • Hessinger, 89 -002 -C Page 16 October 25, 1989 October 31, 1989 November 2, 1989 November 6, 1989 November 7, 1989 November 15, 1989 November 17, 1989 November 29, 1989 November 30, 1989 December 1, 1989 December 4, 1989 December 5, 1989 December 6, 1989 December 7, 1989 December 14, 1989 December 15, 1989 -Conf. w /clerks- .25 hours - Appearance in Court (Cert. II)- .50 hours - Telephone conf. w /Judge Levin- .25 hours - Meeting w /White- .25 hours -Draft trail memo- .75 hours -Draft Trial Brief- 1.50 hours - Meeting w /Supervisors- 2.25 hours - Telephone conf. w /witnesses- .25 hours - Review and revise file- .50 hours -Draft letter and questions- .50 hours - Meeting w /clients- 1.50 hours - Telephone conf. w /witnesses- .25 hours - Draft trial memo- 1.50 hours - Dictate revised Trial Brief- .50 hours - Meeting w /Attorney Brown- .50 hours - Revise Trial memo- .50 hours - Prepare for trial- 5.00 hours - Meeting w /Allegier- .50 hours - Meeting w /clients- 1.00 hours - Appearance in court- 6.00 hours - Meeting w /White- .50 hours - Appearance in Court- 6.00 hours - Meeting w /Wasiela and Hessinger- -- 1.00 hour - Telephone conf. w /Haaf- .25 hours - Review Time records- 1.00 hour - Letter to Judge Joyce- .50 hours -Draft hours calculated- 1.00 hour Hessinger, 89 -002 -C Page 17 December 18, 1989 - Revise letter- .25 hours Total hours: 30.75 @ $80.00 per hour = $2,460.00 Expenses: $76.65 October 24, 1989 November 17 and December 5, 1989 e. April 18, 1990 January 2, 1990 January 3, 1990 January 5, 1990 Copies $ 2.40 - Copies $74.25 Total: $2,536.65 -Conf. w /White and Markham- .5 hours - Telephone conversation w /Wasiela- .25 hours - Examination of Law /Appeal- .5 hours - Draft Certification- .25 hours - Examination of Law /Post -trial Motion- 1.00 hour -Draft Post -trial Motion- 1.00 hour - Telephone conversation w /Wasiela- .25 hours - Revise Post -trial Motion- .50 hours January 11, 1990 - Examination of Law /Appeal- .50 hours January 15, 1990 - Examination of Law /Unanimity Appeal- .50 hours January 16, 1990 -Draft letter to supervisors- .25 hours January 24, 1990 - Meeting w /White and Wasiela- .50 hours -Draft Appeal Notices- .50 hours January 29, 1990 - Telephone conversation w /Hessinger .25 hours February 2, 1990 - Telephone conversation w /Hessinger .25 hours February 16, 1990 - Telephone conversation w /Wasiela Hessincer, 89 -002 -C Page 18 (Status)- .25 hours February 19, 1990 -Draft letter to Sadler (CPA)- .25 hours February 22, 1990 - Appearance in Court (Fee Petition) 1.25 hours -Draft letter to Judge Joyce- .25 hours February 23, 1990 - Examination of Law /Attorney Fees - .50 hours -Draft letter to Judge Joyce- .25 hours March 2, 1990* - Telephone conversation w /Wasiela (Order)- .25 hours Total Hours: 10 @ $80.00 per hour = $800.00 Expenses $620.30 Copies: $ 20.55 Filing fees 80.00 f. July 24, 1990: April, 1990 May, 1990 June, 1990 Transcript copies 519.75 Total: $1,420.30 - Exam of Law /Ct Annuity- 1.00 hour -Draft Brief Section I & II- 3.00 hours - Review RVW Records- .50 hours - Draft Brief- 2.50 hours - Revisions and Edit Brief- 4.00 hours - Prepare report for recording- 1.00 hour - Finalize Brief- 1.00 hour - Draft Brief- 1.00 hour - Prepare documents for copying - 1.00 hour - Review Auditor's Brief- 1.00 hour - Meeting w /clients- .50 hours - Draft reply to brief- 2.50 hours - Prepare reply- 1.00 hours Hessinaer, 89 -002 -C Page 19 g • -Draft letter to Commonwealth Court 75 hours - Prepare exhibits- .50 hours Total hours: 21.25 @ $80.00 per hour = $1,700.00 Expenses - $506.00 April 6, 1990 - May 2, 1990 - May 3, 1990 - May 4, 1990 - June 15, 1990 - November 2, 1990: August, 1990 September, 1990 h. February, 1991: October, 1990 November, 1990 Copies Transcript printing Copy of Appellants Brief Postage for brief Copies Postage for brief Bindings Total: $ 1.50 $315.75 $ 58.72 $ 35.07 $ 60.90 $ 4.06 $ 30.00 $2,206.00 -Draft letter to clients- .25 hours - Telephone conf. w /Wasiela- .25 hours - Preparation of oral agreement - 1.00 hours - Preparation for argument- 3.00 hours Total hours: 4.50 @ $80.00 per hour = $360.00 Expenses - $.45 August 27, 1990 Copies $.45 Total: 360.45 - Appearance in court /oral argument - 8 hours • - Preparation for argument- 2.00 hours - Review Court Opinion- .50 hours - Draft letter to clients- .25 hours - Review file- .50 hours -Draft petition /reargument- 2.50 hours - Meeting w /Attorney Rudder- 1.00 Hessinaer, 89 -002 -C Page 20 Total - hour -Draft /Revise Brief- 1.00 hour - Meeting w /Attorney Messina- .25 hours - Telephone conf. w /Cuneo- .50 hours - Telephone conf. w /Wasiela- .25 hours Exam of Law /Review of Evidence - 2.75 hours Total hours: 19.50 @ $80.00 per hour = $1,560.00 Expenses - $173.66 Travel expense to Pittsburgh $ 58.00 Copies 3.75 Advance for client 4.06 Copies 107.85 Total: $ 1,733.66 42. Byway of letter, dated January 29, 1990, the auditors advised Attorney Brew that he was authorized to represent them in the appeal by the supervisors. 43. The total amount of fees charged to and paid by the township, in the legal action taken by the supervisors against the auditors is as follows: a. 135.5 hours at $80.00 per hour - Expenses (filing fees, transcripts, copies, etc.) - $10,840.00. 1,701.44 $12,541.44 44. Invoices from the law firm of McClure and Miller, for services provided to the Summit Township Auditors, in relation to representation of the auditors in the compensation suit filed by the supervisors. a. April 25, 1989 - December 30, 1989: 68 hours @ $80.00 per hour.- $5,488.00. b. January - October, 1990: 49 hours @ $80.00 per hour plus expenses of $58.08 - $3,978.08. c. Total: $10,666.08 (including $1,200.00 for expenses incurred prior to May, 1989). 45. Minutes of the Summit Township Supervisor's meetings reflect Messinger, 89 -002 -C Page 21 that payments to the Elderkin Law Firm for services as township solicitor were approved as follows by the Board of Supervisors: a. June 5, 1989: Motion was made by Wasiela, seconded by Messinger, to approve the expenditures for May, with the exceptions of the RAK bill, the CAMSCO bill, and the Zep bill. Vote: 2/1. Haaf voted no. Present: Hessinger, Wasiela, Haaf. Bill list attached. b. August 7, 1989: Motion by Wasiela, seconded by Haaf, to approve the July expenditures as presented, having been reviewed by all board members. Vote: 3/0. Present: Hessinger, Wasiela, Haaf Bill list attached. c. November 6, 1989: Motion by Haaf , seconded by Wasiela, approving payment of the bills for October, having been reviewed by all board members. Vote: 3/0 Present: Hessinger, Wasiela, Haaf No bill list attached. d. February 5, 1990: Motion by Hessinger, seconded by Peterson, to approve payment of the expenses for January, having been reviewed by all board members. Vote: 3/0 Present: Hessinger, Wasiela, Peterson. Bill list attached. Hessinger, 89 -002 -C Page 22 • e. The above bill listings included approvals of payments for solicitor representation in the appeal against the auditors. f. May 7, 1990: g. Motion by Peterson, seconded by Hessinger, to approve payment of the bills for April as presented, having been reviewed by all board members. Vote: 3/0. Present: Hessinger, Wasiela, Peterson. Bill list attached. October 1, 1990: Motion by Peterson, seconded by Hessinger, to approve payment of the September bills as presented, having been reviewed by all board members. Vote: 3/0. Present: Hessinger, Wasiela, Peterson. Bill list attached. h. December 3, 1990: Motion by Peterson, seconded by Hessinger, to approve the November bills submitted and reviewed by all supervisors. Vote: 3/0. Present: Wasiela, Hessinger, Peterson No bill list attached. i. March 4, 1991: Motion by Messinger, seconded by Wasiela, to approve payments of the bills for February, 1991, having been reviewed by all board members with the exception of holding two (2) invoices (Mainline), and (RNS Sales and Service) for further review by the supervisors. Vote: 3/0. Present: Hessinger, Wasiela, Haaf Hessinger, 89 -002 -C Page 23 46. Prior to each monthly meeting, the supervisors are provided with a list of bills which they review before the meeting. a. Bills are voted on at the meeting following receipt of the bills. b. Solicitor invoices are received quarterly. 47. Summit Township records include payments to the Elderkin Law Firm for services provided to the township as the appointed solicitor, which included the representation of the supervisors in the suit against the auditors over wages. The following checks were issued to the Elderkin law firm and approved by two supervisors: 05/01/89 07/25/89 10/12/89 01/16/90 04/18/90 07/24/90 11/02/90 02/91 Invoice Date Check 7864 8062 8278 8477 8723 1034 1234 1432 a . b. c . d. Bill list attached. Total Check Date Amount 06/05/89 08/07/89 11/06/89 02/05/90 05/07/90 10/10/90 12/05/90 02/23/91 $ 7,306.99 (931.50) 5,590.55 (803.74) 5,754.24 (2,549.14) 6,778.90 (2,536.65) 5,824.35 (1,420.30) 6,126.45 (2,206.00) 20,089.46 (360.45) 14,324.04 (1,733.66) Approved Haaf Hessinger Haaf Hessinger Haaf Hessinger Wasiela Hessinger Peterson Hessinger Wasiela Hessinger Peterson Hessinger Wasiela Hessinger The check dates correspond with the meeting at which the bill was approved. The dollar figures in parentheses represent the amounts related to the civil suit. The checks are signed by the township secretary /treasurer and one supervisor. A township supervisor held the position of Secretary /treasurer during this period. 1) Richard Hessinger has held the position since 1990. Hessinger, 89 -002 -C Page 24 48. The Summit Township supervisors regularly attend annual conventions of the Pennsylvania State Association of Township Supervisors. 49. During Summit Township Supervisor's Meetings in June, 1989, and January, 1990, discussions occurred regarding the approval of expenses while attending conventions. a. June 5, 1989: Supervisor Haaf stated she does not approve of the expenditures of Supervisor Hessinger and Wasiela while attending the State Convention in Hershey. She indicated we are only to pay expenditures for Supervisors to attend, not their guest or wives. In both cases, that was not what happened and therefore, she will not approve payment of the bills. Supervisor Wasiela asked Solicitor White for a ruling on what is covered for this convention. Solicitor advised that he would have to look into it and get back to the supervisors on the proper procedure. Mrs. Haaf indicated she had spoken with the P.S.A.T.S. and they advised only expenditures of officials is allowable. She is only concerned with the payment for the wives. Motion was made by Wasiela, seconded by Hessinger, to approve the expenditures for May, with the exceptions of the RAK Bill, the CAMSCO Bill and the ZEP Bill. Vote: Wasiela and Hessinger, yes; Haaf, no. Present: Hessinger, Wasiela, Haaf. b. June 19, 1989: Helen Swartzentruber asked about the convention expenses that were discussed at the last meeting as to whether township should pay for the expenses of the wives attending. Supervisor Wasiela explained that was turned over to the solicitor and he did not think anything has been brought to the supervisors. Solicitor Messina stated that he is in a position to say-that the township is responsible for the expenses of the supervisors, but not their wives. Present: Hessinger, Wasiela, Haaf. c. January 15, 1990: Shirley King, 8611 Peach Street, stated that last year Mes 89 -002 -C Page 25 there were people who took their spouses and the expenses of the spouses were paid for by the township. This was to be repaid to the township. She asked if this has been done yet. Chairman Wasiela stated that it will be paid back. Discussion ensued on this matter in which Helen Swartzentruber feels the township should not be paying the expenses for the wives to go to a convention. Supervisor Hessinger feels the spouses should go to the convention because it is a good time for them to meet the other spouses but he pays his own wife's expenses and the guest charge has always been paid by the supervisors out of their own money. It has always been done by past practice to charge the township for paying this until it was brought to the attention of supervisors. He has no problem paying for his wife's expenses. 50. Township records disclose the following records of Richard Hessinger to attend the annual convention of the Pennsylvania State Association of Township Supervisors held from April 17, 1988, to April 20, 1988, at Hershey, Pennsylvania. a. Hessinger's travel expense report detailed the following expenses: 672 miles traveled at 20 cents per mile for round trip mileage for Hessinger's car from Summit Township, Pennsylvania to Hershey, Pennsylvania, totaling $134.40; meals - $203.35; three nights lodging - $176.43; cash paid for miscellaneous expenses listed as tips - $22.27. The total expense indicated as $536.45. b. The Township check no. 6883 issued to Hessinger on May 10, 1988 in the amount of $536.45. c. The Township directly paid a convention (delegate) registration fee of $60.00 for Hessinger. d. The Township directly paid a hotel registration fee of $85.00 for Messinger. .e. Hotel and meal expense receipts incurred by Hessinger while attending the convention in Hershey, Pennsylvania. (1) Lodging at the Hershey Lodge, Hershey, Pennsylvania, from April 17, 1988 to April 20, 1988 at $78.00 per night. The receipt indicates that two adults were registered. The expense indicated as $248.04 minus $85.00 pre paid by the Township plus $13.39 in phone calls. The total expense was Hessinger, 89 -002 -C Page 26 indicated as .$176.43. (2) Receipt no. 038882 from Leed's, in the amount of $30.73, dated April 17, 1988, lists two persons served. 51. Township records disclose the following records of Richard Hessinger to attend the annual convention of the Pennsylvania State Association of Township Supervisors held from April 23, 1989 to April 26, 1989 at Hershey, Pennsylvania. a. Hessinger's travel expense report detailing the following expenses: 704 miles traveled at 24 cents per mile for round trip mileage for Hessinger's car from Summit Township, Pennsylvania to Hershey, Pennsylvania, totaling $168.96; meals - $157.20 (including tips in the amount of $20.00); three nights lodging - $69.00. The total expense indicated as $395.16. b. The Township check no. 7853 issued to Hessinger on May 30, 1989 in the amount of $395.16. c. The Township directly paid a convention (delegate) registration fee of $60.00 for Hessinger. d. The Township directly paid a hotel registration fee of $90.00 for Hessinger. e. Hotel and meal expense receipts incurred by Hessinger while attending the convention in Hershey, Pennsylvania. (1) Lodging at the White Rose Motel, Hershey, Pennsylvania from April 23, 1989 to April 26, 1989 at $50.00 per night. The receipt list Cheryl and Richard Hessinger as guests. The expense indicated as $159.00 minus the $90.00 prepaid by the Township. The total expense was indicated as $69.00. (2) Eleven meal receipts are included, plus tips. • Total expense indicated as $157.20. 52. On January 26, 1990, Supervisor Hessinger wrote a check to the Township for $49.27 on behalf of expenses incurred at the 1989 annual PSATS Convention by Hessinger's wife. a. Hessinger resubmitted copies of the receipts that he submitted to the Township for full reimbursement April 27, 1989. Hessinger,, 89 -002 -C Page 27 53. Hessinger made this reimbursement after township residents challenged the payment of the supervisor's spouses expenses by the township at monthly meetings held in 1989 and 1990. 54. On June 5, 1991, Hessinger wrote a check to the township for $84.12, on behalf of expenses incurred at the 1988 annual P.S.A.T.S. Convention by his wife. a. Township receipt #5878, dated June 5, 1991, received by Sharon Risjan, Administrative Secretary, shows that the payment was made by check #5356. b. The receipt indicates that the payment was for 1988 convention expense reimbursement for spouse. 55. Hessinger makes the following legal arguments: a. The Investigative Division has not complied with the provisions of Act 9 of 1989. b. The allegations are contrary to Act 9 of 1989 in that the findings report excludes evidence which rebuts various findings. c. The allegations and scope of the investigation merely track allegations made in various township meetings. d. The township auditors, a c.p.a. retained by the township and the Erie Court of Common Pleas have reviewed these allegations and found no improprieties. B. TESTIMONY: 56. Shirley A. King was an elected auditor in Summit Township, Erie County, Pennsylvania from 1/90 to 3/93. a. The Township Board of Auditors set the compensation of the supervisors who are employed in the township. (1) Health and medical benefits were also set by the auditors. b. When the Township Board of Auditors considered the issue of overtime, it concluded that overtime should be restricted to emergencies. c. In setting the salary of employee - supervisors, the auditors differentiated between part -time and full -time but not as to employment position held. Hessincer, 89 -002 -C Page 28 d. All three supervisors were appointed roadmasters to one of three districts in the township. e. Job descriptions of the supervisor - employees were requested by the auditors but no independent verification was made as to whether functions were being performed by the supervisor - employees. f. The Board of Supervisors attended and had input in some meetings of the Summit Township Sewer Authority. (1) Supervisors Messinger and Wasiela had input about the amount of fees charged by the Authority. The auditors for 1990 set the hourly rate as recommended by the Common Pleas Court in prior litigation instituted against the auditors by the supervisors. (1) The rate was $8.50 for part-time and $11.00 for full -time employees. h. Exhibit ID -4, p54 reflects the discussion by the auditors of overtime for extreme emergencies. (1) The auditors approved a benefit package per the personnel code for employees of Summit Township. (a) Personnel Code benefits were separate from overtime. g. i. Overtime is setting a rate of pay. 57. Scott Kuzma is an elected auditor in Summit Township, Erie County, Pennsylvania from 1992 to the present. a. In 1992, the supervisor - employees were paid an hourly wage set by the auditors. b. Overtime benefits were separate from medical, health and insurance benefits. c. Overtime was approved in 1992 for only emergency conditions. d. The hourly wage for township supervisors as roadmasters did not include functions of attending meetings or legislative functions. 58. Joyce A. Savocchio is the Mayor of Erie, Pennsylvania. a. Savocchio is the chairperson of the Erie Area Congress of Government (COG). Hessinger, 89 -002 -C Page 29 (1) Summit Township is a member of the COG. (a) Supervisor Hessinger was an authorized delegate of Summit Township. (2) COG delegates must be elected officials. (3) The COG mainly deals with legislative/ administrative matters. b. All municipalities of Erie County comprised the Solid Waste COG which formulates a solid waste plan. (1) A delegate must be an elected official (a) Supervisor Hessinger served as a delegate. (2) The COG deals with administrative / legislative matters as to how to implement the solid waste plan. The COG would deal with funding and bond issues that relate to the solid waste issue. (3) (4) A municipal delegate could send a representative to the COG. 59. William Charles Matheis was an elected auditor in Summit Township, Erie County, Pennsylvania from 1985 to 1991. a. The Board of Auditors set the compensation of the supervisor - employees and amount of township bonds. b. There was a point in time where a distinction was made between the positions of laborer and roadmaster. (1) An hourly rate of pay was given for working as a laborer. (2) A salary was given for working as a roadmaster. c. The auditors set other benefits such as hospitalization 'and medical. d. The auditors did not set the number of hours that could be worked. 60. Samuel Eaton was a Summit Township Auditor from 1/88 to 1990. a. The auditors set the compensation for the supervisor - employees. Messinger, 89 -002 -C Page 30 b. Compensation was not set for the position superintendent. of c. Benefits encompassed hospitalization and insurance or pension. 61. E. Michael Wander was a Summit Township Auditor from 1982 to 1989. a. In 1988 and 1989, the auditors set the hourly rate for township employees. Prior to that time, a by the auditors. In that time period, rate for overtime. straight salary had been set the auditors did not set a Prior to that time, there was no overtime because of the straight salary. No overtime was set in 1988 and 1989. The auditors approved benefits for the supervisors for pension, health, and accident plans. b. When the supervisors asked for an hourly rate of wage, the auditors met and decided on $8.00 per hour. c. The auditors did not look into the actual functions that the supervisors were performing. (1) A roadmaster meant a person actually physically working on the roads. d. The salary that a supervisor- employee received was in addition to meeting pay. 62. Theodore Siegel is a member of the Summit Township Planning Commission from 1970 to the present. a. The planning commission makes recommendation to the township board of supervisors. b. In the 1980's, the planning commission rewrote the zoning ordinances and solicited the input of the township supervisors. (1) The supervisors had the power to pass the zoning ordinance. Hessinger, 89 -002 -C Page 31 (2) The supervisors met with developers who had development proposals before the township board of supervisors. c. Supervisor Hessinger was an active participation on behalf of the Board of Supervisors as to development proposals that came before the Planning Commission. 63. Louis Benko is a member of the Summit Township Zoning Hearing Board. a. The zoning hearing board rules on variances and special exceptions. b. Supervisor Hessinger attended certain hearing and provided information. 64. Richard J. East is the Chairman of the Recreation Board in Summit Township for the last eight or nine years. a. The board oversees Picnicanna Park for the supervisors and other recreational sporting activities. b. Supervisor Hessinger and Wasiela have attended meetings of the recreations board. 65. Robert Caruso is the Deputy Executive Director /Director of Investigations of the State Ethics Commission. a. The cases of Hessinger and Wasiela were initiated by sworn complaint. (1) Exhibit ID - 1 is a redacted copy of the sworn complaint against Richard Hessinger. (a) The complaint was time stamped as received on 1/20/89. (1) The complaint was not being actively pursued at that time due to sunset wind down. (b) As to the letter advising Richard'Hessinger of the commencement of the investigation and the conduct of the investigation, no Commission member played any role in such activities. (2) Exhibit ID - 2 is a redacted copy of the sworn complaint as to Thomas Wasiela which involved the same occurrences as to Richard Hessinger as to the time and circumstances as to the investigation. Hessinger, 89 -002 -C Page 32 (a) No Commission member played any role in the commencement or conduct of the investigation. b. In 10/89, preliminary inquiries were authorized and assigned to case investigator Mary Albert. c. Whether a case is docketed under Act 170 of 1978 or Act 9 of 1989 is determined by when the activity of the respondent occurred or began. d. After final documents were submitted as to the case involving Hessinger and Wasiela, a discussion ensued between the Director of Investigations and Executive Director as to whether the activity was a continuing course of conduct or not so to be reviewed under Act 9 of 1989. (1) A decision was made to send an additional letter advising that a review of actions under Act 9 of 1989 was being implemented. e. There was no motion or action by Commission members to initiate these cases. (1) The Executive Director of the Commission initiated these two cases. 66. Mary Albert is a special investigator for the Investigative Division of the Commission. a. As part of conducting the investigation as to Supervisors Hessinger and Wasiela, Albert copied various document such as minutes of the supervisors and auditor's meetings, time records, payroll records, W -2's, invoices, checks, correspondence and other documents. (1) Various charts were prepared as to the documents submitted into evidence by the Investigative Division. (a) Exhibit ID 18 characterizes actions not related to activities of Hessinger as roadmaster or secretary /treasurer. (b) Exhibit ID -19 characterizes activities of Hessinger from 1988 and 1989 as compensation for which he was paid an hourly rate for duties performed as roadmaster and roadmaster related functions. (c) Exhibit ID -20 characterizes the overtime paid Hessinaer, 89 -002 -C Page 64 53 P.S. 05515. 53 P.S. §65512. following: Township Population Not more than 4,999 5,000 to 9,999 10,000 to 14,999 15,000 to 24,999 25,000 to 34,999 35,000 or more Annual Maximum Compensation Fifteen hundred dollars Two thousand dollars Twenty -six hundred dollars Thirty -three hundred dollars Thirty -five hundred dollars Four thousand dollars Such salaries shall be payable monthly or quarterly for the duties imposed by the provisions of this act. The population shall be determined by the latest available official census figures. The compensation of supervisors shall be fixed by the township auditors either per hour, per day, per week, semi - monthly or monthly, which compensation shall not exceed compensation paid in the locality for similar services, and such other reasonable compensation for the use of a passenger car, or a two -axled four - wheeled motor truck having a chassis weight of less than two thousand pounds when required and actually used for the transportation of road and bridge laborers and their hand tools and for the distribution of cinders and patching material from a stock pile, as the auditors shall determine and approve; but no supervisor shall receive compensation as a superintendent or roadmaster for any time he spends attending a meeting of supervisors. In reference to the meetings for which supervisors may-receive compensation, the Code further provides as follows: The township supervisors shall meet for the transaction of business at least once each month, at a time and place to be fixed by the board, but they shall not be paid for more than sixteen meetings in any one year, except for any township where, on account of the exercise of governmental functions other than those relating to roads, more meetings are necessary, in which case, the number of meetings for which the supervisors may be paid may be increased to any number, not exceeding fifty meetings in any year which shall include hearings by aggrieved parties under the Pennsylvania Sewage Facilities - Act and other hearings by aggrieved parties, hearings of a judicial or quasi- judicial nature. Two members of any board of supervisors consisting of three members_ shall constitute a quorum and three members of any board of supervisors consisting of five members shall constitute a quorum. Except as otherwise provided in this act, an affirmative vote of a majority of the entire board of supervisors shall be necessary in order to transact any business. Necessary expenses incurred in such meetings, including office rent, stationery, light and fuel, shall be paid out of the general township fund. Hessinaer, 89 -002 -C Page 33 (d) Exhibit ID -21 is a chart which characterizes the meetings that Supervisor Wasiela was compensated at an hourly rate for duties as a supervisor. (e) to Hessinger between 1988 and 1993. Exhibit ID -22 is a chart which characterizes the days in which Hessinger attended the state associates conventions and was compensated as a road worker in 1988, 1989 and 1990 years. (1) For 1988 and 1989 Hessinger received both the roadmaster's salary and an hourly rate for attending the conventions. (f) Exhibit ID -23 is a chart for Wasiela which characterizes compensation at an hourly rate for duties related to roadmaster. (g) Exhibit ID -24 is a chart for Wasiela which characterizes compensation received for overtime hours between 1988 and 1991. (h) Exhibit ID -25 is a chart for Wasiela which characterizes the days Wasiela attended state conventions and was compensated as a road worker. (i) Exhibit ID -26 is a chart listing compensation and benefits fixed by the township board of auditors for the years 1987 through 1993. b. In 1989, Wasiela received a roadmaster salary of $5,420. c. The board of supervisors provided for the payment of wages and expenses for conventions in 1989 through 1990. (1) Hessinger got paid an hourly rate when he went to the convention in 1990. (2) Payments involved both the roadmaster and the laborer. d. A second investigative notice was sent out after 60 days of obtaining information on or about September 15, 1993. 67. David A. Skellie is the appointed director of the Department of planning for Erie County. a. Skellie is the treasurer and manager of the Erie County Hessinger, 89 -002 -C Page 34 Solid Waste Management Council. b. As to the Erie Area Council of Government, Skellie is an alternate. (1) Hessinger is the representative of Summit Township. c. Hessinger is a Summit Township representative to Erie County Metropolitan Planning Commission. 68. Kevin R. Lenz is a Summit Township Supervisor since January, 1992. a. The board of supervisors has given responsibilities in the area of planning. b. The designated roadmaster is the supervisor charge of what transpires in the township. c. Hessinger is the township designate on the Erie County Metropolitan Planning Commission, Erie County Solid Waste Council. Hessinger who is in d. Elected supervisors do not receive compensation other than a fixed fee for meetings of the Board of Supervisors. e. Attendance at a zoning hearing board in the township by a supervisor was not in the capacity as a roadmaster. (1) Attending meetings, talking to residents, taking phone calls and reading literature is not service as a roadmaster. f. Time spent as to proposed revision to a master plan would be done in the capacity of a supervisor. (1) Such work would be in the position of supervisor for a master transportation plan or solid waste plan. 69. The memo by the assigned investigator to opei the case against Wasiela as a full investigation was dated August 6, 1990. 70. The memo by the assigned investigator to open the case against Hessinger as a full investigation was dated August 9, 1990. 71. The memoranda referenced in paragraphs 69 and 70 above would have been received in Harrisburg within a week and a half of the memo dates. Hessinger, 89 -002 -C Page 35 72. Richard Hessinger is an since 1980. a . b. c. d. e . f. g. h. i. j. k. Hessinger has served secretary /treasurer. elected Summit Township Supervisor as roadmaster and In 1988, the hourly wage for roadmaster was $8. (1) The rate was lowered to $5 per hour in 1989. In 1988/89, Hessinger attended meetings dealing with administrative matters. Since 1990, Hessinger's salary as a township employee was computed on an hourly rate. Hessinger has served as the township delegate to various boards. The auditors never approved pay for a superintendent. (1) The supervisors worked as roadmasters. Hessinger states that he prepares specifications for bids in the capacity as secretary. Any routine business that people would inquire about would be marked in the time card as roadmasters. Hessinger asserts that planning related matters were in his capacity as secretary. In 1988/89 there was a two tier system of pay. As a result of a lawsuit filed by the supervisors against the auditors, the township paid the legal fees for the representation of the three supervisors. (1) The fees amounted to $12,541.44. 1. The Second Class Township Code as to the duties of the secretary does not use the terms planning and zoning. (1) There are no references for waste management, subdivisions, land use, sewer, water, transportation planning or running recreation facilities or parks. (2) There are no specific provisions as to the duties of treasurer. Hessinger, 89 -002 -C Page 36 m. The Second Class Township Code delineates certain power to the supervisors such as ashes, garbage, rubbish and other refuse materials. n. Hessinger concedes that a supervisor cannot receive pay for meeting with the solicitor. o. Exhibit ID - 70 -34 reflects a 6.9 hour solicitor meeting on the time card of Hessinger. p. In 1990, the supervisors were not only appointed roadmasters but also as superintendents. If Hessinger did not attend the PSATS convention, he would have been teaching school but not working for the township. r. Hessinger through counsel seeks a dismissal of the case. 73. Thomas R. Wasiela was a supervisor in Summit Township through 1991. a. Wasiela stated that some items on his time cards needed clarification. q. b. As to the supervisors convention in 1988, Hessinger charged the township for Sunday attendance but Wasiela did not. c. On April 23, 1988 Hessinger and Wasiela were out on the roads. (1) Wasiela states that such action was not a semi- annual spring check of the roads. (a) Hessinger put on his time card for that day five (5) hours for the spring road check. d. On December 6 and December 7, 1989 Wasiela charged for roadmaster pay for attending a court hearing which challenged their salary as township employees as fixed by the auditors. (1) Wasiela charged the township for the .eight hours he spent in court each day. (2) Wasiela's meeting with the supervisors' attorney, writing to the judge and an employee and assembly of a pick up bed for the truck was charged as 8 hours time for compensation. Hessinger, 89 -002 -C Page 37 e. Wasiela claims that the charge for compensation on January 23 and January 24, 1990 for insurance involved health insurance as to all township employees. f. Wasiela states that a charge for compensation for activity with Penn Valley publishers to codify all township ordinances was roadmaster related. Travel to Harrisburg by Wasiela to sign loan documentation papers as to a Penn VEST loan was done in his capacity as elected supervisor. h. Wasiela states that the duties of a supervisor were identical to that of roadmaster. g. i. It is asserted by Wasiela that the functions performed by elected township supervisors only occur at the monthly meeting of the board of supervisors. j• C. EXHIBITS: Wasiela through counsel seeks a dismissal of the case. 74. The investigation against Hessinger was instituted based upon the receipt of a signed sworn complaint filed with the Investigative Division. 75. The Investigative Division supplied Hessinger with hearing and /or exculpatory evidence as per Section 8(e) of Act 9 of 1989. 76. The Summit Township Board of Auditors set the following compensation for the supervisors as township employees in the following years: a. On 01/06/87 for the 1987 calendar year. (1) Existing benefit for pension, hospitalization and insurance were retained. (2) The salary for secretary /treasurer was set at $765 per month. The salary for roadmasters was set at $5,150 per year. (3) b. On 01/08/88 for the calendar year. (1) The salary for secretary /treasurer at $9,650 per year. Hessinaer, 89 -002 -C Page 38 (2) The salary of roadmasters to $5,420 per year. (a) If roadmasters work as laborers, an hourly rate of the lowest paid man. (3) Pension, hospitalization and insurance benefits to continue until a meeting is held to upgrade benefits. (4) A supplement of $10 per hour for Wasiela and $8 per hour for Hessinger as laborers as per a special meeting of 01/21/88. (a) All township employee benefits to roadmasters whether working as laborers or roadmasters or secretary /treasurer as per the Township Personnel Code. (5) On 03/24/88, action to average the bottom four wages of township employees which equal or approximates $8 per hour as wages for township roadmaster when working as laborer. c. On 01/04/89 for the 1989 calendar year. (1) Action to approve benefits that supervisors have for hospital, pension and insurance. (2) The salary for the secretary /treasurer at $9,650. (3) The salary for roadmaster at $5,420. (4) The salary for roadmasters as laborers for the township is $5 per hour. d. On 01/03/90 for the 1990 calendar year. (1) The salary of full time roadmaster supervisors is set at $11.50 per hour. (2) The rate of pay for a part time supervisor roadmaster is $8.50 per hour. (a) The above rate applied to secretary-treasurer. (3) Benefits are approved with an increase in pension to $1,750. e. On 01/08/91 for the 1991 calendar year. (1) The salary of full time wage for supervisor while Hessinaer 89 -002 -C Page 39 f. On 01/07/92 for the calendar year 1992. (1) Pension for full time roadmasters at $2,060 with a rate of 2/7 for part time supervisor roadmaster. (2) Health and medical benefits for full time supervisor roadmaster at $475 per month. (3) $10,000 life insurance and disability insurance for all three supervisor- roadmasters. (4) Supplemental insurance of $600 per year for each supervisor- roadmaster. (5) $12.35 per hour full time and $9.25 part time for roadmasters. g. an employee was $12.00 per hour with part time rate of $9.00. (2) Pension is $1,750 for full time supervisor with part time at 62% of $1,750 per year. (3) Routine overtime is not acceptable but overtime in extreme emergency is approved. (a) There was no different rate established for overtime. (6) At 01/21/92 meeting, hourly wage are rounded to $12.36 and $9.26. (7) Overtime not approved as a general practice for roadmasters except in cases of extreme emergency. (a) Overtime rate for the year at time- and -a -half. On 01/05/93 for the calendar year 1993. (1) Pension of $2,185 for full time supervisors employed by township with proration for part time. (2) Health medical benefit at $416.02 per month and $439.67 per month for employee and family for full time roadmasters with proration for part time. (3) $10,000 life insurance and supplemental of $636 per year approved for three roadmasters. (4) Dental insurance for each roadmaster or $29.10 per month or $349.20 per year. gessincer, 89 -002 -C Page 40 Rate of $12.98 per hour for supervisors employing themselves as roadmasters. A statement appears that overtime is only approved for cases of extreme emergency. (a) No motion, second or vote is reflected. 77. At a 01/04/84 meeting of the township, a number of residents criticized the work and salary of the supervisors who worked as roadmasters. 78. The Court of Common Pleas of Erie County, at Docket 1705 -A- 1989 issued a decision in the case of a lawsuit by the Summit Township Supervisors against the Summit Township Auditors on 12/29/89 which noted: a. In 1989, the compensation was $9,650 per annum for secretary /treasurer, $5,420 per annum for roadmaster plus $5.00 per hour for working on the roads as laborers. b. Supervisors may not set their own compensation which would be an abuse of authority. c. The Second Class Township Code does not envision a dual compensation system with a flat salary supplemented by an hourly rate for road work. d. An hourly rate is appropriate for full and part time roadmasters. e. The full time roadmaster hourly rate is $11.50, the part time rate for roadmaster is $8.50. f. Supervisors when billing should not confuse duties of supervisors with that of roadmaster. g. The roadmaster /supervisor submitted a number of unrecorded hours for which they seek to be paid. (1) The roadmaster /supervisor had been paid a wage substantially higher than now set by the court. h. The compensation for roadmasters and secretary treasurer should not be applied retroactively to 1989. i. The decision was appealed by the supervisors to Commonwealth Court which affirmed the Erie Common Pleas Court. 79. For the years 1991 and 1993, the auditors approved overtime in Hessinger, 89 -002 -C Page 41 emergencies but did not change the rate from the flat hourly rate. a. For 1992, overtime occurred after 8 hours per day or 40 hours per week at the rate of time and one half. b. No overtime was approved for 1987, 1988, 1989 and 1990. 80. The minutes of the Summit Township Board of Supervisors reflect the following actions: a. On 01/05/87: (1) Wasiela is appointed roadmaster of District 1. (2) Wasiela is appointed voting delegate to the Pennsylvania State Association Convention. b. On 01/04/88: (1) Wasiela is appointed roadmaster in District 2. (2) Hessinger is appointed roadmaster in District 1. (3) Hessinger is voting delegate with Wasiela alternate, to the Pennsylvania State Association Convention. c. On 02/01/88: (1) Wasiela hired as full time employee on roads at $8.00 per hour. (2) Hessinger hired as part time laborer on the roads at $8.00 per hour. d. On 04/04/88: (1) Motion by Hessinger passed to pay the wages to Township officials attending the annual convention on April 17 -20, 1988 with Hessinger and Wasiela voting in favor of the motion. e. On 01/03/89: (1) Hessinger appointed roadmaster of District 1. (2) Wasiela appointed roadmaster to District 2. (3) Hessinger is a delegate, with Wasiela as alternate to the Pennsylvania State Association Conventions. Hessinger, 89 -002 -C Page 42 f. On 01/07/89: (1) Supervisors authorized to attend PSATS convention with expenses paid according to the Code. g. On 01/02/90: (1) Hessinger is appointed roadmaster of District 1. (2) Wasiela is appointed roadmaster of District 3. (3) The supervisors are named superintendent. (4) Wasiela is delegate, with Hessinger alternate, to the Pennsylvania State Association Convention. (5) Hessinger appointed as township representative to the Erie County Planning Commission. h. On 01/15/90: (1) Motion by Messinger passed to approve expenses and wages to the PSATS convention on 04/22 -25/90 with Hessinger and Wasiela voting in favor of the motion. i. On 01/26/90: (1) Motion passed to appeal decision of Court of Common Pleas as to retroactive pay issue, with legal fees to be paid by township, with Hessinger and Wasiela voting in favor of the motion. j. On 06/04/90: (1) Expenses approved to attend semi - annual convention. (2) Hessinger authorized to work full time during the summer. k. On 01/07/91: (1) Hessinger is appointed roadmaster of District 1. (2) Wasiela is appointed roadmaster of District 3. (3) All supervisors are named superintendents. (4) Hessinger is delegate, with Wasiela alternate, to the Pennsylvania State Associates Convention. Hessinger, 89 -002 -C Page 43 (5) Hessinger is appointed township representative to the Erie County Planning Commission for 1991. 1. On 03/18/91: (1) Motion by Hessinger passed to pay expenses and wages in 1991 PSATS convention as per the Second Class Code with Hessinger and Wasiela voting in favor of the motion. m. On 07/01/91: (1) The status of Secretary Hessinger is changed from part time to full time. n. On 01/06/92: (1) Hessinger is appointed roadmaster in District 1. (2) Hessinger is appointed township representative to the Erie County Planning Commission. Motion by Hessinger passed to approve expenses to attend PSATS convention in April, 1992 with Hessinger and Wasiela voting in favor of the motion. (3) o. On 01/04/93: (1) Hessinger is appointed roadmaster in District 1. (2) Hessinger is appointed township representative to the Erie County Planning Commission. (3) Motion passed to approve expenses to attend PSATS convention in April 1993 with Hessinger voting in favor of the motion. 81. Hessinger and Wasiela voted as supervisors to institute, with expenses paid by the township, a lawsuit filed by the supervisors against the township auditors regarding the compensation of the supervisors as township employees. a. The legal fees and expenses paid by the township on behalf of Hessinger and Wasiela amounted to $12,541.44. (1) The portion of the above legal fees and expenses which related to the appeal of the decision of the Court of Common Pleas to Commonwealth Court amounted to $5,200.41. Hessinger, 89 -002 -C Page 44 82. Township records in evidence reflect Hessinger received at least the following compensation for "overtime" at a rate of 1.5 times the hourly rate authorized by the township auditors for roadmaster work: 1988: Date 08/25/88 08/26/88 08/27/88 Authorized Rate per hour: Received Rate per hour: Unauthorized Rate per hour: Total Unauthorized Rate: 1989: 06/21/89 06/23/89 06/26/89 06/27/89 07/20/89 07/26/89 07/28/89 08/02/89 08/11/89 08/24/89 08/25/89 08/26/89 Work Dav Thursday Friday Saturday Authorized Rate per hour: Received Rate per hour: Unauthorized Rate per hour: Total Unauthorized Rate: Hours Duties 3.9 3.7 Total 1988: 11.6 hrs. Wednesday Friday Monday Tuesday Thursday Wednesday Friday Wednesday Friday Thursday Friday Saturday Total 1989: 19.9 hrs. Pave roads Zwilling Rd. East & West Pave roads, Lee Rd and New and Dorn 4.0 Patch roads and clean intersections $ 8.00 /hr OT $12.00 /hr $ 4.00 /hr (11.6 x $4.00 /hr)= $46.40 .1 Patch roads . 5 Patch roads .6 Patched roads .8 Water Tank Rd. . 2 Truck chip -twp. stockpile .2 Patch roads .6 Patch roads 1.0 Patch roads .2 Patch roads 4.4 Truck stone; tar and chip roads, clean intersections 2.0 Truck stone, tar and chip roads, clean intersections 9.3 Truck stone; tar and chip reads; clean intersections $5.00 /hr OT $7.50 /hr $2.50 /hr (19.9 x $2.50 /hr)= $49.75 Hessinc7er, 89 -002 -C Page 45 1990: 06/14/90 08/04/90 08/05/90 08/11/90 08/16/90 08/18/90 08/21/90 08/22/90 Thursday Saturday Sunday Saturday Thursday Saturday Tuesday Wednesday 08/29/90 Wednesday 08/30/90 Thursday Authorized Rate per hour: $ 8.50 /hr Received Rate per hour: OT $12.75/hr Unauthorized Rate per hour: $4.25/hr Total Unauthorized Rate: (25.6 x $4.25/hr)= $108.80 1991: 06/18/91 07/05/91 Authorized Rate per Received Rate per Unauthorized Rate per Total Unauthorized Total 1990: 25.6 hrs. Tuesday Friday Total 1991: Authorized Rate per hour: Received Rate per hour: OT Unauthorized Rate per hour: Total Unauthorized Rate: (2.6 1993: 02/13/93 Saturday 'Total 1993: Totals: 1988 - 46.40 1.0 Mowed berms 5.7 Paving road maintenance .4 Call in fix garage door 5.3 Patch roads .3 Patch roads 5.1 Patch roads 2.3 Water line Keystone Dr. 1.0 Office and computer consultant 2.0 Office and downloading computer 2.5 Office and downloading computer .5 Patch roads 2.1 Traffic signal 2.6 hrs. $12.00 /hr $18.00 /hr $ 6.00 /hr x $6.00 /hr)= $15.60 2.0 Meeting traffic signal Willis, Whitebread, Relco 2.0 hrs. hour: $12.48 /hr hour: OT $19.47/hr hour: $ 6.49/hr Rate: (2.0 x $6.49/hr)= $12.98 Totals: 1990 - 108.80 Date 1990 Hessincer, 89 -002 -C Page 46 83. Hessinger received compensation both as a township employee roadworker and laborer for attending the following State Association Conventions of elected township supervisors for the years 1988 and 1989: 1988: 04/17/88 04/18/88 04/19/88 04/20/88 1989: 04/24/89 PSATS Convention 04/25/89 PSATS Convention 04/26/89 PSATS Convention Total 1990: 04/22/90 04/23/90 04/24/90 04/25/90 Totals: 1989 - 49.75 96.15 Hours Rate of Pav PSATS Convention 8.0 PSATS Convention 8.0 PSATS Convention 8.0 PSATS Convention 8.0 Total $32.0 /hrs. $256.00 1991 15.60 1993 - 12.98 137.38 $8.00 /hr. Hours Rate of Pay 8.0 8.0 8.0 $24.0 /hrs. $120.00 $5.00 /hr. Roadmaster Salary $5,420/yr. Roadmaster Salary $5,420/yr. Roadmaster Hours Rate of Pay Salary PSATS Convention 4.0 $8.50 /hr. N/A PSATS Convention 4.0 PSATS Convention 4.0 PSATS Convention 4.0 Total $16.0 /hrs. $136.00 1988 - $ 256.00 Totals: 1990 - $ 136.00 1989 - 120.00 $ 376.00 84. Hessinger submitted time sheets and received and accepted compensation as a working township employee for the following duties which were encompassed within the functions of an elected township supervisor: Purpose of Meeting 01/04/90 Water authority meeting 01/08/90 Planning Commission meeting 01/10/90 Office hours /Recreation meeting No. of Hours 2.0 2.4 3.8 Rate $ 8.50 Total 01/15/90 East COG meeting fire control 01/30/90 County meeting 02/08/90 02/12/90 02/14/90 02/19/90 03/06/90 03/08/90 03/12/90 03/14/90 03/26/90 03/28/90 04/03/90 04/04/90 05/01/90 05/30/90 06/27/90 07/10/90 07/11/90 07/19/90 07/23/90 07/24/90 07/25/90 07/27/90 08/06/90 Messinger, 89 -002 -C Page 47 Erie County Planning Comm. Planning Commission meeting Recreation Board meeting COG meeting - fire committee for new fire control Water meeting Erie C. Planning meeting Planning meeting Recreation Board meeting Solid waste COG meeting East County COG meeting Zoning Hearing Board Erie County Planning Water meeting Penvest Closing /Harrisburg, only took part of day. January total: 12.5 April May total: Solid Waste Council meeting June total: Recreation Board meeting Meeting with Susol Devel Office /Met with Dave Sadale Summit Towne Center Mtg. with attorney /meet with superintendents Meeting with Baldwin & Company tour of site review of Dev. agreement Superintendents meeting Superintendent meeting 1.8 2.5 1.5 1.5 2.1 Z February total: 7.6 3.0 2.0 2.5 2.0 2.0 March total: 14.0 1.0 2.5 total: 3.5 2.5 5.0 7.5 2.0 2.0 2.5 2.0 2.8 5.0 .4 .6 July total: 13.8 Meeting with solicitor- Summit Towne 2.0 .5 • 2.5 $106.25 $ 64.60 $119.00 $ 29.75 $ 63.75 $ 17.00 $117.30 08/07/90 08/07/90 08/10/90 08/10/90 08/13/90 08/14/90 09/10/90 09/13/90 11/06/90 11/12/90 11/14/90 12/04/90 12/10/90 1991 01/14/91 Planning 02/05/91 02/11/91 02/14/91 02/21/91 02/27/91 03/05/91 03/11/91 03/14/91 03/20/91 03/21/91 03/30/91 Hessinaer, 89 -002 -C Page 48 Meeting with Baldwin - Summit Towne Water meeting Meeting with solicitor - Summit Towne Center Meeting superintendent Meeting with Planning Comm. Meeting with superintendents Computer data - Planning mtg. County Planning Meeting with Econoline Den. Planning Commission Recreation Board September total: November total: Meeting with Water Authority Planning meeting Erie County CBDG Meeting Harold - Darrell Osborn TR: subdivision Elk Creek Road Recreation Board Ennis Subdivision Tower Road 4.4 3.0 1.0 3.0 1.0 August total: 16.4 2.4 4.4 2.0 2.0 3.0 7.0 Meeting water authority - superintendent 2.0 Office /Planning mtg. 6.1 December total: _ 1 1990 totals 96.8 1.9 January Total: 1.9 Prepare for water meeting and water meeting 6.0 Planning Commission 3.0 Erie County Planning 2.8 Meet with Recreation Board 4.5 Conference with Sewer Authority 2.3 February total: '18.6 2.0 2.0 2.0 1.6 2.5 2.0 2.0 $ 9.00 $139.40 $ 37.40 $ 59.50 $ 68.85 $822.80 $ 17.10 $167.40 04/18/91 04/24/91 04/25/91 05/06/91 05 /07/91 05/13/91 05/16/91 06/14/91 Township meeting 07/15/91 07/18/91 08/07/91 08/21/91 08/26/91 09/04/91 09/05/91 09/16/91 09/19/91 09/23/91 09/24/91 10/01/91 10/02/91 10/03/91 10/07/91 10/10/91 10/10/91 Hessinaer, 89 -002 -C Page 49 March total: Meeting Recreation Board Meeting at Millcreek, PUC complaint Met with attorney for water PUC hearings and city officials April total: Meet at site traffic plan Water meeting Planning meeting Recreation Board meeting May total: June total: Susol, Summit Town Center - traffic plan Recreation Board meeting July total: Traffic signal design - Urban (engineer) Peach & 90 Meetings - water line - Water Authority Deposition Harvey Case, roadmaster August total: Hamot Estate - Urban Sewer Authority Meeting city - Mayor Office and Rec. Board mtg. Recycle program Harbor Creek Recycle program Millcreek September Total: Water meeting Millcreek operating system Traffic signals, G. Willis and J. Sadler Meet developer and Keystone Drive coordination Police Seminar, E.C. Planning EPM Certification 12.1 1.5 1.5 5.0 8.0 1.0 3.0 1.7 2.6 8.3 1.0 1.0 4.0 1.4 5.4 4.0 1.5 9.8 15.3 2.4 2.6 2.0 5.1 3.5 3.5 19.1 .7 2.5 4.1 4.0 2.0 2.0 $ 12.00 $ 12.00 $ 64.80 $108.90 $ 72.00 $ 74.70 $ 9.00 $183.60 $229.20 10/17/91 10/22/91 10/23/91 10/28/91 10/31/91 11/06/91 11/07/91 11/14/91 11/18/91 11/19/91 11/23/91 11/25/91 12/09/91 12/11/91 12/19/91 12/19/91 12/23/91 12/24/91 12/26/91 12/27/91 1992' 01/10/92 01/13/92 01/13/92 01/16/92 01/20/92 01/22/92 01/22/92 Messinger, 89 -002 -C Page 50 Recreation Board meeting Meet with CPM Officials Police seminar Solicitor - Court case for Harvey accident Hill Engineering, Penelec October total: Water meeting Erie County Solid Waste Council Erie County Planning Meeting Code Administrator's job description Twp. Transportation Plan mtg. with Penndot Engineer Meeting with Attorney Migner for the Harvey Suit Meet with chiefs November total: Staff meeting, (correspondence) Transportation plan for Wegmanns Planning Commission Meeting Recreation Board Meeting Meeting with Kevin Lenz Attend Erie Area Transportation Committee Meet with Chris Baldwin re: 2.0 3.0 2.0 7.0 31.3 2.9 2.0 2.0 2.1 6.5 2.0 2.0 19.5 Meet with Nick Scott, inspect sign 7.5 Computer System Engineer Plan to expand system. Sewer Auth. Construction meeting." 8.0 Landfill visit 2.0 Zoning Meeting 2.0 Pitol Oil Development meeting, recycling bids 5.0 Staff meeting 2.8 Mtg. - Board Appts., Apps., Gen. Ledger 5.4 Inspect McDonald's site plan 2.0 December total: 34.7 1991 total: 175.2 January -June 14, @ $9.00 per hr., 49.9 hrs = $449.10; July- December, @ $12.00 per hr., 125.3 hrs = $1,503.60 3.0 2.5 2.9 3.0 2.7 2.0 $12.35 $12.36 $375.60 $234.00 $416.40 $1,952.70 01/24/92 01/24/92 01/31/92 02/07/92 02/10/92 02/12/92 02/13/92 02/17/92 02/20/92 02/26/92 02/26/92 02/27/92 02/28/92 03/09/92 03/10/92 03/19/92 03/19/92 03/23/92 03/30/92 03/31/92 04/09/92 04/14/92 04/14/92 04/16/92 04/23/92 04/23/92 04/23/92 Hessinaer, 89 -002 -C Page 51 99 Interchange Meet G. Willis for transportation plan, etc. Staff meeting Meeting D. Skellie Erie County Planning Staff meeting Planning meeting Arlen Spector Erie County Planning Commission Meet with roadmasters and solicitor Zoning questions /Recreation Board Erie Area Transportation Committee Meeting with Urban (engineers) Mapping of photos Meeting with K. Lenz zoning problem Meeting with Urban engineers Planning meeting Traffic signal meeting Meet at landfill - sweeper Recreation Board meeting Zoning Hearing Board meeting PennDOT Transportation meeting Meet with Weggmans Avon Drive shop meeting recycle truck Mtg. Zoning Board Update, General Office Duties, etc. Meeting with HoJo Consultant Meeting with Rec Board Meeting with Water Authority and roadmasters - water extensions Summit Town Center - Urban Engineering Traffic plan - Urban Engineering Tennis Court - Rec Board - Urban Engineering April total: 2.0 3.0 2.5 2.0 January total: 11.4 14.2 25.6 3.0 3.7 .5 2.8 3.2 1.0 1.0 5.0 2.0 4.9 February total: 27.1 3.0 2.0 1.0 2.5 2.0 2.0 March total: 15.5 2.0 2.0 1.0 2.6 1.0 1.0 2.0 $12.35 $140.79 $12.36 6175.51 Subtotal $316.30 $334.96 $191.58 11.6 $143.38 05/05/92 05/11/92 05/11/92 05/12/92 05/13/92 05/21/92 05/21/92 06/02/92 06/04/92 06/04/92 06/08/92 06/11/92 06/17/92 06/22/92 06/23/92 07/01/92 07/23/92 07/28/92 07/28/92 07/30/92 08/10/92 08/11/92 08/12/92 08/12/92 08/12/92 08/13/92 08/19/92 08/20/92 08/24/92 08/25/92 08/25/92 08/25/92 09/02/92 09/09/92 09/10/92 09/14/92 09/17/92 Hessinaer, Page 52 89 -002 -C Meeting with PennDOT - Pilot Oil 3.0 Meeting with Joe Messina (Solicitor) 3.5 Planning 2.0 911 Planning 2.3 Pilot Oil Road Planning 2.0 Rec. Board meeting 2.0 Water Authority meeting 2.4 Solicitor meeting Sewer Authority meeting Fire control meeting Planning meeting PA Travel Council meeting Meeting Willis - Pilot Oil Planning meeting Weggmans Rec Board meeting Meet with solicitor Sewer meeting Water Authority meeting Solicitor meeting May total: 17.2 Planning Commission Meeting Vo -Tech School water line Traffic Controller 19 & 90 Meeting with Millcreek - PennDOT Hershey light (officer) Meeting with solicitor Meeting with Fette Trans. Plan Sun TV Developers Meeting Pilot Oil, Ryder and IBEW, inspect storm water Erie Transportation Committee Weggmans - construction meetings Office- Staff Mtg. 2.0 2.0 2.0 1.8 2.0 Road 3.0 1.9 1.5 June total: 16.2 July total: 20.2 2.3 5.0 3.0 3.0 6.9 2.0 2.0 2.0 4.0 1.6 6.4 4.0 3.0 August total: 39.0 Sewer Authority meeting 2.6 Meeting Erie County Exect. planning 2.0 Water meeting 1.0 Planning meeting 3.0 Meeting Jim Welka subdivision 3.6 4.0 2.5. 2.5 5.0 $212.59 $200.23 $249.67 $482.04 09/21/92 09/22/92 09/29/92 09/30/92 10/01/92 10/02/92 10/05/92 10/05/92 10/07/92 10/12/92 10/13/92 10/14/92 10/20/92 10/21/92 10/22/92 10/22/92 10/26/92 10/26/92 10/27/92 10/28/92 11/04/92 11/09/92 11/11/92 11/12/92 11/13/92 11/18/92 11/18/92 11/19/92 11/24/92 11/25/92 12/01/92 12/Q1/92 12/03/92 12/03/92 12/08/92 12/10/92 inner, 89 -002 -C 53 Hess Page Meet with Developers Meeting Water Authority, Pilot Oil, roads and mines Meeting planning work session Inspect and tour D &K Warehouse Mr. Wakulich, Elmo Mtg. Police Department information - Vernon Township Ryder Truck site inspection storm water Sun TV site inspection storm water Mercyhurst CEO Metro COG meeting Planning meeting Fire Control meeting Building Committee Sewer Authority Work Session Recreation Board Meeting Fire Control Management Newton Building inspect building G. Willis Planning Work Session Zoning Hearing Meeting Millcreek Fire Control Fire Control Water Authority meeting Planning Meeting Fire School Meeting Meeting with solicitor Meeting with N. Scott Meeting with Weggmans, meeting with Kaiser dev. Meeting with Recreation Board Meeting with Weggmans Meeting Microtel Weggmans - sup. Building Committee meeting • Meeting with developers Water meeting Senior citizens Meet with fire company Road plan Downs Drive meeting with G. Rabino Meeting Downs Drive extension 5.0 2.0 3.7 2.0 September total: 24.9 2.0 5.8 1.0 2.0 2.7 2.5 1.5 2.5 2.5 3.5 1.1 1.1 3.0 1.9 5.0 4.0 October total: 42.1 2.6 2.6 4.0 2.5 1.0 6.64 2.32 2.0 4.0 3.75 'November total: 31.41 3.3 2.5 1.0 2.92 1.25 2.0 $307.76 $520.36 $388.23 12/14/92 12/14/92 12/15/92 12/16/92 12/18/92 12/22/92 12/23/92 12/28/92 12/30/92 12/30/92 12/30/92 1993 01/04/93 01/06/93 01/08/93 01/08/93 01/11/93 01/11/93 01/12/92 01/14/93 01/14/93 01/±9/93 01/20/93 01/20/93 01/21/93 Hessinaer, 89 -002 -C Page 54 01/25/93 01/26/93 01/26/93 01/27/93 Developer N. Scott Applebee S.A. Chairman on bill Planning Commission Water line easement Woods and Howe Easement - Wood Staff meeting Water line inspect for easement Transportation plan Meeting with Paul for wages and secretaries Meeting at Hamot Road Meeting with solicitor Township meeting December total: 1992 Total: 4.0 2.74 .9 1.0 1.0 .3 1.0 office 2.0 .5 1.0 1.0 28.41 304.12 (11.4 hrs., @ $12.35/hr. = 140.79; 287.82 hrs. @ $12.36 /hr. = $3,557.45; Total: = $3,698.24) Meeting with Landfill manager 2.0 Court hearings and meetings with solicitor for pump station 5.96 Meeting Urban Engineering Senior Citizen - Townhall subdivision 3.5 Meeting with Viveralli restaurant owner .27 Meeting Hamot residents 1.0 Planning meeting 2.0 Meeting J. Welka & Weggmans, Kaiser Estate 2.0 G. Miller - Doolittle Transportation plan 2.0 B. Crowner - Building plans 2.0 Meeting with Pilot Oil 3.32 Traffic Demonstration 3.0 Meeting with Pathmaster Rep 1.0 Meeting with 2) G. Willis - storm water Glenmar - 3) Townhall Subdivision 3.54 Bid opening water line 1.0 Pilot Oil Inspection 2.0 Storm water plan, office duties 4.46 Meeting Down Drive improvements Prepare ltr. for dev. 2.5 $12.98 $351.14 $3,698.24 January total: 41.55 $539.32 02/02/93 02/05/93 02/05/93 02/08/93 02/08/93 02/08/93 02/10/93 02/12/93 02/12/93 02/18/93 02/22/93 03/01/93 03/02/93 03/04/93 03/05/93 03/08/93 03/08/93 03/12/93 03/12/93 03/15/93 03/I7/93 03/19/93 03/24/93 03/25/93 03/29/93 03/31/93 03/31/93 04/08/93 04/08/93 04/12/93 04/14/93 04/14/93 04/15/93 04/15/93 Hessinaer, 89 -002 -C Page 55 Water Authority work session Meeting with Erie County Planning Commission Meeting with Kay Haibach, subdivision Meet with Rover Sound Meet with Pilot Oil Sign Planning meeting Travel townships - architect Meeting G. Willis, Mr. Hue - storm water Zoning BK., Willis, Steva Planning sewer /water Meeting with C. Rose building plans Meeting with Penelec Water meeting Meeting PennDOT engineer Erie County Planning meeting Meet with solicitor Planning meeting Meet with G. Rabino for Weggman's storm water Meeting G. Willis Townhall Village Meeting with N. Scott - Welka Applebees Meeting with water/ sewer authorities Meeting T. Hoffman - Transportation Meeting PennDOT officials Meeting G. Willis, Townhall & Peach Street traffic signals Meeting with Sewer Authority - bill sewer line Meeting E. Goelher - Picnicanna RR Meeting solid waste COG February total: 21.73 1.0 1.56 2.82 1.0 2.0 4.0 2.0 1.5 2.12 5.0 2.0 1.5 4.2 2.0 1.5 2.5 March total: ' 36.7 Meeting Borgio Development Meeting G. Willis PennDOT J. Welka Planning meeting Meeting with N. Scott, G. Rabing J. Welka Meeting with Solicitor Messina Erie County Courthouse - Lynch Erie County Planning 1.48 1.0 2.0 1.0 2.0 2.0 office 2.5 1.5 3.0 4.25 1.0 2.5 1.0 3.4 2.0 2.0 1.0 2.5 $282.05 $476.37 04/16/93 04/20/93 04/21/93 04/21/93 04/22/93 04/27/93 04/28/93 05/04/93 05/04/93 05/05/93 05/07/93 05/10/93 05/10/93 05/10/93 05/13/93 05/14/93 05/19/93 05/19/93 05/21/93 05/25/93 05/26/93 05/ 05/27/93 06/.01/93 06/02/93 06/08/93 06/09/93 06/09/93 06/1:0/93 06/11/93 06/14/93 06/14/93 06/15/93 Hessincxer, Page 56 89 -002 -C M. Wakulich, Steve Mahour Kaiser Estate T. Hoffman MPO Rec Board meeting Peach Tree Park Kaiser Estate Rec Board meeting April total: Joint session Millcreek, - Fairview, Summit sewer Water Authority meeting Peach Tree Place meeting/ traffic signal Meeting D. Borgio Townhall subdivision Andy Z - Peach Tree homes J. Welka - Western Auto Planning mtg. Integra Bank Meeting with Solicitor Meeting PennDOT Meeting Rec Board J. Renauld - Oliver Road project Integra Bank G. Willis - Storm water, add specs, traffic signal Site visit Peach Tree, Microtel- Western Auto and Weggmans PennDOT - Hershey Road 5.46 3.0 2.5 2.0 2.0 1.0 2.08 32.44 3.0 2.0 1.5 1.0 1.5 1.5 2.5 2.5 4.0 3.0 2.0 2.0 1.5 4.88 3.5 .28 May total: 36.66 Work session sewer authority Meeting Metro COG Water Authority meeting On site meeting Western Auto - Weggmans 1.0 qn site Integra Bank - Susol 1.5 Meeting Douglas Drive 1.3 Meeting storm water retention, • Messina, Willis, & Welka 4.0 Planning Commission meeting 3.3 Meeting with Grossmans transportation plan and Starr Homes storm water 5.52 On site meeting Western Auto - Rotunda Drive, Haibach - Hamot Estates, Solicitor - developer's agreement 2.24 3.88 4.0 3.14 $421.07 $475.85 Page 06/16/93 06/23/93 06/24/93 06/24/93 06/25/93 1988: 04/23/88 04/30/88 05/07/88 11/19/88 04/15/89 04/22/89 04/22/89 06/10/89 06/20/89 08/22/89 Messinger, 57 Totals - 1990 1991 1992 1993 89- -002 -C Recreation Board meeting 2.0 Meeting with Messina for storm water, W.A., Weggmans Susol, Star Homes, and leasing 10.21 Meeting with Messina - W.A. 4.36 Meeting with Zapporilas - Peach Tree 1.5 Peach Street Place, B. Crowner - architect $ 822.80 1,952.70 3,698.24 2,901.42 $9,375.16 6.5 June total: 54.45 1993 Total: 223.53 5706.76 $2,901.42 85. Hessinger submitted time sheets and received and accepted the following compensation as a township employed laborer at an hourly rate for hours during which he did not perform duties as a laborer but rather performed such actions as a township employed roadmaster for which he received a fixed yearly salary: Rdmaster Hours Rate Salary Road checks 5.0 $ 8.00 $5, 420.00 /yr. Road check (week ending) 5.5 Road check (week ending) 4.1 Budget (week ending) 6.5 1988 Total: 21.1 $168.80 Rdmaster Hours Rate Salary Road Insp. 5.8 $ 5.00 $5,420.00/yr Road Inspection 3.5 'Inspect gravel pit 2.0 Road Inspection 3.0 Inspect roads and garage 5.4 Road inspection to 8,0 determine what needs to 1989 Total: 1988 Total: 27.7 $138.50 S168.80 Hessinger, 89 -002 -C Page 58 III. DISCUSSION: $307.30 86. The Investigative Division of the State Ethics Commission concluded each stage of the investigative process as to Hessinger before the statutory deadlines of Act 9 of 1989, 65 P.S. 408, passed. As a Supervisor for Summit Township, Erie County, Richard Messinger, hereinafter Hessinger, is a public official as that term is defined under Act 9 of 1989. 65 P.S. 5402. As such, his conduct is subject to the provisions of the Ethics Law and the restrictions therein are applicable to him. Initially, it is noted that Section 9 of Act 9 of June 26, 1989 provides, in part, as follows: This amendatory act shall not apply to violations committed prior to the effective date of this act, and causes of action initiated for such violations shall be governed by the prior law, which is continued in effect for that purpose as if this act were not in force. For the purposes of this section, a violation was committed prior to the effective date of this act if any elements of the violation occurred prior thereto. Since the occurrences in this case transpired both before and after the effective date of Act 9 (June 26, 1989), we must apply the provisions of Act 170 of 1978 and Act 9 of 1989 to determine whether the Ethics Act was violated. Under Section 3(a) of Act 170 of 1978 quoted in the allegations, this Commission has determined that use of office by a public official to obtain a financial gain for himself or a member of his immediate family or a business with which he is associated which is not provided for in law transgresses the above provision of the law. Thus, use of office by a public official to obtain a financial gain which is not authorized as part of his compensation is prohibited by Section 3(a): Hoak /McCutcheon v. State Ethics Commission, 77 Pa. Commw. Ct. 529, 466 A.2d 283 (1983); Yacobet v. State Ethics Commission, 109 Pa. Commw. Ct. 432 531 A.2d 536 (1987). Similarly, Section 3(a) of the Ethics Act would prohibit a public official /employee from using public office to advance his own financial interests; Koslow v. State Ethics Commission, 116 Pa. Commw. Ct. 19, 540 A.2d 1374 (1988). Under Section 3(a) of Act 9 of 1989 quoted in the allegations, Messinger, 89 -002 -C Page 59 a public official /employee shall not engage in conduct that constitutes a conflict of interest. The issues before us are whether Hessinger violated Section 3(a) of Act 170 of 1978 or Act 9 of 1989 as to the receipt of the following: overtime at a 150% rate of pay, payments for attending the Pennsylvania State Association of Township Supervisors (PSATS) conventions, payments as a township employee for performing administrative duties of an elected township supervisor, double payments as roadmaster and laborer for performing the same duties and township paid legal fees and expenses as to a lawsuit filed by the supervisors against the township auditors on the issue of the supervisors' compensation as township employees. Procedurally, a signed sworn complaint was received against Hessinger in January, 1989. Due to a then perceived application of the Sunset Act for wind up, no action was taken by the Investigative Division until October, 1989 when a preliminary inquiry was authorized. Investigations were opened and Hessinger was notified by letter of August 31, 1990 regarding various actions which were alleged to be in violation of Act 170 of 1978. During the course of the investigation, additional information was obtained as to which Investigative division sent out a second investigative notice of actions which were alleged to be in violation of Act 9 of 1989. The second notice was sent on November 10, 1993 which was within the sixty (60) days of obtaining the additional information. Thereafter, a Findings Report (Investigative Complaint) was issued on January 11, 1994, as amended on March 11, 1994. Factually, Hessinger served as a supervisor in Summit Township from 1988 to the present. For the years in issue, Hessinger was appointed to a position of employment with the township. For the years 1988 and 1989, the township auditors approved a yearly salary of $5,420.00 for supervisors working as roadmasters and also an hourly rate for a laborer at $8.00 in 1988 and at the rate of $5.00 per hour in 1989. The board of supervisors passed a. motion, with Messinger and Wasiela voting in favor of the motion, to institute suit against the auditors challenging the hourly rate set for the supervisors in 1989 as working township employees. The legal fees and expenses for the lawsuit were paid by the township. The Erie Court of Common Pleas in a decision of December 29, 1989, filed at civil docket 1705 -A -1989, after reviewing the dual payment system of roadmaster with both a yearly salary and an hourly rate of pay as laborer, noted: It is equally clear that the purpose in not allowing the supervisors to set their own compensation is to prevent an abuse of their authority by arbitrarily setting their own compensation. Messinger, 89 -002 -C Page 60 However, it appears that certain supervisors / roadmasters have used their authority as supervisors to set their own compensation by adjusting their hours to fit their particular schedules, which resulted in performance of tasks, such as cleaning a storage room, which are equivalent to that of a common laborer for which they now expect to be paid a roadmaster wage. This situation is one which the spirit of the code charges the auditors with avoiding and thus the auditors, in good faith, set an hourly rate at $5.00 to create a disincentive for this practice. This point of contention between the parties can be easily eliminated by precluding a dual compensation system. The code does not visualize a compensation system of a flat part -time salary supplemented by an hourly rate for road work. Nor is it appropriate given the disparities in experience, physical capabilities and number of hours worked between the supervisors/ roadmasters. Therefore, upon careful consideration of the differences and a thorough review of the record, this Court concludes that an hourly rate is more appropriately set for both a full -time roadmaster and a part -time roadmaster. A full -time roadmaster, as the one in Summit Township, must possess hands -on experience with various equipment and experience in the maintenance of the roads so as to allow meaningful supervision of the road crew on a daily basis. An hourly rate commensurate with such experience and responsibility is $11.50. A part -time roadmaster will be paid an hourly rate of $8.50. The township /secretary should also be paid an hourly rate of $8.50. All of which are consonant with the same positions in similar size townships throughout the Commonwealth, as reflected in the 1988 Wage and Salary Survey compiled by the Pennsylvania State Association of Township Supervisors. Therefore, an hourly rate which is commensurate with the work being performed allows an equitable solution to the conflicting points of view. This Court would also like to note that, although not an issue before the Court, the supervisors should not take lightly their responsibility to employ individuals who are capable of performing the tasks required of the position. Also, the supervisors, when billing their hours to the township, should not confuse the duties of a supervisor with those of a roadmaster. In attempting to retroactively apply the hourly wages set forth in this opinion to the 1989 hours claimed by each of the roadmaster /supervisors, this Court encountered great difficulty. Each roadmaster /supervisor submitted a number of unrecorded hours for which they now seek to be paid the hourly wage this Court is setting. However, considering that these hours have been paid for by the Township by the flat salary of $5,420.00, it appears each roadmagter /supervisor has been paid a wage substantially higher than that which the'Court is now setting, as by the following table: Roadmaster /Supervisor Salary Unrecorded Hours Hourly Rate Wasiela $5,420.00 + 355.9 hrs. - $ 15.23 Hessinger $5,420.00 + 590.5 hrs. a $ 9.18 Haaf $5,420.00 + 600.0 hrs. $ 9.04 It was suggested by Roadmaster /Supervisor Hessinger that the salary of $5,420.00 was paid for being on call 24 hours a day and Hessinger, 89 -002 -C Page 61 the inconvenience generated by his position. Although this court realizes that public office carries with it a multitude of problems which follow a public servant home, it is this Court's belief that all public officials, particularly those holding a local public office such as supervisor, are aware of these responsibilities and are still willing to run for office, knowing full well that the compensation will most likely be inadequate and there will be many uncompensated intrusions on their personal time. In summary, this Court feels that it is entirely fair and equitable that the roadmaster /supervisors receive no compensation for these unrecorded hours other than the salary of $5,420.00 they received. Further, that this salary offsets any retroactive increase in the hourly wage paid for recorded hours during 1989. Slip Opinion at 2,5. In an Order dated December 29, 1989, the Court ordered the compensation to be set for 1990 in accord with its opinion with no retroactive application to 1989. By Order dated January 9, 1990, the Court denied retroactive application of wages finding "that the unrecorded hours claimed by the roadmasters to be lacking in credibility ". Following review of a post trial motion, the Court by order dated January 10, 1990 modified its prior order whereby the compensation for 1989 would remain unchanged from the rate as set by the auditors and the compensation for 1990 would be recommended at the rate consistent with the Court's opinion. On or about January 26, 1990, the supervisors passed a motion to appeal the above decision which motion passed with Hessinger and Wasiela voting in favor of the motion. Once again the legal fees and expenses as to the appeal to Commonwealth Court were paid by the township. Commonwealth Court affirmed the lower court decision by Order of November 16, 1990 filed at Docket 221 CD 1990. The total amount of legal fees paid by the township for the supervisors amounted to $12,541.44 with $7,341.03 attributable to the action in Common Pleas and $5,200.41 attributable to the appeal to Commonwealth Court. During 1988 and 1989 when the "dual compensation system" was in place, a review of the record reflects that Hessinger did perform road related duties for which he received the yearly roadmaster salary but nevertheless billed the township through time records for those same functions as a laborer. Thus in addition to the roadmaster salary, Hessinger received payments totaling $307.30 as a laborer in 1988 and 1989 for performing roadmaster duties. We also note that Hessinger billed the Township as per time records for varied activities which are clearly not related to the position of a working township employee but rather to the position of elected township supervisor. We find these activities which are delineated in Fact Finding 84 to be administrative duties. Messinger, 89 -002 -C Page 62 As to the matter of the annual convention of PSATS, Hessinger and Wasiela were authorized delegates to the yearly conventions. For the years 1988 and 1989, Hessinger received double payment for attending the convention consisting of the yearly salary of roadmaster plus payment at the hourly rate for a township employee laborer. Further, for the 1990 PSATS Convention, Hessinger as an authorized delegate attended and was only paid at the hourly rate set by the auditors for working township employees. Finally, Hessinger received payment for overtime work at a rate of 150% of the yearly hourly rate set by the auditors. The township board of auditors did authorize overtime under certain circumstances, such as in emergency situations for the years 1991 through 1993. However, the auditors did not raise the rate for overtime but merely authorized the working of additional hours beyond the standard work day or week at the authorized flat rate with the exception of the 1992 year wherein they approved overtime at time and one half. The particulars of the overtime which Hessinger received are delineated in Fact Finding 82. Having highlighted the facts and the issues, we preliminarily must address a motion filed by Hessinger. Hessinger has filed a Motion to Terminate and Dismiss Investigation wherein the following five issues are raised: sunset, compliance with time deadlines of Act 9 of 1989, hearing in Pittsburgh, due process and laches. Sunset is no longer a viable issue since the Pennsylvania Supreme Court declared that Act unconstitutional in West Shore School District v. Pa. LRB, _ Pa. , 626 A.2d 1131 (1993). Without the Sunset Act in existence, any argument about the application of that Act fails. See also Zontek et al v. SEA,, filed in Pennsylvania Supreme Court at 82 M.D. 1992 on February 15, 1994. As to due process, there has been notice and an opportunity to be heard at the hearing which occurred in Pittsburgh. See Baker v. HRC, 507 Pa. 325, 489 A.2d 1354 (1985). As to the matter of a hearing in Pittsburgh, that and other issues were raised in John Doe 1 and 2 v. SEC filed by Hessinger and Wasiela in Commonwealth Court at 120 M.D. 1994. Said issue were resolved by Order dated March 10, 1994 by Senior Judge Della Porta. Regarding laches there has not been a showing of an inexcusable delay by the Investigative Division which resulted in prejudice or injury to Hessinger. See Loverich v. Warner Co., 118 F.2d 690 (1940), cert. den. 313 U.S. 577 (1940); Bianco v. Pullo, 195 Pa. Super 623, 171 A.2d 620 (1961); Rebottini et al v. SEC, _ Pa. Commw. Ct. _ , 634 A.2d 743 (1993). Messinger, 89 -002 -C Page 63 The main thrust of the Motion is developed as to the Act 9 time deadlines and is based upon the general premise that these time deadlines relate back and have application to those actions which are governed by Act 170 of 1978. The theory is that when Act 9 of 1989 amended and added Act 170 of 1978, the time constraints of Act 9 applied to the prior Act, Act 170 of 1978. The argument is spurious for two reasons. First, Act 9, as quoted above, directs that it has no application to violations committed prior to the effective date of Act 9 and the prior law, Act 170 of 1978, continues in effect as if Act 9 were not in force. Thus, the clear and explicit language of Act 9 defeats argument. Second, such a construction would result in an ex post facto application. Therefore, since the arguments in the Motion have no validity, we deny the Motion. The first question we must address in applying the Ethics Law concerns the appropriate application of Act 170 of 1978 or Act 9 of 1989 as to the foregoing chronology of events which have a time span between 1988 and 1993. We are concerned about the amendatory language.of Section 9 of Act 9 of 1989 vis -a -vis any ex post facto application to Act 170 of 1978 relative to violations committed prior to the effective date of the Act. Although such a decision may be extremely difficult in cases on the issue of whether any element of the violation occurred prior to the effective date of Act 9 of 1989, such is not the case in the instant matter for the following reason. In January of each year, a second class township will have a reorganizational meeting of the supervisors (and auditors) wherein any new officials will take office followed by appointments to working township employee positions with an hourly rate as set by the auditors. The supervisors will operate accordingly during the remainder of that particular year. Hence, in this case, it is clear that the activities in 1988 and 1989 were governed by Act 170 of 1978 while the activities for the years 1990 and following are governed by Act 9 of 1989. In determining whether the actions of Hessinger violated Section 3(a) of the Ethics Law, we must review the pertinent provisions of the Second Class Township Code. Although we do not have jurisdiction to make rulings under the Second Class Township Code, it is necessary to review those provisions of law in order to make a determination as to whether, the financial gain was compensation other than provided for by law under Section 3(a) of Act 170 of 1978 or a private pecuniary benefit under Act 9 of 1989. The Second Class Township Code, as amended, provides that township supervisors shall receive the following compensation: Compensation of Supervisors -- Supervisors may receive from the general township fund, as compensation, an amount fixed by ordinance not in excess of the Messinger, 89 -002 -C Page 65 The duties that a supervisor is responsible for performing are regulated by statute. The compensation to be paid for a supervisor who is not otherwise employed by the township is strictly regulated by the Second Class Township Code. A supervisor may only receive compensation for supervisor meetings regarding the transaction of township business. The type of meeting for which a township supervisor may be compensated must be one at which official township business is transacted. Additionally, the Second Class Township Code provides for compensation at the specific meetings as outlined in 565512 above. The Code does not appear to permit the compensation of a township supervisor for attending other types of meetings or for performing the administrative functions of his office. Any such other compensation must be earned as part of the services performed while serving in one of the statutorily authorized positions. Thus, if township supervisors were to award to themselves compensation for attendance at meetings that are not official township meetings of the board of supervisors as per Section 515 of the Code, or for performing duties not authorized by law, such would violate the provisions of the State Ethics Law as such payments would not be authorized in law. The above interpretation of the Second Class Township Code is a view that has also been expressed by PSATS which specifically indicated that supervisors may not be compensated for meetings with engineers, solicitors, planning commissions, authorities, or recreation boards. See, Township News, May, 1985, Page 66. In the Township News, June, 1993, page 90, it is stated that supervisors may not be compensated for time spent responding to citizen concerns, phone calls, and such administrative functions. Further, a supervisor - employee may not use "employee" time to deal with official supervisory duties on non - road - related activities. The Second Class Township Code sets forth clearly when supervisors may receive compensation other than as set forth above. Generally, a township supervisor may be employed by the township as a roadmaster, laborer, or secretary /treasurer. 53 P.S. S65410. The compensation to be paid to supervisors working in such positions is to be fixed by the township board of auditors. 53 P.S. 5565515, 65531, 65540. Township supervisors may not receive any other compensation except as provided above. In Coltar v. Warminister Township, 8 Pa. Commw. Ct. 163, 302 A.2d 859 (1973), the Commonwealth Court held that a second class township supervisor may not appoint himself to positions other than those set forth in the Township Code (roadmaser, laborer, or secretary /treasurer), and receive compensation therefore. See also, Conard v. Exeter Township, 27 D &C.3d 253 (Berks 1983). It is clear, therefore, that the duties for which a township supervisor may be compensated are strictly regulated by the Second Class Township Code, and when performing in the positions set forth in the Code, the supervisor's compensation must be specifically set forth by the township board of auditors. Messinger, 89 -002 -C Page 66 The Second Class Township Code, as amended, provides as follows regarding the expenses and mileage and compensation a township supervisor may receive -for attending the PSATS convention: The expenses allowed the delegates attending the annual meeting shall be limited to the registration fee, mileage for use of a personal vehicle or reimbursement of actual transportation expense going to and returning from such meeting plus all other actual expenses that the township board of supervisors may have agreed to pay. Every delegate attending the annual meeting shall submit to the township board of supervisors an itemized account of expenses incurred thereat. The township board of supervisors may authorize township employees to be compensated at their regular employee rate during their attendance at the annual meeting. No delegate shall receive expenses for more than four days including the time employed in traveling thereto and therefrom, together with mileage going to and returning from such meeting. 53 P.S. 65612. We will now consider seriatim the above five issues in the context of the conduct of Hessinger to determine whether the payments he received were authorized in law so as to be in compliance with Sections 3(a) of the Ethics Law, Act 170 of 1978 and Act 9 of 1989. In applying the above provisions of law to the instant matter, we find that Hessinger violated Section 3(a) of the Ethics Law as to all of the above issues, except as to the compensation received for attending the 1990 PSATS Convention and for the overtime received in 1992. Hessinger used the authority of public office to obtain payments which constitute a private pecuniary benefit and a financial gain other than compensation provided by law. The foregoing payments received by Hessinger were not authorized under the Second Class Township Code. The lack of any authorization in law for the payments Hessinger received as to the five areas in issue is clear. As to the first issue of the township paid legal fees and expenses as to the lawsuit filed by the supervisors against the auditors regarding the hourly rate which was set for the supervisors as township employees, it is clear that such legal representation was not on behalf of the three supervisors as elected public officials but as township employees. The foregoing statement is significant because litigation involving the supervisors acting in their official capacity as elected public officials, with no element of wrongdoing, warrants representation at township expense. See Kuhlman, Order 752. See also Silver v. Davis, 493 Pa. 50, 425 A.2d 359 (1981). However, when a supervisor is not acting in the capacity of elected public official but is in fact acting as a township employee to challenge the hourly pay rate set by the auditors, such action is private in nature and not entitled to paid township legal representation unless expressly Hessinger, 89 -002 -C Page 67 ordered by Court. The Erie Common Pleas Court did order that the legal fees of the township auditors be paid in the amount of $5,488.00. See Synoski v. Hazle Township, i Pa. Commw. Ct. , 500 A.2d 1282 (1985). See Szvmanowski, Opinion 87 -002; Borland, Order 785 -R; Sanders, Order 786 -R. See also In re: Roofner's Appeal, 81 Pa. Super 482 (1923). Since the supervisors in this case obtained township paid legal representation to challenge the hourly rate of wages as township employees, such action was a use of office to obtain a financial gain other than compensation provided by law. Therefore, the action taken by Hessinger to institute the lawsuit in 1989 in Erie Common. Pleas Court violated Section 3(a) of Act 170 of 1978. Haaf, Order 914. After the decision of the Erie Common Pleas Court was issued in December, 1989 and post trial notices were filed, the supervisors then took another separate action to appeal that decision to Commonwealth Court. That appeal would not have been filed but for the action of the supervisors. Hessinger voted in favor of the motion on January 26, 1990 to authorize the filing of that appeal. Once again, the township paid the legal expenses and fees incurred in prosecuting that appeal before Commonwealth Court which affirmed the decision of the Erie Common Pleas Court. The use of authority of office by Hessinger resulted in a pecuniary benefit to the extent that Hessinger had no out of pocket expenses as to the appellate ligation which were paid by the township. The pecuniary benefit was private in that the action, as noted above, involved the supervisors in a private capacity challenging their wages as township employees. The private pecuniary benefit received by Hessinger and the other two supervisors amounted to $5,200.41. One third of that amount or $1,733.47 was received by Hessinger. Such action constituted a violation of Section 3(a) of Act 9 of 1989. The second issue concerns the receipt by Hessinger of double pay, both as a roadmaster for which a yearly salary was received and also as a laborer paid at an hourly rate, for performing road related work. In the years 1988 and 1989 Hessinger received a yearly roadmaster salary plus an hourly rate for working as a laborer. Fact Finding 85 reflects that Hessinger performed road related duties for which both the roadmaster salary and laborer hourly rate was received for performing ttie same duties. The turning in of the time cards and acceptance of the double payment by Hessinger was a use of office to obtain a financial gain. The said financial gain was compensation other than provided by law because the auditors did not authorize the supervisors to receive compensation twice as working township employees. What the auditors authorized was a yearly salary for roadmaster work and an hourly rate for laborer work which by definition is separate from roadmaster related work. Obviously, if a working supervisor would Hessincer, 89 -002 -C Page 68 perform laborer work which was road related, he could not receive an hourly rate of pay since he would be receiving his yearly salary as roadmaster for such work. In this case, Fact Finding 85 reflects the instances where Hessinger received and accepted payment at an hourly rate for roadmaster work which was not authorized by the auditors; such compensation was other than provided by law. Hessinger violated Section 3(a) of Act 170 of 1978 in receiving double payment as a salaried roadmaster and as an hourly paid laborer for performing road related work. Cohen, Order 610 -R. The amount of financial gain received by Messinger in the years 1988 and 1989 amounted to $307.30. The third matter involves the payments received by Hessinger as to administrative supervisor duties. There is a fundamental distinction which exists between a township supervisor in the capacity as an elected public official and as a paid township employee. The compensation which the supervisor as elected official receives is limited by Section 515 of the Township Code, supra. As noted above, any legislative or administrative duties are encompassed within the duties of elected supervisor for which the supervisor may not receive any additional compensation from that authorized in Section 515. As a working township employee, the supervisor may be compensated at the hourly rate or salary set by the auditors for performing duties which are employee related. The above distinction between the dual roles of the supervisor is delineated in the Township Code and in decisional law as noted above. In fact, even PSATS acknowledges that a supervisor may not claim a pecuniary gain as a township employee for administrative duties of an elected township supervisor. The Pennsylvania Township News has provided the following commentary: "However, it is not appropriate for a supervisor employed as a roadmaster to use "employee" time to receive or respond to official supervisory duties on non -road- related activities. supra. Supervisors may not be compensated as employees for duties related to their elected role and may only be compensated for their elected duties as outlined in Section 515 of the Township Code." • Encompassed within such administrative duties for which a supervisor may not be compensated are attending various board and commission meetings and spending time on local agency business. Pennsylvania Township News, May, 1993 at 82 and April, 1994 at 78. It is not a question of the obligations of the supervisors or the delegation of duties by the supervisors to themselves as Hessinaer, 89 -002 -C Page 69 township employees but rather a question of what is allowable as compensation to supervisors as working township employees. We expressly reject the view that the duties of a supervisor are identical to that of a roadmaster. Further, a supervisor as a township employee may only be compensated for working as a superintendent, secretary /treasurer, laborer or roadmaster and nothing else. Although the law is well established that supervisors may not receive compensation as a township employee for performing such administrative functions, that is precisely what Hessinger did in this case. Matters such as consulting with the solicitor or engineer, meetings with constituents, attending meetings of other municipal bodies, and similar matters are administrative functions. All of the administrative functions, encompassed within the duty-of an elected public official for which Hessinger received compensation as a township employee, are enumerated in Fact Finding 84. Therefore, Hessinger violated Section 3(a) of Act 9 of 1989 for the years 1990 through 1993 when he received compensation as a township employee for performing administrative duties which payments were not authorized in law in that such duties were encompassed within the functions of elected township supervisor. Henderson, Order 818. On this issue, the private pecuniary benefit realized by Hessinger in violation of Act 9 of 1989 was $9,375.16. See Fact Finding 84. Parenthetically, as to the time records which are in some instances difficult to discern, we have attempted to resolve any questions in favor of Hessinger. For example, as to the time allotments for administrative activities performed, a proffered lengthier time was rejected while a proffered shorter time was accepted. The fourth issue concerns attendance at the annual PSATS conventions for which Hessinger received payment. As quoted above, Section 612 of the Township Code does empower the board of supervisors to authorize township employees to be compensated at their regular employee rate during attendance at the PSATS convention. However, what occurred in this case was that Hessinger in the years 1988 and 1989 was doubly-compensated for attending the • convention in that he received his annual salary as a roadmaster plus the hourly rate for a township laborer. Fact Finding 83. Such double compensation was not authorized in Section 612 of the Township Code and hence was compensation other than authorized by law; consequently, the receipt of such compensation was violative of Section 3(a) of Act 170 of 1978. Mathis, Order 911. On this issue, the financial gain received by Hessinger in violation of Section 3(a) of Act 170 of 1978 amounted to $376.00. See Fact Finding 83. Hessincer, 89 -002 -C Page 70 However, as to Hessinger, there was no violation of Section 3(a) of Act 9 of 1989 for attending the PSATS convention in 1990 in that Hessinger was singularly paid at the hourly rate authorized for a working township employee. Although it is true that Hessinger would not have been working for the township at the time of the PSATS convention, given his private employment, Section 612 sets no such condition. Accordingly, Messinger received a pecuniary benefit which was authorized for his attendance at the 1990 convention and no violation of the Ethics Law occurred for that year's attendance. The fifth issue before us involves the matter of overtime received by Hessinger. The issue is not whether the auditors did or did not authorize overtime in certain years but rather what was the hourly wage rate and the overtime rate when and if set by the auditors. From the minutes of the meetings of the board of auditors, it is clear that in the years 1991 and 1993 the auditors took action to authorize overtime which, according to the auditors, meant that the supervisors, as township employees, could receive compensation at an hourly rate beyond a normal work day or normal work week under certain conditions. Parenthetically, we raise question about limitations imposed by auditors as to the number of hours worked; we have no such concerns about auditors setting limitations on the hourly rate of pay. The auditors did not set a different rate for overtime, such as time and a half or double tune, for 1991 and 1993; hence the overtime rate for these two years was at the flat rate. The auditors did authorize a rate of overtime in the 1992 calendar year at time and one half. This is not an issue of what the Board of Supervisors established in the Personnel Code for other township employees but of what the auditors authorized as a rate of pay for the supervisors as working township employees.. However, except for the 1992 year, what Hessinger did was to compensate himself at a rate of one and one half the rate authorized by the auditors. Since such a rate was not authorized by the auditors, as evidenced in the minutes, the receipt and acceptance by Hessinger of "overtime" at an unauthorized higher hourly rate of pay was contrary to law and in violation of the Ethics Law. In particular Hessinger violated Section 3(a) of Act 170 of 1978 for receiving "overtime" at a rate of one and one half the rate set by the auditors for the years 1988 and 1989 and violated Section 3(a) of Act 9 of 1989 for similarly receiving "overtime" at that higher unauthorized rate for 1990, 1991 and 1993. Smeal, Order 812. No violation occurred as to the 1992 year since the auditors did authorize overtime at a rate of time and a half. On this issue, the financial gain received by Hessinger in violation of Section 3(a) of Act 170 of 1978 amounted to $96.15; the private pecuniary benefit received by Hessinger in violation of Act 9 of 1989 amounted to $137.38. Fact Finding 82. The minutes of the board of auditors rather than the Hessinaer, 89 -002 -C Page 71 recollection or commentary of the auditors is the best evidence of the hourly pay rate which was approved by the passage of motions by the auditors. As noted above, compensation and in particular overtime is not a question of authorizing hours of work but is a question of an authorized rate as approved by the board of auditors. Any other result leads to the conclusion that elected supervisors may set their own compensation as working township employees which is contrary to the Second Class Township Code, the Ethics Law and the long standing common law that an elected public official may not set his own compensation. Having dealt with the above five issues, we will now consider the issue of restitution. For cases or issues that are controlled by Act 170 of 1978, there is currently a question as to whether the Commission has the power to impose restitution. Commonwealth Court in Rebottini et al v. SEC, supra, held that this Commission has no statutory power to impose restitution under Act 170 of 1978. A petition for allocatur from that decision is currently pending in the Pennsylvania Supreme Court. Of course, under Act 9 of 1989, the statutory authorization for restitution is clear and explicit. 65 P.S. 407(13). Given the current uncertainty as to the status of restitution power under Act 170 of 1978 and considering the totality of the facts and circumstances of this case, we will exercise our discretion and not impose restitution as to these violations which occurred under Act 170 of 1978 but will impose restitution for those violations that are governed by Act 9 of 1989. In this regard, we note that the decision of the Court of Common Pleas of Erie County which was issued in December 29, 1989 specifically put the supervisors on notice so as not to "confuse the duties of a supervisor with those of a roadmaster" "when billing their hours to the township ", as well as issues of submitting "a number of unrecorded hours for which they now seek to be paid the hourly wage ... ". Id. at 4. The foregoing decision was appealed to Commonwealth Court which affirmed the decision of the lower court. Although intent is not a prerequisite to establishing a violation of the Ethics Law to impose restitution, there is no escaping the fact that Hessinger knew as of December 29, 1989 that he could not bill as a township employee for duties encompassed within the positions of elected township supervisor and that he could not bill for time to which he was not entitled; however, this is precisely what Hessinger did. Such action was contrary to the Township Code, the Common Pleas decision as affirmed by Commonwealth Court and for our purpose, the Ethics Law. We therefore conclude that restitution of the private pecuniary benefit received by Hessinger from January 1990 forward is appropriate and warranted under the facts of the case. Hessinger is ordered to make timely restitution through this Hessinger, 89 -002 -C Page 72 Commission payable to the order of Summit Township in the amount of $11,246.01. Failure to make restitution will result the institution of an order enforcement action. IV. OC NCLUSIONS OF LAW: 1. Messinger, as a Summit Township Supervisor, is a public official subject to the provisions of Act 170 of 1978 as added and amended by Act 9 of 1989. 2. Hessinger violated Section 3(a) of Act 170 of 1978 when he received overtime at the rate of 150% of the hourly rate set by the township auditors in the calendar year 1988 and 1989. 3. Hessinger violated Section 3(a) of Act 9 of 1989 when he received overtime at the rate of 150% of the hourly rate set by the township auditors in the calendar year 1990, 1991 and 1993. a. The private pecuniary benefit received by Hessinger as to overtime at a rate, which was 50% higher then the rate set by the auditors, was $108.80 in 1990, $15.60 in 1991, and $12.98 in 1993 with a total for the three years of $137.38. 4. Hessinger did not violate Section 3(a) of Act 9 of 1989 as to overtime at a rate of time and one half in 1992 which was approved by the township auditors. 5. Hessinger violated Section 3(a) of Act 170 of 1978 when he received double payment as a salaried roadmaster and as a paid laborer at an hourly-rate for attending the PSATS's Convention in 1988 and 1989. 6. Hessinger did not violate Section 3(a) of Act 9 of 1989 for receiving compensation authorized by the township board of supervisors limited to four days at the hourly rate as set by the auditors for supervisor employees for attending the 1990 PSATS Convention. 7. Hessinger violated Section 3(a) of Act 9 of 1989 for receiving payment, at the hourly rate set by the township board of auditors for a working township employee, as to duties whigh were encompassed within the functions of elected township supervisors for the calendar years 1990 through 1993. a. The private pecuniary benefit received by Hessinger in 1990 was $822.80. b. The private pecuniary benefit received by Hessinger in 1991 was $1,952.70. Hessinger, 89 -002 -C Page 73 c. The private pecuniary benefit received by Hessinger in 1992 was $3,698.24. d. The private pecuniary benefit received by Hessinger in 1993 was $2,901.42. e. The total private pecuniary benefit received by Hessinger for the years 1990 through 1993 for being paid at an hourly rate for performing administrative duties of elected supervisor amounted to $9,375.16. 8. Hessinger violated Section 3(a) of Act 170 of 1978 in 1988 and 1989 when he received double payment as a salaried roadmaster and as a laborer at an hourly rate for performing road related duties. 9. Hessinger violated Section 3(a) of Act 170 of 1978 when he acted to cause the filing of a lawsuit, with the legal fees and expenses paid by the township, against the township auditors to challenge the hourly rate set by the auditors for the supervisors as working township employees. 10. Hessinger violated Section 3(a) of Act 9 of 1989 when he acted to cause the filing of an appeal, with the legal fees and expenses paid by the township, to Commonwealth Court from the decision of the Court of Common Pleas of Erie County on the lawsuit filed by the supervisor to challenge the hourly rate set by the auditors for the supervisors as working township employees. a. The private pecuniary benefit received by the supervisors as to the Commonwealth Court appeal paid by the township amounted to $5,200.41. b. The private pecuniary benefit received by Hessinger as one of the three supervisors amounted to $1,733.47. In Re: Richard Hessinger = '' = ' Pike bocket: 89- 002-C . Date Decided: 06/23/94 . Date Mailed: 06/30/94 ORDER NO. qgi 1. Hessinger, as a Summit Township Supervisor, violated Section 3(a) of Act 170 of 1978 when he. received overtime at the rate of 150% of the hourly rate set by the township auditors in the calendar year 1988 and 1989. 2. Hessinger violated Section 3(a) of Act 9 of 1989 when he received overtime at the rate of 150% of the hourly rate set by the township auditors in the calendar year 1990, 1991 and 1993. a. The private pecuniary benefit received by Hessinger as to overtime at a rate, which was 50% higher then the rate set by the auditors, was $108.80 in 1990, $15.60 in 1991, and $12.98 in 1993 with a total for the three years of $137.38. 3. Hessinger did not violate Section 3(a) of Act 9 of 1989 as to overtime at a rate of time and one half in 1992 which was approved by the township auditors. 4. Hessinger violated Section 3(a) of Act 170 of 1978 when he received double payment as a salaried roadmaster and as a paid laborer at an hourly rate for attending the PSATS's Convention in 1988 and 1989. 5. Hessinger did not violate Section 3(a) of Act 9 of 1989 for receiving compensation authorized by the township board of supervisors limited to four days at the hourly rate as set by the auditors for supervisor employees for attending the 1990 PSATS Convention. 6. Hessinger violated Section 3(a) of Act 9 of 1989 for receiving payment, at the hourly rate set by the township board of auditors for a working township employee, as to duties which were encompassed within the functions of elected township supervisors for the calendar years 1990 through 1993.. a. The private pecuniary benefit received by Hessinger in 1990 was $822 :80. b. The private pecuniary benefit received by Hessinger in 1991 was $1,952.70. c. The private pecuniary benefit received by Hessinger in 1992 was $3,698.24. d. The private pecuniary benef received by Hessinger in 1993 was $2,901.42. e. The total private pecuniary benefit received by for the years 1990 through 1993 for being paid at an hourly rate for performing administrative duties of elected supervisor amounted to $9,375.16. 7. Hessinger violated Section 3(a) of Act 170 of 1978 in 1988 and 1989 when he received double payment as a salaried roadmaster and as a laborer at an hourly rate for performing road related duties. 8. Hessinger violated Section 3(a) of Act 170 of 1978 when he acted to cause the filing of a lawsuit, with the legal fees and expenses paid by the township, against the township auditors to challenge the hourly rate set by the auditors for the supervisors as working township employees. 9. Hessinger violated Section 3(a) of Act 9 of 1989 when he acted to cause the filing of an appeal, with the legal fees and expenses paid by the township, to Commonwealth Court from the decision of the Court of Common Pleas of Erie County on the lawsuit filed by the supervisor to challenge the hourly rate set by the auditors for the supervisors as working township employees. a . The private pecuniary benefit received by the supervisors as to the Commonwealth Court appeal paid by the township amounted to $5,200.41. b. The private pecuniary benefit received by Hessinger as one of the three supervisors amounted to $1,733.47. 10. Hessinger is directed within thirty (30) days of the date of issuance of this Order to submit restitution in the amount of $11,246.01 to this Commission payable to the order of Summit Township. 11. Failure to comply with Paragraph 10 will result in the institution of an order enforcement proceedings. • BY THE COMMISSION, JAMES M. HOWLEY, IR Commissioner Austin M. Lee abstained as to the decision of this matter.