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HomeMy WebLinkAbout916 WeikelSTATE ETHICS COMMISSION 308 FINANCE BUILDING HARRISBURG, PENNSYLVANIA 17120 In re: Eugene Weikel File Docket: 93- 011 -C2 Date Decided: 02/17/94 Date Mailed: 02/24/94 Before: James M. Howley, Chair Dennis C. Harrington Roy W. Wilt Austin M. Lee Joseph W. Marshall, III The State Ethics Commission received complaints regarding possible violations of the State Ethics Law, Act No. 170 of 1978 and Act No. 9 of 1989. Written notice, of the specific allegation(s) was served at the commencement of the investigation. A Findings Report was issued and served, upon completion of the investigation, which constituted the Complaint by the Investigation Division. An Answer was filed and a hearing was waived. The record is complete. This adjudication of the Commission is hereby issued which sets forth the individual Allegations, Findings of Fact, Discussion, Conclusions of Law and Order. This adjudication is final and will be made available as a public document fifteen days after issuance. However, reconsideration may be requested which will defer public release of this adjudication pending action on the request by the Commission. A request for reconsideration, however, does not affect the finality of this adjudication. A reconsideration request must be received at this Commission within fifteen days of issuance and must include a detailed explanation of the reasons as to why reconsideration should be granted in conformity with 51 Pa. Code S2.38 and /or 51 Pa. Code §21.29(b). The files in this case will remain confidential in accordance with Section 8(a) of Act 170 of 1978 and Act 9 of 1989, 65 P.S. §408(h), during the fifteen - day period and no one unless the right to challenge this Order is waived, may violate confidentiality by releasing, discussing or circulating this Order. However, confidentiality does not preclude discussing this case with an attorney at law. Any person who violates confidentiality of the Ethics Act is guilty of a misdemeanor subject to a fine of not more than $1,000 or imprisonment for not more than one year, 65 P.S. S409(e). Weikel, Eugene, 93- 011 -C2 Page 2 I. AT.LEGATION: That Eugene Weikel, a Supervisor for West Cameron Township, Northumberland County, violated the following provisions of the State Ethics Act (Act 9 of 1989) when he received compensation for administrative duties not related to the duties of roadmaster, laborer or secretary /treasurer. Section 3. Restricted Activities (a) ; No public official or public employee shall engage in conduct that constitutes a conflict of interest. 65, P . S . S403(a). and that Eugene Weikel, a Supervisor for West Cameron Township, Northumberland County, violated the following provisions of the State Ethics Act (Act :170 of 1978) when he received compensation for administrative duties not related to the duties of roadmaster, laborer or secretary /treasurer. Section 3. Restricted Activities. II. . FINDINGS: (a) No public official or public employee shall use his public office or any .confidential information received through his holding public office to obtain financial gain other than compensation provided by law for himself, a member of his immediate family, or a business with which he is •associated. 65 P.S. 5403(a). 1. Eugene Weikel served as a West Cameron Township Supervisor in Northumberland County, Pennsylvania, from 1976 to December, 1993. a. Weikel was Chairman of the Board of Supervisors intermittently from 1976 to 1989, and from 1990 to December, 1993. b. Be also intermittently served as Vice - Chairman of the Board of Supervisors and Township Roadmaster during the period 1976 to 1989. 2. West Cameron Township Supe vino the are township routinely appointed ppointed labo and roadmaster reorganization meetings. a. Eugene Weikel served as a laborer from 1988 through 1992. Weikel, Eugene, 93- 011 -C2 Page 3 3. Minutes of the West Cameron Township Auditor's meetings reflect that the following actions were taken in regards to setting a salary for supervisors working on township roads. January 4, 1988 - A motion by Phyllis Weikel to keep the hourly rate at $6.00 per hour for supervisors. Seconded by Karen Collier. A motion was -made by Phyllis Weikel to approve paying the maximum allowed by-the Second Class Township Code for mileage. Seconded by Terry Lutz. January 3, 1989 - A motion by Phyllis Weikel to keep the hourly rate at $6.00 per hour for supervisors. Karen Collier seconded. Motion by Phyllis Weikel to approve paying the maximum allowed by the Second Class Township Code for mileage. Seconded by Terry Lutz. January 3, 1990 - Motion by Phyllis Weikel to keep the hourly rate at $6.00 per hour for supervisors. Seconded by Karen Collier. Roll call vote was Weikel yes, Collier yes and Lutz yes. Motion by Phyllis Weikel to approve paying the maximum allowed by the Second Class Township Code for mileage. Seconded by Karen Collier. January 7, 1991 - Motion by Phyllis Weikel to keep the hourly rate of supervisors at $6.00 per hour. Seconded by Karen Collier. Roll call vote was Weikel yes, Collier yes and Lutz yes. Motion by Phyllis Weikel to approve paying the maximum allowed by the Second Class Township Code for mileage. Seconded by Karen Collier. January 7, 1992 - Motion by Tim Lutz to approve raising the hourly rate of supervisors from $6.00 to $6.25 per. hour. Seconded by Karen Collier. Roll call vote was Terry Lutz yes, Tim Lutz yes and Collier yes. Motion by Collier to approve paying the maximum allowed by the Second Class Township Code for mileage. Seconded by Terry Lutz. 4. West Cameron Township has participated in a Federal program of distributing surplus food items since at least 1987. a. The items have been distributed from the township municipal building. b. Township supervisors have participated in distributing the commodities: c. In addition to distributing items, supervisor participation included transporting commodities from Sunbury to the municipal building, a round trip of (33) miles. Weikel, Eugene, 93- 011 -C2 Page 4 5. Eugene Weikel has participated in the transporting and distribution of surplus food items from 1988 through September, 1992. a. Weikel has been paid an hourly rate by the township for these services. 6. A former township supervisor, Johnathan Brightbill, transported and distributed the surplus food, prior to Weikel's service in 1988. a. Brightbill was paid an hourly rate by the township for this service. 7. Eugene Weikel transported the surplus food commodities from Sunbury, Pennsylvania, to a distribution point in the township with his personal truck. a. A round trip of 3 3' miles was required. b. This trip was made on a two to three times yearly basis during 1988 through September, 1992. 8. , Township man -hour reports, prepared And signed by Weikel, and `checks reflect that the following hours claimed by Mr. Weikel and checks issued as payment for his services related to the food surplus program. check Number Not indicated 1264 1361 1463 1514 1696 Not indicated 1758 Not indicated 1825 Not indicated ;940 Not indicated 2023 2155 2158 2315 2320 2383 Dates of 05/11/88 05/.8/88, 10/19/88 02/20/89, 05/24/89, 02/20/90, 03/01/90, 05/24/90 06/05/90 09/26/90 02/68/91 .02/20/91 03/04/91, 03/13/91, 06/19/91, 11/13/91 11/20/91,' 06%10/92 06/.17/92, 06/25/92 09/16/92, 09/30/92 Service Hours Amount 8 $ 48.00 05/20/88 10 60.00 8 48.00 02/22/89 - 6 36.00 05/26/89 13 78.00 02/26/90 13.5 81.00 03/02/90 4 24.00 2.5 15.00 4.5 27.00 09/27/90. 11 66.00 1.5 9.00 2 12.00 03/06/91, 03/15/91 06/20/91 11/21/91 06/24/92, 09/23/92, 21.5 129.00 13 78.00 6. 36.00 9 54.00 4 25.00 '18 112.50 12 75.00 Weikel, Eugene, 93- 011 -C2 Page 5 TOTAL $ 1,013.00 9. Eugene Weikel routinely made motions and voted to pay the township's monthly bills at township meetings. a. When Weikel sewed as Board Chairman, he requested motions to pay bills. b. When Weikel did not serve as Board Chairman, he motions to pay the township monthly bills. c. Payments to him for his services to the food program were included in these bills. did make surplus (1) Payments to Weikel in the Food Surplus Program were included among other Township bills. 10. During the West Cameron Township supervisor's meeting for October 6, 1992, Township Secretary Cathy Pechne informed the supervisors that they are not to be compensated for giving out commodities. Pechne added that this activity-is considered to be volunteer work. a. Also, in these minutes, Supervisor Weikel made a motion to approve $.28 per mile for use of personal vehicles when performing township work. Supervisor Earl Pechne seconded and the motion passed. 11. Minutes of the West Cameron Township supervisors meeting of November 2, 1992, reflect that township resident Ethel Zamboni questioned Weikel as to whether or not he would repay the township for the 'money he received for distributing the surplus food. a. Weikel replied no and said he will sign -up and distribute commodities but he will not transport the commodities. Weikel further stated that sign -up and pick =up would only be three hours for each day. (1) Weikel asserts that he stated that he would continue to act as a,volunteer in the Food Surplus Program and that he would repay the Township if it were determined that the payments to him for his services were improper. 12. The township sought an opinion from Pennsylvania State Association of Township Supervisors (PSATS) requesting whether a township supervisor could be compensated for distributing surplus agricultural commodities. 13. By letter dated October 26, 1992, the PSATS issued a reply Weikel, Eugene, 93- 011 -C2 Page 6 which, . in part, concluded: a. Although the activities of townships have expanded for beyond road - related. work, Sections 511 -516 of the Township Code limit th? capacities or positions for which supervisors may be employed and compensated by the township. b. Based on the above, a supervisor could not be compensated for volunteer work, such as distributing surplus agricultural commodities. However, the board of supervisors could approve the individual to be reimbursed for actual expenses incurred as a result of the volunteer work if performed as a township supervisor. 14. Weikel ceased being paid for distributing surplus food items after receipt of this advice. a. Weikel states that Weikel . transporting commodities. that he consulted with counsel who advised could not receive compensation for and distributing surplus agricultural b. Weikel has issued a check to West Cameron Township in the sum $1,013.00 in.- reimbursement for the funds issued to him. c. Weikel asserts that he accepted the payments mistakenly, unwittingly and without proper knowledge that his actions were violative of either the Township code or Ethics Law. III. DISCUSSION: Initially, it is noted that the allegations in this case relate to both Act 9 of 1989 and Act 170 of 1978. In this regard, Section 9 of Act 9 of 1989, .P.L. 26, provides; 'in part, as follows: This amendato "ry act shall not apply to violations committed prior to the effective date of this act; and causes of action initiated for such violations shall be governed by the prior law, which is continued in effect for that purpose as if this act were not in force. For the purposes of th;.s section, a violation was committed prior to the effective date of this act if any, elements of the violations_occurred prior thereto. Under botl} Act 170 of 1978 and Act 9 of 1989, as a Supervisor in West Cameron Township, F,ugene_Weikel, hereinafter Weikel is a public,officiah as that term is defined under both acts. See also Weikel, Eugene, 93- 011 -C2 Page 7 51 Pa. Code. As such, his conduct is subject to the provisions of both laws and the restrictions therein are applicable to him. Under Section 3(a) of Act 9 of 1989 quoted above, a public official shall not engage in conduct that constitutes a conflict of interest. The term "conflict of interest" is defined under Act 9 of 1989 as follows: 65 P.S. 5402. Section 2. Definitions. "Conflict or conflict of_interest." Use by a public official or public employee of the authority of his office or employment or any confidential information received through his holding public office or employment for the private pecuniary benefit of himself, a member of his immediate family or a business with which he or a member of his immediate family is associated. "Conflict" or "conflict of interest" does not include an action having a de minimis economic impact or which affects to the same degree a class consisting of the general public or_a subclass consisting of an industry, occupation or other group which includes the public official or public employee, a member or his immediate family or a business with which he or a member of his immediate family is associated. Under Section 3(a), of Act 170 of 1978 quoted above, this Commission has determined that use of office by a public official to obtain a financial gain for himself or a member of his immediate family or a business with which he is associated which is not provided for in law-transgresses the above provision of law. Thus, use of office by a public official to obtain financial gain which is not authorized as part of his compensation is prohibited by Section 3(a): Roak/McCutcheon v. State Ethics Commission, 77 Pa. Commw. Ct. 529, 466 A.2d 283 (1983); Yacobet v. State Ethics Commission, 109 Pa. Commw Ct. 432 531 A.2d 536 (1987). Similarly, Section 3(a) of the Ethics Act would prohibit a public official /employee from using public office to advance his own financial interests; Koslow v. State Ethics Commission, 116 Pa. Commw. Ct. 19, 540 A.2d 1374 (1988). The issue before us is whether Weikel violated Section 3(a) of Act 9 of 1989 or Act 170 of 1978 by receiving compensation as an employee- supervisor for performing services as to a food surplus Weikel, Eugene, 93- 011 -C2 Page 8 program. Weikel served as a West Cameron Township Supervisor from 1976 to 1993, as Vice - Chairman and Roadmaster intermittently from 1976 to 1989 as Chairman intermittently from 1976 to •1989 and 1990 to December, 1993, and as laborer from 1988 through 1992. The minutes of the Auditors of West Cameron Township reflect action taken at the January-meetings for the years 1988 through 1991 to set the hourly rate for supervisors at $6.00 per hour and for the 1992 year to set the rate at $6.25 per hour plus the maximum allowable for mileage in all years. Since West Cameron Township participated in a federal food surplus distribution program, Weikel transported and distributed surplus food items from 1988 through September, 1992 using his personal truck. Weikel was paid $1,013.00 - for his work as to the food surplus program. Fact Finding 8. Weikel was paid through motions and votes to pay his bills as part of a package of monthly bills of West Cameron Township. The propriety of the acceptance by Weikel of compensation for performing services as to the food surplus program was questioned by the West Cameron Township Secretary, by a citizen at a monthly board meeting and by PSATS. - Lastly, Weikel has ceased being paid for performing services as to the food surplus program and has made restitution of $1,013.00 that he received for such services. In determining whether the actions of Weikel violated Section 3(a) of the Ethics Law, we must review the pertinent provisions of the Second Class Township ". Although we do not have jurisdiction to interpret the provisions of the Second Class Township it is necessary to review those provisions of law in order to make a determination as-to whether the financial gain was compensation other provide$ for by law under Section 3(a) of Act 170 of - 1978 or a pecuniary benefit which was private under Act 9 of 1989. The Second Class Township Code provides that township supervisors shall receive the following compensation: Compensation of Supervisors -- Supervisors may receive from the general township fund, as- compensation, an amount fixed by ordinance not in excess of the following: Weikel, Eugene, 93- 011 -C2 Page 9 53 P.S. 565515. Township Population Not more than 4,999 5,000 to 9,999 10,000 to 14,999 15,000 to 24,999 25,000 to 34,999 35,000 or more Annual Maximum Compensation Fifteen hundred dollars Two thousand dollars Twenty -six hundred dollars Thirty -three hundred dollars Thirty -five hundred dollars Four thousand dollars Such salaries shall be payable monthly or quarterly for the duties imposed by the provisions of this act. The population shall be determined by the latest available official census figures. The compensation of supervisors shall be fixed by the township auditors either per hour, per day, per week, semi- monthly or .monthly, which compensation shall not exceed compensation paid in the locality for similar services, and such other reasonable compensation for the use of a passenger car, or a two -axled four - wheeled motor truck .having a chassis weight of less than two thousand pounds when required and actually used for the transportation of road and bridge laborers and their hand tools and for the distribution of cinders and patching material from a stock pile, as the auditors shall determine and approve; but no supervisor shall receive compensation as a superintendent or roadmaster for any time he spends attending a meeting of supervisors. In reference to the meetings for which supervisors may receive compensation, the Code further provides as follows: The township supervisors shall meet for the transaction of business at least once each month, at a time and place to be fixed by the board, but they shall not be paid for more than sixteen meetings in any one year, except for any township where, on account of the exercise of governmental functions other than those relating to roads, more meetings are necessary, in which case, the number of meetings for which the supervisors may be paid may be increased to any .number, not exceeding fifty meetings in year which shall include hearings by aggrieved parties under the Pennsylvania Sewage Facilities Act and other hearings by aggrieved parties, hearings of a Weikel, Eugene, 93- 011 -C2 Page 10 judicial or. quasi - judicial nature. Two members of any board of supervisors consisting of three members shall constitute a quorum and three members of any board of supervisors consisting of five members shall constitute a quorum. Except as otherwise provided in this act, an affirmative vote of a majority of the entire board of supervisors shall be necessary in order to transact any business. Necessary expenses incurred in such meetings, including office ..rent; stationery, light and ,fuel, shall be paid out -of the general township fund. 53 P.S. S65512. The duties that a supervisor is responsible for performing are regulated by statute. The compensation to be paid for a supervisor who is not otherwise employed by the township is strictly regulated by the Second Class Township Code. A supervisor may only receive compensation for supervisor meetings regarding the transaction of township business. The type of meeting for which a township supervisor may be compensated must be one at which official township business is transacted. Additionally, the Second Class Township Code provides for compensation at the specific meetings as outlined in §65512 above. The Code does not appear to permit the compensation of a township supervisor for attending other types of = meeetings or for performing the administrative functions of his office. Any such other compensation must be earned as part of the services performed while serving in one of the statutorily authorized positions. Thus, if township supervisors were to award to themselves compensation for attendance at meetings that are not official township .. meetings of, the board of supervisors as per Section 515 of the Code, or for performing duties not authorized by law, such would violate the . p rovisionS ' o. the Sta.e Ethics Law as such payment would not constitute compensation provided by law. The above interpretation of the Second. Class-Tow4Ship Code is a view that has also been expressed by the State Association of Township Supervisors which specifically indicated that supervisors may not be compensated for meetings with engineers,-solicitors, planning commissions, authorities, or recreation boards. See, Township News, May, 1985, Page 66. In the Township News, June, 1993, page 90, it is stated that supervisors may not be compensated for time spent responding to citizen concerns, phone calls, and such administrative functions. Further, a supervisor - employee may not use "employee" time to deal with official supervisory duties on non - road - related activities. The Second Class Township Code sets forth clearly when supervisors may receive compensation other than as set forth above. Generally, a township supervisor may be employed by the township as a roadmaster, laborer, or secretary /treasurer. 53 P.S. 565410. Weikel, Eugene, 93- 011 -C2 Page 11 The compensation to be paid to supervisors working in such positions is to be fixed by the township board of auditors. 53 P.S. S §65515, 65531, 65540. Township supervisors may not receive any other compensation except as provided above. In Coltar v. Warminister Township, 8 Pa. Commw. Ct. 163, 302 A.2d 859 (1973), the Commonwealth Court of Pennsylvania held that a second class township supervisor may not appoint himself to positions other than those set forth in the township code (roadmaster, laborer, or secretary /treasurer), and receive compensation' therefore. See also, Conard v. Exeter Township, 27 D &C.3d 253 (Berks 1983). It is clear, therefore, that the duties for which a township supervisors may be compensated are strictly regulated by the Second Class Township Code, and when performing in the positions set forth in the Code, the supervisor's compensation must be specifically set forth by the township board of auditors. In applying the above provisions of law to the instant matter, we find that Weikel violated Section 3(a) of the Ethics Law. Weikel used the authority of public office to obtain $1,013.00 in payments which constitute a private pecuniary benefit and a financial gain other than compensation provided by law. The foregoing compensation received by Weikel was not authorized under the Second Class Township Code. Weikel has made timely restitution payable to the order of West Cameron Township in the amount of $1,013.00. Since there was no intent to violate the Ethics Law, this matter will be closed with no further action by this Commission. IV. CONCLUSIONS OF LAW: 1. Eugene Weikel, as a West Cameron Township Supervisor, is a public official subject to the provisions of Act 170 of 1978 as added and amended by Act 9 of 1989. 2. Weikel violated Section 3(a) of Act 9 of 1989 when he used the authority of office to obtain a private pecuniary benefit and a financial gain other than compensation provided by -law in the amount of $1,013.00 for performing services as to a food service program. In re: Eugene Weikel ORDER NO. 916 1. Eugene Weikel, as a West Cameron Township Supervisor, violated Section 3(a) of Act 9 of 1989 when he used the authority of office to obtain a private pecuniary benefit and a financial gain other than compensation provided by law in the amount of $1,013.00 for performing services as to a food service program. 2. With Weikel having already made restitution in the amount of $1,013.00 to West Cameron Township, no further action will be taken. File Docket: 93- 011 -C2 Date Decided: 02/17194 Date Mailed: 02/24/94 BY THE COMMISSION, JAMES M. HOWLEY, CHAIR