HomeMy WebLinkAbout99-536 SergiDiane M. Sergi
364 N. Washington St.
Wilkes- Barre, PA 18705
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
(717) 783 -1610
1- 800 - 932 -0936
ADVICE OF COUNSEL
April 9, 1999
Issue: Whether the Public Official and Employee Ethics Act ( "Ethics Act "), 65
Pa.C.S. §1101 aeg., presents any prohibition or restrictions upon a County
Caseworker II as to working at an election polling place.
Facts: You are a Children and Youth Caseworker /County Caseworker II for
Luzerne County's Children and Youth Services school -based program. You have
submitted a recent job description for your position, which document is incorporated
herein by reference, as well as a copy of the Political Activity Guidelines for Civil
Service Employes.
You ask for an advisory from the State Ethics Commission as to whether you
may work an at election polling place during the May primary elections. You state that
the work would not be in support of any one person or political party.
Discussion: It is initially noted that pursuant to Sections 1107(10) and
1107(11) of the Ethics Act, 65 Pa.C.S. §§1107(10), (11), advisories are issued to the
requestor based upon the facts which the requestor has submitted. In issuing the
advisory based upon the facts which the requestor has submitted, the Commission
does not engage in an independent investigation of the facts, nor does it speculate as
to facts which have not been submitted. It is the burden of the requestor to truthfully
disclose all of the material facts relevant to the inquiry. 65 Pa.C.S. §§1107(10), (11).
An advisory only affords a defense to the extent the requestor has truthfully disclosed
all of the material facts.
As a County Caseworker II for Luzerne County Children and Youth Services, you
are a public employee as that term is defined in the Ethics Act, and hence you are
subject to the provisions of that Act.
Re: Conflict; Public Official /Employee; County Caseworker II; County Children and
Youth Services; Election Poll Volunteer.
99 -536
Dear Ms. Sergi:
This responds to your letter of March 14, 1999 by which you requested advice
from the State Ethics Commission.
FAX: (717) 787 -0806 • Web Site: www.ethics.state.pa.us • e -mail: ethics @state.pa.us
Sergi, 99 -536
April 9, 1999
Page 2
Section 1103(a) of the Ethics Act provides:
Section 1103. Restricted activities.
(a) Conflict of interest. - -No public official or public
employee shall engage in conduct that constitutes a conflict
of interest.
65 Pa.C.S. §1103(a).
The following terms are defined in the Ethics Act as follows:
Section 1102. Definitions.
65 Pa.C.S. §1102.
"Conflict" or "conflict of interest." Use by a public
official or public employee of the authority of his office or
employment or any confidential information received
through his holding public office or employment for the
private pecuniary benefit of himself, a member of his
immediate family or a business with which he or a member
of his immediate family is associated. The term does not
include an action having a de minimis economic impact or
which affects to the same degree a class consisting of the
general public or a subclass consisting of an industry,
occupation or other group which includes the public official
or public employee, a member of his immediate family or a
business with which he or a member of his immediate
family is associated.
Pursuant to Section 1103(a) of the Ethics Act, a public official /public employee
is prohibited from using the authority of public office /employment or confidential .
information received by holding such a public position for the private pecuniary benefit
of the public official /public employee himself, any member of his immediate family, or
a business with which he or a member of his immediate family is associated.
Section 1103(a) of the Ethics Act does not prohibit public officials /public
employees from having outside business, employment or other activities; however, the
public official /public employee may not use the authority of his public position — or
confidential information obtained by being in that position — for the advancement of
his own private pecuniary benefit or that of a business with which he is associated.
Pancoe, Opinion 89 -011. Examples of conduct that would be prohibited under Section
1103(a) would include: (1) the pursuit of a private business opportunity in the course
of public action, Metrick, Order No. 1037; (2) the use of governmental facilities, such
as governmental telephones, postage, staff, equipment, research materials, or other
property, or the use of governmental personnel, to conduct private business activities,
Freind, Order No. 800; Pancoe, supra; and (3) the participation in an official capacity
as to matters involving the business with which the public official /public employee is
associated in his private capacity, such as the review /selection of its bids or proposals,
Gorman, Order No. 1041.
If the private employer or business with which the public official /public
employee is associated would have a matter pending before the governmental body,
Sergi, 99 -536
April 9, 1999
Page 3
the public official /public employee would have a conflict of interest as to such matter.
Miller, Opinion No. 89 -024. In each instance of a conflict of interest, the public
official /public employee would be required to abstain from participation and to satisfy
the disclosure requirements of Section 1 103(j).
Under the facts which you have submitted, Section 1 103(a) of the Ethics Act
would not preclude you from working at an election polling place on your own time
(not during your governmental working hours) subject to the restrictions and
qualifications as noted above.
The propriety of the proposed conduct has only been addressed under the Ethics
Act; the applicability of any other statute, code, ordinance, regulation or other code
of conduct other than the Ethics Act has not been considered in that they do not
involve an interpretation of the Ethics Act. Specifically not addressed herein is the
applicability of the Civil Service Act or the Federal Hatch Act.
Conclusion: As a County Caseworker II for Luzerne County Children and Youth
Services, you are a public employee subject to the provisions of the Public Official and
Employee Ethics Act ( "Ethics Act "), 65 Pa.C.S. §1101 at seq. Section 1103(a) of the
Ethics Act would not preclude you from working at an election polling place on your
own time, but not during your governmental working hours. Lastly, the propriety of
the proposed conduct has only been addressed under the Ethics Act.
Pursuant to Section 1107(11), an Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, provided the requestor has disclosed
truthfully all the material facts and committed the acts complained of in reliance on the
Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may appeal the Advice to the full Commission. A
personal appearance before the Commission will be scheduled and a
forma/ Opinion will be issued by the Commission.
Any such appeal must be in writing and must be actually received
at the Commission within thirty (30) days of the date of this Advice
pursuant to 51 Pa. Code §13.2(h I. The appeal may be received at the
Commission by hand delivery, United States mail, delivery service, or by
FAX transmission (717- 787 - 0806). Failure to file such an appeal at the
Commission within thirty (30) days may result in the dismissal of the
appeal.
i cerely,
Vincent . Dopko
Chief Counsel