HomeMy WebLinkAbout97-534 BartonLarry C. Barton, II
1781 Bellemeade Drive
Altoona, PA 16602
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
February 27, 1997
Re: Former Public Official; Section 3(g); Township Supervisor.
Dear Mr. Barton:
97 -534
This responds to your letter of January 27, 1997 in which you requested advice
from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law presents any
restrictions upon employment of a Township Supervisor following termination of
service.
Facts: You have served as an elected Supervisor in Logan Township, Blair
County from January, 1990 until December 31, 1995 when your term expired. You
did not seek re- election. As an employee of Motorola, Inc., you sell electronic
equipment which is used by both municipal governments and private sector customers.
Recently you were asked by Logan Township to sell Motorola electronic equipment to
the Township.
You note that you are cautious about entering into a contractual relationship
with the Township you previously served and request an advisory as to whether you
may enter into a contractual relationship with Logan Township to sell electronic
equipment when your term of office expired more than one year ago.
Discussion: In your former capacity as a Township Supervisor in Logan
Township, you would be considered a "public official" within the definition of that
term as set forth in the Public Official and Employee Ethics Law and the Regulations
of the Commission. 65 P.S. §402; 51 Pa. Code § 1 1.1.
Consequently, upon termination of public service, you would become a "former
public official subject to Section 3(g) of the Public Official and Employee Ethics Law.
Section 3(g) of the Ethics Act provides that:
Barton, 97 -534
February 27, 1997
Page 2
Section 3. Restricted activities.
(g) No former public official or public employee
shall represent a person, with promised or actual
compensation, on any matter before the governmental body
with which he has been associated for one year after he
leaves that body.
In this case, since you left governmental service on December 31, 1995, the
one year restriction period of Section 3(g) of the Ethics Law has now expired. hence,
you would agt now be restricted from representing persons before your former
governmental body.
Furthermore, Sections 3(b) and 3(c) of the Ethics Law provide in part that no
person shall offer to a public official /employee and no public official /employee shall
solicit or accept anything of monetary value based upon the understanding that the
vote, official action, or judgement of the public official /employee would be influenced
thereby. Reference is made to these provisions of the law not to imply that there has
been or will be any transgression thereof but merely to provide a complete response
to the question presented.
Lastly, the propriety of the proposed conduct has only been addressed under the
Ethics Law; the applicability of any other statute, code, ordinance, regulation or other
code of conduct other than the Ethics Act has not been considered in that they do not
involve an interpretation of the Ethics Law.
Conclusion: In your former capacity as Township Supervisor in Logan
Township, you would be considered a "public official" as defined in the Ethics Law.
Upon termination of service with Logan Township, you became a "former public
official" subject to Section 3(g) of the Ethics Law. The restrictions as to
representation would not apply to you since the one year restriction period of Section
3(g) of the Ethics Law has expired. The propriety of the proposed conduct has only
been addressed under the Ethics Law.
Further, should service be terminated, as outlined above, the Ethics Law also
requires that a Statement of Financial Interests be filed for the year following
termination of service.
Pursuant to Section 7(11), this Advice is a complete defense in any enforcement
proceeding initiated by the Commission, and evidence of good faith conduct in any
other civil or criminal proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in reliance on the Advice
given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may appeal the Advice to the full Commission. A personal
appearance before the Commission will be scheduled and a formal Opinion will
be issued by the Commission.
Barton, 97 -534
February 27, 1997
Page 3
Any such appeal must be in writing and must be actually received at the
Commission within thirty (30) days of the date of this Advice pursuant to 51
Pa. Code § 13.2(h). The appeal may be received at the Commission by hand
delivery, United States mail, delivery service, or by FAX transmission (717-787 -
0806). Failure to file such an appeal at the Commission within thirty (30) days
may result in the dismissal of the appeal.
c ilcerely,
Vincent J. Dopko
Chief Counsel