HomeMy WebLinkAbout96-574 SmithGregory G. Smith
Township Manager /Secretary
Township of Moon
Municipal Center
1000 Beaver Grade Road
Moon Township, PA 15108 -2984
Dear Mr. Smith:
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
July 24, 1996
96 -574
Re: Conflict, Public Official /Employee, Township Board of Supervisors, Purchase of
Personal Computers to be placed in Supervisors' homes.
This responds to letters of May 28, 1996 and June 19, 1996 by which you
requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law presents any
prohibition or restrictions upon a Township Supervisor as to the Township's proposed
purchase of personal computers to be placed in each Supervisor's home which would
be used to receive Township correspondence via electronic mail.
Facts: You have been authorized by all five members of the Moon Township Board
of Supervisors to request an advisory from the State Ethics Commission.
Moon Township is considering the purchase of personal computers for the elected
Board of Supervisors for the purpose of receiving much of the Board's correspondence
via electronic mail. The computers would be placed in each Supervisor's home for his
term of office and would be reclaimed by the Township at the expiration of the term.
It is your belief that initiating such a system would provide a substantial savings to the
Township in terms of paper use, copier use and personnel costs.
The Board has expressed concern over any ethical issues with respect to the
purchase of these computers and their use by the Board Members for non - Township
matters. Specifically you pose the following questions:
(1) Are there any ethical issues associated with the Township providing
personal computers to the elected Board of Supervisors for their use during their terms
in office in their homes as a cost saving measure for the Township?
(2) Are there any ethical issues associated with the Supervisors utilizing these
computers for non - Township business in addition to the Township related business for
which the computers are being provided during their term in office?
Smith, 96 -574
July 24, 1996
Page 2
Discussion: It is initially noted that pursuant to Sections 7(10) and 7(1 1) of the
Ethics Law, 65 P.S. §§407(10), (11), advisories are issued to the requestor based upon
the facts which the requestor has submitted. In issuing the advisory based upon the
facts which the requestor has submitted, the Commission does not engage in an
independent investigation of the facts, nor does it speculate as to facts which have not
been submitted. It is the burden of the requestor to truthfully disclose all of the material
facts relevant to the inquiry. 65 P.S. §§407(10), (11). An advisory only affords a
defense to the extent the requestor has truthfully disclosed all of the material facts.
Elected Members of the Moon Township Board of Supervisors would be
considered public officials as that term is defined under the Ethics Law, and hence they
are subject to the provisions of that law.
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public employee shall
engage in conduct that constitutes a conflict of interest.
The following terms are defined in the Ethics Law as follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use by a public
official or public employee of the authority of his office or
employment or any confidential information received through
his holding public office or employment for the private
pecuniary benefit of himself, a member of his immediate
family or a business with which he or a member of his
immediate family is associated. "Conflict" or "conflict of
interest" does not include an action having a de minimis
economic impact or which affects to the same degree a class
consisting of the general public or a subclass consisting of an
industry, occupation or other group which includes the public
official or public employee, a member of his immediate family
or a business with which he or a member of his immediate
family is associated.
"Authority of office or employment." The actual
power provided by law, the exercise of which is necessary to
the performance of duties and responsibilities unique to a
particular public office or position of public employment.
In addition, Sections 3(b) and 3(c) of the Ethics Law provide in part that no person
shall offer to a public official /employee anything of monetary value and no public
official /employee shall solicit or accept anything of monetary value based upon the
understanding that the vote, official action, or judgement of the public official /employee
would be influenced thereby. Reference is made to these provisions of the law not to
imply that there has been or will be any transgression thereof but merely to provide a
complete response to the question presented.
Section 3(j) of the Ethics Law provides as follows:
Smith, 96 -574
July 24, 1996
Page 3
Section 3. Restricted activities
(j) Where voting conflicts are not otherwise
addressed by the Constitution of Pennsylvania or by any law,
rule, regulation, order or ordinance, the following procedure
shall be employed. Any public official or public employee
who in the discharge of his official duties would be required
to vote on a matter that would result in a conflict of interest
shall abstain from voting and, prior to the vote being taken,
publicly announce and disclose the nature of his interest, as
a public record in a written memorandum filed with the
person responsible for recording the minutes of the meeting
at which the vote is taken, provided that whenever a
governing body would be unable to take any action on a
matter before it because the number of members of the body
required to abstain from voting under the provisions of this
section makes the majority or other legally required vote of
approval unattainable, then such members shall be permitted
to vote if disclosures are made as otherwise provided herein.
In the case of a three - member governing body of a political
subdivision, where one member has abstained from voting as
a result of a conflict of interest, and the remaining two
members of the governing body have cast opposing votes,
the member who has abstained shall be permitted to vote to
break the tie vote if disclosure is made as otherwise provided
herein.
If a conflict exists, Section 3(j) requires the public official /employee to abstain and
to publicly disclose the abstention and reasons for same, both orally and by filing a
written memorandum to that effect with the person recording the minutes or supervisor.
In the event that the required abstention results in the inability of the
governmental body to take action because a majority is unattainable due to the
abstention(s) from conflict under the Ethics Law, then in that event participation is
permissible provided the disclosure requirements noted above are followed. See, Mlakar,
Advice 91- 523 -S.
In applying the above provisions of the Ethics Law to the instant matter, it is
noted that pursuant to Section 3(a) of the Ethics Law, a public official /public employee
may not use the authority of office for the advancement of his own private pecuniary
benefit or that of a business with which he is associated. Pancoe, Opinion 89 -011. A
public official /public employee must exercise caution so that his private business
activities do not conflict with his public duties. Crisci, Opinion 89 -013. The Ethics Law
would preclude the use of governmental telephones, postage, staff, equipment, research
materials, personnel or other property, or government working hours, as a means, in
whole or part, to carry out private business activities. Pancoe, supra.
Thus, although Section 3(a) would not form a basis for inquiring into the propriety
of the Township's providing personal computers to Members of the Board of Supervisors
for use in their homes for Township matters, Section 3(a) would prohibit the use of
Township personal computers and /or related Township equipment or services, such as,
for example, access to on -line services, for private purposes. Any use of the Township
personal computers, related equipment, or services for private purposes would constitute
a use of the authority of public office for a private pecuniary benefit since the public
Smith, 96 -574
July 24, 1996
Page 4
official would therefore not have to pay for such facilities himself. See, Rakowsky,
Order No. 943.
The fact that the proposed Township provision of personal computers to
Supervisors in their homes for Township use might be a cost saving measure for the
Township would not in any way impact upon or exonerate a Supervisor as to a violation
of Section 3(a) related to his personal use of such equipment and services.
The propriety of the proposed conduct has only been addressed under the Ethics
Law; the applicability of any other statute, code, ordinance, regulation or other code of
conduct other than the Ethics Law has not been considered in that they do not involve
an interpretation of the Ethics Law. Specifically not addressed herein is the applicability
of the Second Class Township Code.
Conclusion: Elected Members of the Moon Township Board of Supervisors would
be considered public officials subject to the provisions of the Ethics Law. If the
Township would provide personal computers to the Members of the Board of Supervisors
to be placed in their homes for their use during their terms in office for Township
purposes, pursuant to Section 3(a) of the Ethics Law, such computers, and any other
Township provided equipment and /or services could not be used by the Township
Supervisors for non - Township purposes. Lastly, the propriety of the proposed conduct
has only been addressed under the Ethics Law.
Pursuant to Section 7(11), this Advice is a complete defense in any enforcement
proceeding initiated by the Commission, and evidence of good faith conduct in any other
civil or criminal proceeding, providing the requestor has disclosed truthfully all the
material facts and committed the acts complained of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may appeal the Advice to the full Commission. A
personal appearance before the Commission will be scheduled and a
forma/ Opinion will be issued by the Commission.
Any such appeal must be in writing and must be ac tua //y received
at the Commission within thirty (30) days of the date of this Advice
pursuant to 51 Pa. Code §13.2(h). The appeal may be received at the
Commission by hand delivery, United States mail, delivery service, or by
FAX transmission (717 -787- 0806). Failure to file such an appeal at the
Commission within thirty (30) days may result in the dismissal of the
appeal.
S ncOrely,
ent J. Dop
Chief Counsel