HomeMy WebLinkAbout96-562 YatesJoseph Yates
Commissioner
Township of Wilkins
110 Peffer Road
Wilkins Township, PA 15145-1192
Dear Mr. Yates:
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
June 5, 1996
96 -562
Re: Conflict, Public Official, Township, Commissioner, Immediate Family, Daughter -
in -Law, Department of Public Works, Contract, Maintenance Department
Committee.
This responds to your letter of May 3, 1996, in which you requested advice
from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law presents any
restrictions upon a Township Commissioner and Chairman of the Township
Department of Public Works with regard to negotiating a contract with the Township
Maintenance Department Committee where the Commissioner's daughter -in -law is
employed by the Township Department of Public Works.
Facts: As a Wilkins Township Commissioner and Chairman of the Township
Department of Public Works, you request an advisory from the State Ethics
Commission. Specifically, you ask whether you would have a conflict of interest under
the Ethics Law regarding the negotiation of a contract with the Wilkins Township
Maintenance Department Committee where your daughter -in -law, Wanda Yates, is an
employee of the Department of Public Works.
Discussion: As a Commissioner for Wilkins Township, you are a public official
as that term is defined under the Ethics Law, and hence you are subject to the
provisions of that law.
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public employee shall
engage in conduct that constitutes a conflict of interest.
The following terms are defined in the Ethics Law as follows:
Yates, 96 -562
June 5, 1996
Page 2
Section 2. Definitions.
"Conflict or conflict of interest." Use by a public
official or public employee of the authority of his office or
employment or any confidential information received
through his holding public office or employment for the
private pecuniary benefit of himself, a member of his
immediate family or a business with which he or a member
of his immediate family is associated. "Conflict" or
'conflict of interest does not include an action having a de
minimis economic impact or which affects to the same
degree a class consisting of the general public or a subclass
consisting of an industry, occupation or other group which
includes the public official or public employee, a member or
his immediate family or a business with which he or a
member of his immediate family is associated.
"Authority of office or employment." The actual
power provided by law, the exercise of which is necessary
to the performance of duties and responsibilities unique to
a particular public office or position of public employment.
"Immediate family." A parent, spouse, child, brother
or sister.
In addition, Sections 3(b) and 3(c) of the Ethics Law provide in part that no
person shall offer to a public official /employee and no public official /employee shall
solicit or accept anything of monetary value based upon the understanding that the
vote, official action, or judgement of the public official /employee would be influenced
thereby. Reference is made to these provisions of the law not to imply that there has
or will be any transgression thereof but merely to provide a complete response to the
question presented.
Since the term "immediate family" is defined to include a parent, spouse, child,
brother or sister, and since daughter -in -law is not among the familial relationships
delineated within that definition, Section 3(a) of the Ethics Law would not prohibit you
from negotiating a contract with the Maintenance Department Committee. Baker,
Opinion 89-016.
Lastly, the propriety of the proposed conduct has only been addressed under the
Ethics Law; the applicability of any other statute, code, ordinance, regulation or other
code of conduct other than the Ethics Law has not been considered in that they do not
involve an interpretation of the Ethics Law. Specifically not addressed herein is the
applicability of the First Class Township Code.
Conclusion: As a Wilkins Township Commissioner, you are a public official
subject to the provisions of the Ethics Law. Section 3(a) of the Ethics Law would not
restrict you as to negotiating a contract with the Township Maintenance Department
Committee where your daughter -in -law is employed by the Township Department of
Public Works, since your daughter -in -law is not a member of your immediate family as
that term is defined under the Ethics Law.
Yates, 96 -562
June 5, 1996
Page 3
Pursuant to Section 7(11), this Advice is a complete defense in any enforcement
proceeding initiated by the Commission, and evidence of good faith conduct in any
other civil or criminal proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in reliance on the Advice
given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason
to challenge same, you may appeal the Advice to the full Commission.
A personal appearance before the Commission will be scheduled and a
formal Opinion will be issued by the Commission.
Any such appeal must be in writing and must be actually received
at the Commission within thirty (30) days of the date of this Advice
pursuant to 51 Pa. Code §13.2(h ). The appeal may be received at the
Commission by hand delivery, United States mail, delivery service, or
by FAX transmission (717- 787 - 0806). Failure to file such an appeal at
the Commission within thirty (30) days may result in the dismissal of
the appeal.
cerely,
Vincent . Dopko
Chief Counsel