HomeMy WebLinkAbout95-514 ConradJeffrey A. Conrad
Perry County Commissioner
Box 37
New Bloomfield, PA 17068
Dear Mr. Conrad:
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
February 3, 1995
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public
95 -514
Re: Conflict, Public Official /Employee, County Commissioner,
Private Employment or Business, Non - Profit Corporation.
This responds to your undated letter received on January 12,
1995, in which you requested advice from the State Ethics
Commission.
Issue: Whether a county commissioner is prohibited or restricted
by the Public Official and Employee Ethics Law from working with,
being employed by or associated with a business /person in a private
capacity in addition to public service.
Facts: Since 1992, you have served as a Perry County Commissioner.
You have recently decided not to seek re- election and contemplate
employment with a non - profit organization. You seek a decision as
to whether there is a conflict or prohibition as to you
simultaneously working part -time as a County Commissioner and part -
time for the Pennsylvanians For Right To Work, Inc. You have
enclosed a copy of the organization by -laws which are incorporated
herein by reference. After stating that both you and your
solicitor believe that a conflict would not exist should you begin
working for the above organization, you seek a written ruling of
this issue from the Commission.
Discussion: As Commissioner for Perry County, you are a public
official as that term is defined under the Ethics Law, and hence
you are subject to the provisions of that law.
Conrad, Jeffrey A., 95 -514
February 3, 1995
Page 2
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined in the Ethics Law as follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of the
authority of his office or employment or any
confidential information received through his
holding public office or employment for the
private pecuniary benefit of himself, a member
of his immediate family or a business with
which he or a member of his immediate family
is associated. "Conflict" or "conflict of
interest" does not include an action having a
de minimis economic impact or which affects to
the same degree a class consisting of the
general public or a subclass consisting of an
industry, occupation or other group which
includes the public official or public
employee, a member of his immediate family or
a business with which he or a member of his
immediate family is associated.
"Authority of office or employment." The
actual power provided by law, the exercise of
which is necessary to the performance of
duties and responsibilities unique to a
particular public office or position of public
employment.
"Business with which he is associated."
Any business in which the person or a member
of the person's immediate family is a
director, officer, owner, employee or has a
financial interest.
In addition, Sections 3(b) and 3(c) of the Ethics Law provide
in part that no person shall offer to a public official /employee
anything of monetary value and no public official /employee shall
solicit or accept anything of monetary value based upon the
understanding that the vote, official action, or judgement of the
public official /employee would be influenced thereby. Reference is
made to these provisions of the law not to imply that there has
been or will be any transgression thereof but merely to provide a
complete response to the question presented.
In applying the above provisions of the Ethics Law to the
Conrad, Jeffrey A., 95 -514
February 3, 1995
Page 3
instant matter, it is noted that Section 3(a) of the Ethics Law
does not prohibit public officials /employees from outside business
activities or employment; however, the public official /employee may
not use the authority of office for the advancement of his own
private pecuniary benefit or that of a business with which he is
associated. Pancoe, Opinion 89 -011. A public official /employee
must exercise caution so that his private business activities do
not conflict with his public duties. Crisci, Opinion 89 -013.
Thus, a public official /employee could not perform private business
using governmental facilities or personnel. In particular, the
governmental telephones, postage, staff, equipment, research
materials, personnel or any other property could not be used as a
means, in whole or part, to carry out private business activities.
In addition, the public official /employee could not during
government working hours, solicit or promote such business
activity. Pancoe, supra. Similarly, Section 3(a) would expressly
prohibit the use of confidential information received by holding
public office/ employment for such a prohibited private pecuniary
benefit.
As to the specific question you pose, you are advised that the
Ethics Law would not prohibit you from serving as a County
Commissioner and working part -time for the Pennsylvanians For Right
To Work, Inc. In the event that your private employer or business
has a matter pending before your governmental body or if you as
part of such official duties must participate, review or pass upon
that matter, a conflict would exist. Miller, Opinion 89 -024. In
those instances, it will be necessary that you be removed from that
process.
In such cases as noted above, Section 3(j) of the Ethics Law
would require not only that you abstain from participation but also
file a written memorandum to that effect with the person recording
the minutes.
In summary, the Ethics Law would restrict the following:
1. The use of authority of office to obtain any business in
a private capacity;
2. utilization of confidential information gained through
public position;
3. participating in discussions, reviews, or recommendations
on matters which relate to the business /private employer
which may come before the governmental body and in such
cases publicly announcing the relationship or advising
the supervisor as well as filing a written memorandum as
per the requirements of Section 3(j) of the Ethics Law.
Brooks, Opinion 89 -023.
Conrad, Jeffrey A., 95 -514
February 3, 1995
Page 4
The propriety of the proposed conduct has only been addressed
under the Ethics Law; the applicability of any other statute, code,
ordinance, regulation or other code of conduct other than the
Ethics Law has not been considered in that they do not involve an
interpretation of the Ethics Law. Specifically not addressed
herein is the applicability of the County Code.
Conclusion: As Commissioner for Perry County, you are a public
official subject to the provisions of the Ethics Law. Section 3 (a)
of the Ethics Law would not preclude you from outside
employment /business activity subject to the restrictions and
qualifications as noted above. In the event that the
employer /business has matters pending before your governmental
body, then you could not participate in that matter and must comply
with the disclosure requirements of Section 3(j) of the Ethics Law
as outlined above. Lastly, the propriety of the proposed conduct
has only been addressed under the Ethics Law.
Pursuant to Section 7(11), this Advice is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any other civil or criminal
proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in reliance
on the Advice given.
such.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have
any reason to challenge same, you may appeal the Advice to the
full Commission. A personal appearance before the Commission
will be scheduled and a formal Opinion will be issued by the
Commission.
Any such appeal must be in writing and must be actually
received at the Commission within fifteen (15) days of the date
of this Advice pursuant to 51 Pa. Code §13.2(h). The appeal may
be received at the Commission by hand delivery, United States
mail, delivery service, or by FAS transmission (717- 787 -0806) .
Failure to file such an appeal at the Commission within fifteen
(15) days may result in the dismissal of the appeal.
Vincent Do ko
Chief Counsel