HomeMy WebLinkAbout93-626 LenziDear Mr. Lenzi:
tit
STATE ETHICS COMMISSION
309 FINANCE BUILDING
PO. BOX 11470
HARRISBURG. PA 1 71 08 -1 470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
December 30, 1993
93-626
Gary Lenzi
77 Craven Drive
Charleroi, PA 15022
Re: Simultaneous Service, Township Supervisor, Part -time Township
Police Officer.
This responds to your letter of November 22, 1993, in which
you requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law imposes
any prohibition or restriction upon a second class township
supervisor from also serving as part -time township police officer.
Facts: In 1992, you were elected a Pennsylvania State Constable
in Carroll Township. Later that same year, you became a part -time
police officer for Carroll Township. You were recently elected to
the position of Carroll Township Supervisor and will take officer
in January, 1994. Carroll Township is a second class township.
You state that you would like to continue working as a police
officer on a part -time basis (3 to 4 times a month) after you take
office as a Supervisor. You question whether, under the Ethics
Law, it is permissible to serve as a Township Supervisor and part -
time Township police officer.
Based upon the above, you request an advisory from the State
Ethics Commission.
Discussion: As a Supervisor for Carroll Township, you will become
a "public official" as that term is defined in the Ethics Law and
hence you will be subject to the provisions of the Ethics Law. 65
P.S. S402.
As to whether the Ethics Act would restrict or prohibit a
Township Supervisor from also serving as part -time police officer,
it is noted that the State Ethics Commission may only address
questions regarding the duties and responsibilities of public
officials within the purview of the Public Official and Employees
Ethics Act. The Commission does not specifically have the
Gary Lenzi
December 30, 1993
Page 2
statutory jurisdiction to interpret the provisions of Second Class
Township Code. If, however, another provision of law somehow
impacts on the provisions of the Ethics Law or the Ethics Law
accords jurisdiction in relation to other provisions of law, then
this Commission may be required to interpret such provisions of
law. See Bigler, Opinion 85 -020.
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
"Conflict or conflict of interest." Use
by a public official or public employee of the
authority of his office or employment or any
confidential information received through his
holding public office or employment for the
private pecuniary benefit of himself, a member
of his immediate family or a business with
which he or a member of his immediate family
is associated. "Conflict" or "conflict of
interest" does not include an action having a
de minimis economic impact or which affects to
the same degree a class consisting of the -
general public or a subclass consisting of an
industry, occupation or other group which
includes the public official or public
employee, a member or his immediate family or
a business with which he or a member of his
immediate family is associated.
"Authority of office or employment." The
actual power provided by law, the exercise of
which is necessary to the performance of
duties and responsibilities unique to a
particular public office or position of public
employment.
In addition, Sections 3(b) and (c) of the Ethics Law provide
in part that no person shall offer to a public official /employee
anything of monetary value or no public official /employee shall
solicit or accept anything of monetary value based upon the
understanding that the vote, official action, or judgement of the
public official /employee would be influenced thereby. Reference is
made to these provisions of the law not to imply that there has or
Gary Lenzi
December 30, 1993
Page 3
will be any transgression thereof but merely to provide a complete
response to the question presented.
The Commission has determined if a particular statutory
enactment prohibits an official from receiving of a particular
benefit, then that official's receipt of such a prohibited benefit,
through the authority of public office, would also be a use of the
authority of office contrary to Section 3(a) of the Ethics Law. In
this respect, this Commission has been called upon, on various
occasions, to determine whether a specific pecuniary benefit or
financial gain is prohibited by law. In order to determine whether
a particular pecuniary benefit or gain is strictly prohibited by
law, the provisions of the Second Class Township Code must be
reviewed:
53 P.S. S65410.
b) Except as provided in section 514, no
supervisor shall at the same time hold any
other elective or appointive township office
or position other than township roadmaster or
secretary- treasurer. . . .
The Second Class Township Code does not appear to contain any
exceptions to the above provision that is applicable in the instant
situation. Therefore, if you take office as a Carroll Township
Supervisor and attempt to simultaneously serve in both positions of
Township Supervisor and part -time Township police officer, you
would be doing so contrary to the provisions of the Second Class
Township Code. Further, if you were to serve as Supervisor while
simultaneously serving as a police officer, you would be holding
the position of police officer which is expressly prohibited by
law. Although only the Pennsylvania General Assembly has the
inherent authority to declare offices incompatible, the State
Ethics Commission may review the Ethics Law to determine that a
conflict exists based upon the statutory incompatibility. Johnson,
Opinion 86 -004. As a result of the foregoing, any salary, benefits
or gain which you would receive would be a private pecuniary
benefit not authorized in law in light of the foregoing
incompatibility provision.
It is further noted that this issue of simultaneous service
was addressed in the Pennsylvania Township News. In response to a
question regarding township supervisors holding other positions
within the township, it was noted that there are a number of
offices and positions incompatible with the office of supervisor,
including police officer for the same township. Pennsylvania
Township News, June, 1987, page 22.
Lastly, it must be noted that the propriety of the proposed
Gary Lenzi
December 30, 1993
Page 4
such.
course of conduct has only been addressed under the Ethics Law.
Conclusion: As a Supervisor for the Second Class Township of
Carroll, you will become a "public official" subject to the
provisions of the Ethics Law. As a public official you may not,
consistent with the provisions of the Ethics Law, simultaneously
serve in the positions of Township Supervisor and part -time police
officer.
Lastly, the propriety of the proposed course of conduct has
only been addressed under the Ethics Law.
Pursuant to Section 7(11), this Advice is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any other civil or criminal
proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in reliance
on the Advice given.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may appeal the Advice to the full
Commission. A personal appearance before the Commission will be
scheduled and a formal Opinion will be issued by the Commission.
Any such appeal must be in writing and must be actually
received at the Commission within fifteen (15) days of the date of
this Advice pursuant to 51 Pa. Code 513.2(h). The appeal may be
received at the Commission by hand delivery, United States mail,
delivery service, or by FAX transmission (717 -787- 0806).
TC erely,
4
Vincent J. •opko
Chief Counsel