HomeMy WebLinkAbout92-511Mr. Samuel F. Meisenhelder
Meisenhelder and Associates
145 East Market Street
York, PA 17401 -1221
Dear Mr. Meisenhelder:
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 1 1470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1810
ADVICE OF COUNSEL
January 21, 1992
92 -511
Re: Simultaneous Service, Borough Solicitor and County
Solicitor.
This responds to your letter of December 4, 1991, in which
you requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law
imposes any prohibition or restrictions upon a borough solicitor
from also serving or being employed as a county solicitor.
Facts: Noting that you have served as Solicitor to the Borough
of Manchester, York County, Pennsylvania for approximately 20
years, you, seek the advice of the State Ethics Commission
regarding your recent appointment as the County Solicitor by the
newly- elected Commissioners of York County, to be installed, with
them, on January 6, 1992. The York County Solicitor position
involves an annual salary, while the Borough of Manchester
Solicitor position involves payment on an hourly basis. You
state that you would like to continue to serve as Solicitor to
the Borough of Manchester, and that you do not perceive any
conflict of interest. Nevertheless, you seek an expedited
advisory opinion from this Commission as to whether there would
be a conflict of interest as a result of your holding these two
positions. You note that you would like to give as much notice
as possible to the Borough if you must withdraw from that
position.
Discussion: As the Solicitor for the Borough of Manchester, York
County, Pennsylvania you are a "public employee" as that term is
defined in the Ethics Law and hence you are subject to the
provisions of the Ethics Law. 65 P.S. S402; 51 Pa. Code S1.1.
Mr. Samuel F. Meisenhelder
January 21, 1992
Page 2
aeg also, Spataro, Opinion 89 -009 at 4; Maunus v. Com., State
Ethics Com., 544 A.2d 1324, 1326 (1988).
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
"Conflict or conflict of interest. Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
of his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of, office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /employee shall solicit or accept anything of monetary
value based upon the understanding that the vote, official
action, or judgement of the public official /employee would be
influenced thereby.
Mr. Samuel F. Meisenhelder
January 21, 1992
Page 3
In applying the above provisions of the Ethics Law to the
question of simultaneous service, there does not appear to be any
real possibility of a private pecuniary benefit or inherent
conflict arising if you were to serve as a public employee in
both capacities as the Solicitor for the Borough of Manchester
and as the Solicitor for York County. Basically, the Ethics Law
does not state that it is inherently incompatible for a borough
solicitor as a public employee to simultaneously serve or be
employed as a county solicitor. The main prohibition under the
Ethics Law and Opinions of the Ethics Commission is that one may
not serve the interests of two persons, groups, or entities whose
interests may be adverse. Smith Opinion, 89 -010. In the
situation outlined above, you would not be serving entities with
interests which are adverse to each other.
However, if a situation arises where you or the respective
entities you represent develop an adverse interest, then you must
remove yourself from that particular matter and publicly disclose
the nature of your interest, both orally and in a written
memorandum filed with the secretary who keeps the minutes. If
such a situation would arise, additional advice may be sought
from the Commission.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they
do not involve an interpretation of the Ethics Act. Specifically
not'addressed herein is the applicability of the Rules of
Professional Conduct.
Conclusion: As the Solicitor for the Borough of Manchester, you
are a "public employee" subject to the previsions of the Ethics
Law. As a public official /employee, you may, consistent with
Section 3(a) of the Ethics Law, simultaneously serve in the
positions of Solicitor for the Borough of Manchester and
Solicitor for York County. Lastly, the propriety of the proposed
course of conduct has only been addressed under the Ethics Act.
Pursuant to Section 7(11), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
This letter is a public record and will be made available as
such.
Mr. Samuel F. Meisenhelder
January 21, 1992
Page 4
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code S2.12.
truly yours,
Vincent . Dopko,
Chief Counsel