HomeMy WebLinkAbout91-566 HarperThe Honorable Ruth B. Harper
Pennsylvania State Representative
196th Legislative District
1427 W. Erie Avenue
Philadelphia, PA 19140
Re: Conflict, Public Official, General Assembly, Representative,
Legislative District Office, Rental of Own Building
Dear Ms. Harper:
STATE ETHICS COMMISSION
309 FINANCE BUILDING
P.O. BOX 11470
• HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
August 20, 1991
91 -566
This responds to your letter of July 1, 1991, in which you
requested advice from the State Ethics Commission.
Issue: Whether a member of the General Assembly, under the
Public Official and Employee Ethics Law, may charge his
legislative district account with rent for a district office in a
building which the member owns.
Facts: You serve as an elected member of the Pennsylvania House
of Representatives. You are also the owner of .a property
located at 1427 West Erie Avenue, Philadelphia, Pennsylvania
where your district office is and has been located for over
fourteen years. You seek the advice of the State Ethics
Commission as to whether, as a member of the House of
Representatives, you may charge your legislative district account
for rent for a district office in this building which you own.
You believe that having your district office in its present
location in your building has, over the years, saved the
Commonwealth money. First, you note that the $400.00 rent that
you have charged for the district office is $300.00 or $400.00
less than any other location that you could possibly find in your
district. Second, you state that the north Philadelphia district
is in a high crime rate area. The iron bars on your windows and
heavy steel doors have thwarted several burglary attempts. Thus,
you believe that remaining in your current location has saved the
Commonwealth and yourself loss of property through theft or
vandalism. Third, your district office is centrally located in
The Honorable Ruth B. Harper
August 20, 1991
Page 2
your district, near bus and trolley routes, which makes it
convenient for your constituents.
You additionally note your belief that the Ethics Commission
should have looked at each House member's rental situation on a
case -by -case method, not as a whole. Based upon all of the
above, you request an advisory opinion regarding the rental of
your district office.
Discussion: As an elected member of the Pennsylvania House of
Representatives, you are a public official as that term is
defined under the Ethics Law, and hence you are subject to the
provisions of that law.
Section 3(a) of the Ethics Law provides:
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined in the Ethics Law as
follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
The Honorable Ruth B. Harper
August 20, 1991
Page 3
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
"Business with which he is associated."
Any business in which the person or a member
of the person's immediate family is a
director, officer, owner, employee or has a
financial interest.
Turning to your specific inquiry, it is noted that the
Commission has clearly determined that Section 3(a) of the Ethics
Law restricts a member of the General Assembly from charging his
legislative district account for rent for a district office in a
building which the member owns. Cappabianca, Opinion 89- 014 -R.
As set forth in Cappabianca, supra, there is no doubt that
the rental of the district office is an authorized expense for an
elected Representative, for which expense funds are allocated.
The decision as to where the legislative office will be located
rests solely with the Legislator and is made in that capacity.
Cappabianca, 89 -014 -R at 5 -6. Thus, in deciding where the
legislative district office will be located, a Legislator uses
the authority of his official position. If the Legislator
chooses his own rental property for his legislative district
office, he is clearly using the authority of his public office to
obtain a private pecuniary benefit. Cappabianca, Opinion 89-014 -
R at 6 -7. As the Commission has duly noted:
Such benefit is a financial gain which is not provided
in law because there is no authorization in the Public
Official Compensation Law for the resultant private
pecuniary benefit. In fact, it may be argued that such
income is prohibited by law since [the Public Official
Compensation Law, Act 39 of 1983, 65 P.S. Section 366.1
et seg.] states that "no other compensation shall be
allowed whatsoever."
Id. at 7.
Regarding your belief that renting your own property for
your district office has saved the Commonwealth money, the
Ethics Law prohibitions against "conflicts of interest" do not
contain any exclusions which would permit the use of public
office to obtain a private pecuniary benefit, as long as the
The Honorable Ruth B. Harper
August 20, 1991
Page 4
governmental body may also incidentally benefit in some fashion.
Further, as noted above in Cappabianca, supra, such use of
authority of office results in a private pecuniary benefit for
yourself.
As the Commission stated in Cappabianca:
We believe that this decision will further insure that
the private financial interests of public officials will not
conflict with the public trust.
The activities in question thus are prohibited by
Section 3(a) of the Ethics Law.
We are mindful of the fact that this decision may
in some cases result in a greater capital outlay for
office space. We, however are duty bound to review
such questions under the provisions of the Ethics Law
and interpret said Law in a manner that is consistent
with the clear language thereof and the legislatively
stated purpose as noted above.
Id., Opinion 89 -014 -R at 9.
You suggest that each House member's rental situation
should be considered on a case -by -case basis. Certainly any
House member may seek the advice of this Commission and present
the facts and circumstances surrounding such issues in his or her
individual case. However, none of the facts which you have
presented would distinguish your case from the Cappabianca
holding, supra. Furthermore, the Ethics Law must be uniformly
applied, and this Commission does not have the power to carve out
exceptions to the Ethics Law which do not have any statutory
basis.
The propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Law has not been considered in that they do
not involve an interpretation of the Ethics Law. Specifically
not addressed herein is the applicability of the Legislative
Code of Conduct.
Conclusion: As a member of the General Assembly, you are a
public official subject to the provisions of the Ethics Law.
Section 3(a) of the Ethics Law would restrict you from charging
your legislative district account for rent for a district office
in a building which you own. Lastly, the propriety of the
proposed conduct has only been addressed under the Ethics Law.
The Honorable Ruth B. Harper
August 20, 1991
Page 5
Pursuant to Section 7(11), this Advice is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any other civil or criminal
proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in
reliance on the Advice given.
such.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code §2.12.
Sincerely,
ceVIA
Vincent . Dopko,
Chief Counsel