HomeMy WebLinkAbout91-514 KeavenyMr. Maurice P. Keaveny, Director
Mercer County Registration and
Election Bureau
5 Mercer County Courthouse
Mercer, PA 16137
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
February 14, 1991
91 -514
Re: Simultaneous Service, Municipal Authority Member and
Director of Voter Registration and Election.
Dear Mr. Keaveny:
This responds to your letters of January 10, 1991 and
January 28, 1991, in which you requested advice from the State
Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law
imposes any prohibition or restrictions upon a member of a
municipal authority from also serving or being employed as a
Director of Voter Registration and Election with the county
Registration and Election Bureau.
Facts: You are a member of the Sharon General Hospital Building
Authority and you also are the Director of Voter Registration and
Election with the Mercer County Registration and Election Bureau.
The Sharon General Hospital Building Authority was created in
1979 by the City Council of the City of Sharon, Pennsylvania, to
enable the hospital to sell municipal bonds to finance an
addition to the hospital. The authority's only activity at the
present time is to hold an annual meeting each November which you
believe to be a requirement until the bonds are retired. You
seek advice from the Commission as to whether there is a conflict
with your being a member of the authority while also being in the
position of Director of Voter Registration and Election.
Discussion: As a member of the Sharon General Hospital Building
Authority for the City of Sharon, Pennsylvania, and as the
Director of Voter Registration and Election for the Mercer County
Registration and Election Bureau you are a "public official"
and a "public employee" as those terms are defined in the Ethics
Mr. Maurice P. Keaveny
Page 2
Law and hence you are subject to the provisions of the Ethics
Law. 65 P.S. 5402; 51 Pa. Code S1.1.
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /employee shall solicit or accept any thing of monetary
value based upon the understanding that official /employee would
be influenced thereby.
Mr. Maurice P. Keaveny
Page 3
It must initially be noted that this advice may only address
your inquiry with regard to your future conduct in simultaneously
serving as member of the municipal authority and as the Director
of Voter Registration and Election. The propriety of past
conduct is beyond the scope of an advisory and therefore is not
addressed herein.
In applying the above provisions of the Ethics Law to the
question of simultaneous service, there does not appear to be any
real possibility of a private pecuniary benefit or inherent
conflict arising if you were to serve both as a public official/
employee as a member of the Sharon General Hospital Building
Authority and as Director of Voter Registration and Election for
the Mercer County Registration and Election Bureau. Basically,
the Ethics Law does not state that it is inherently incompatible
for a public official /employee to serve or be employed as a
member of a municipal authority while also holding the position
of Director of Voter Registration and Election for a county
Registration and Election Bureau. The main prohibition under the
Ethics Law and Opinions of the Ethics Commission is that one may
not serve the interests of two persons, groups, or entities whose
interests may be adverse. Smith Opinion, 89 -010. In the
situation outlined above, you would not be serving entities with
interests which are adverse to each other.
However, if a situation arises where you or the respective
entities you represent develop an adverse interest, then you must
remove yourself from that particular matter and disclose the
nature of your interest in a written memorandum to the
appropriate person (supervisor or secretary who keeps the
minutes). If such a situation would arise, additional advice may
be sought from the Commission.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they
do not involve an interpretation of the Ethics Act. Specifically
not addressed herein is the applicability of the Municipality
Authorities Act.
Conclusion: As a member of the Sharon General Hospital Building
Authority for the City of Sharon, Pennsylvania, and as Director
of Voter Registration and Election for the Mercer County
Registration and Election Bureau, you are a "public official"
and a "public employee" subject to the provisions of the Ethics
Law. With regard to your future conduct, as a public
official /employee, you may, consistent with Section 3(a) of the
Ethics Law, simultaneously serve in the positions of a member of
the Sharon General Hospital Building Authority and Director of
Mr. Maurice P. Reaveny
Page 4
such.
Voter Registration and Election for the Mercer County
Registration and Election Bureau. Lastly, the propriety of the
proposed course of conduct has only been addressed under the
Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code §2.12.
Sincerely,
l ' s ` jr \ N
Vincent T. Dopko,
Chief Counsel