HomeMy WebLinkAbout91-506 DomalakesMr. John E. Domalakes
Rubright, Domalakes,
Troy & Miller
Law Building
P.O. Box 9
Frackville, PA 17931 -0009
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 1 71 08 -1 470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
January 23, 1991
Re: Conflict, Public Official /Employee, Borough Councilman,
Hospitalization Plan, Participation at Own Expense.
Dear Mr. Domalakes:
This responds to your letter of December 17, 1990, in which
you requested advice from the State Ethics Commission.
Issue: You ask whether the Public Official and Employee Ethics
Law prohibits or restricts a borough councilman from being
included in the borough's hospital and medical insurance program
if the councilman pays for his coverage under the program.
Facts: You are the borough solicitor for the Borough of Mahanoy
City, Schuylkill County, Pennsylvania, and have been asked to
render an opinion with regard to the above issue in your capacity
as the borough solicitor. By your letter dated December 17,
1990, you confirmed that you have been authorized by the borough
councilman who desires to participate in the borough - provided .
plan, to inquire with the State Ethics Commission as to the
legality of the borough councilman's participation at his own
expense. You submit that the instant case is different from the
cases presented in the State Ethics Commission's opinions in 85-
010 and 90 -004. You note that the issue in this case is whether
an elected borough councilman, rather than tax collector, may
participate in a borough - provided hospital plan at his own
expense.
Discussion: The borough councilman for the Borough of Mahanoy
City, Schuylkill County, Pennsylvania, is a public official as
that term is defined under the Ethics Law, and hence is subject
to the provisions of that law.
Section 3(a) of the Ethics Law provides:
91 -506
Mr. John E. Domalakes
Page 2
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined in the Ethics Law as
follows:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /caployee shall solicit or accept any thing of_monetary
value based upon the understanding that the vote, official
action, or judgement of the public official /employee would be
influenced thereby. Reference is made to these provisions of the
law not to imply that there has or will be any transgression
thereof but merely to provide a complete response to the question
presented.
Mr. John E. Domalakes
Page 3
In addressing the issue of whether the borough councilman
may participate in the borough hospital and medical program at
his own expense, we cannot address the question of whether such
participation is permissible under Borough ordinances or under
the Borough Code, 53 P.S. §45101, et. sea. Since the State
Ethics Commission does not have jurisdiction to interpret the
provisions of Borough ordinances or the Borough Code, this advice
is limited expressly to the propriety of such participation under
the Ethics Law.
The Commission has reviewed similar questions under the
requirements of Section 3(a) of the Ethics Act. In Domalakes,
85 -010, the Commission held that a borough tax collector could
participate at his own expense in the borough's group insurance
programs. Although Domalakes was issued under former Act 170 of
1978, 65 P.S. §401, et. seq. (amended and reenacted on June 26,
1989 by Act 9 of 1989), which former Act would not apply to this
case, the Commission's recent Opinion in Reiter, 90 -004 reached a
similar conclusion under Act 9 of 1989. The Commission concluded
that a tax collector in a Second Class Township would not be in
violation of the Ethics Law by participating at his own expense
in the Township Hospitalization Plan. Id.
In an advice issued under former Act 170, it was determined
that borough councilmen could participate at their own expense in
group insurance policies maintained by the borough without being
deemed to have transgressed the Ethics Act, where the officials
were to contact the insurance carrier themselves and pay all
premiums for their coverage themselves. Musto, 84 -583.
Although the former Act does not apply to this case, the
reasoning set forth in Musto would apply to the circumstances
presented in this case.
Although participation in group coverage may be deemed a
private pecuniary benefit, (See Keiter, 90 -004), given the fact
that you have stated that the borough councilman will bear the
costs of this coverage, and given the ready availability of
group coverage plans, the borough councilman's participation in
the borough plans would not appear under the circumstances
presented in this case to present a conflict of interest.
Lastly, the propriety of the borough councilman's inclusion
in the borough's existing hospital and medical insurance program
at his own expense has only been addressed under the Ethics Law;
the applicability of any other statute, code, ordinance,
regulation or other code of conduct other than the Ethics Law has
not been considered in that they do not involve an interpretation
of the Ethics Law. Specifically not addressed herein is the
applicability of the Borough Code and /or Borough Ordinances.
Mr. John E. Domalakes
Page 4
Conclusion: A borough councilman for the borough of Mahanoy
City, Schuylkill County, Pennsylvania, is a public official
subject to the provisions of the Ethics Law. Section 3(a) of the
Ethics Law does not prohibit the borough councilman from
participating in the borough's hospital and medical insurance
program at his own expense. The propriety of the borough
councilman's participation under the Borough Code and /or Borough
Ordinances has not been addressed.
Pursuant to Section 7(11), this Advice is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any other civil or criminal
proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in
reliance on the Advice given.
This letter is a public record and will be made available as
such.
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code 52.12.
VJD /emg
incerely,
0
Vincent J. Dopko,
Chief Counsel