HomeMy WebLinkAbout91-505 HockleyMr. Raymond A. Hockley
Cumberland Co. Elections Board
37 East High Street
Carlisle, PA 17013
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
January 18, 1991
91 -505
Re: Simultaneous Service, County Director of Elections and
Candidate for County /Municipal Office.
Dear Mr. Hockley:
This responds to your letter of November 22, 1990, in which
you requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law
imposes any prohibition or restrictions upon a county director of
elections from also running for a county or municipal office.
Facts: You are currently the Director of Elections of Cumberland
County but are contemplating running for either a county or
township level elective office during the 1991 municipal election
period. You inquire as to whether you may seek county or local
elective office while simultaneously maintaining your position as
election director with the understanding that you would resign
your appointed position if elected. You conclude by requesting
an advisory opinion as to the above.
Discussion: As Director of Elections for Cumberland County, you
are a "public employee" as that term is defined in the Ethics Law
and hence you are subject to the provisions of the Ethics Law.
65 P.S. 5402; 51 Pa. Code 51.1.
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Mr. Raymond A. Hockley
Page 2
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or. employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /employee shall solicit or accept any thing of monetary
value based upon the understanding that official /employee would
be influenced thereby.
In applying the above provisions of the Ethics Law to the
question of simultaneous service, there does not appear to be any
real possibility of a private pecuniary benefit or inherent
conflict arising if you were to serve both as a public
official /employee and as candidate for county /municipal office.
Basically, the Ethics Law does not state that it is inherently
incompatible for a public official /employee to be a candidate for
a county /municipal office. The main prohibition under the Ethics
Law and Opinions of the Ethics Commission is that one may not
serve the interests of two persons, groups, or entities whose
interests may be adverse. Smith Opinion, 89 -010. In the
situation outlined above, you would not be serving entities with
interests which are adverse to each other.
Mr. Raymond A. Hockley
Page 3
However, if a situation arises where you or the respective
entities you represent develop an adverse interest, then you must
remove yourself from that particular matter and disclose the
nature of your interest in a written memorandum to the
appropriate person (supervisor or secretary who keeps the
minutes). If such a situation would arise, additional advice may
be sought from the Commission. If you were to run for a
county /municipal office, you would have to remove yourself from
participation or involvement as to the particular election
activities /results as to the office you would be seeking.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they
do not involve an interpretation of the'Ethics Act.
Conclusion: As Director of Elections for Cumberland County, you
are a "public employee" subject to the provisions of the Ethics
Law. As a public official /employee, you may, consistent with
Section 3(a) of the Ethics Law, simultaneously serve in the
positions of County Director of Elections and candidate for
county /municipal office. Lastly, the propriety of the proposed
course of conduct has only been addressed under the Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
This letter is a public record and will be made available as
such.
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code 52.12.
cerely,
Vincent Dopko,
Chief Counsel