HomeMy WebLinkAbout90-564 GreevySTATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
June 21, 1990
Mr. Lester L. Greevy, Jr. 90 -564
Greevy, Greevy & Greevy
29 West Fourth Street
Williamsport, PA 17701
Re: Conflict, Solicitor, Township, Supervisor, Entertai- finent,
Breakfast.
Dear Mr. Greevy:
This responds to your letter of May 1, 1990 in which you
requested advice from the State Ethics Commission.
Issue: What restrictions the Public Official and Employee Ethics
Law imposes upon a solicitor of a township from entertaining the
township supervisors and employees at a breakfast.
Facts: You are the solicitor for Loyalsock Township, Lycoming
County, Pennsylvania, for the past twenty years. You and your
father before you, have been the solicitors for the township.
The township supervisors do the yearly road inspections in April
and October and your father started a tradition whereby on the
morning of each road inspection he would purchase breakfast for
the supervisors and employees at the local restaurant. You have
continued the tradition with a typical breakfast including the
supervisors, four employees, the township architect and township
real estate advisor as well as your partner and yourself. After
noting that the breakfast costs approximately $75, you inqud're as
to whether such is permissible under the Ethics Law based upon a
concept of "diminishing economic impact."
Discussion: As the solicitor for Loyalsock Township, you are a
public employee as that term is defined under the Ethics Law and
hence are subject to the provisions of the Ethics Law. 65 P.S.
5402; Snataro, Opinion 89 -009.
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities.
Mr. Lester L. Greevy, Jr.
Page 2
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities .
unique to a particular public office or
position of public employment.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value or no public
official /employee shall solicit or accept any thing of monetary
value based upon the understanding that official /employee would
be influenced thereby.
In applying the above provisions of the Ethics Law to the
instant matter, we note that in Confidential Opinion, 89 -029, the
Commission decided that a school district solicitor could utilize
the private services of the school board member to perform
painting services for the solicitor. The Commission concluded
that Section 3(a) was not applicable in that situation because
the solicitor was not using the authority of office relative to
giving the painting contracts to the school board member.
Mr. Lester L. Greevy, Jr.
Page 3
However, the Commission cited Sections 3(b) and 3(c) of the
Ethics Law and expressly limited its decision based upon the
assumption that there was no understanding between the solicitor
and school board member regarding the painting contracts and his
retention as school solicitor.
In applying the Confidential Opinion, 89 -029 to this case,
Section 3(a) of the Ethics Law would not restrict you from
entertaining the supervisors and township employees to a
breakfast. In that case, you would be making a gift to the
supervisors and township employees to the extent of the cost of
the breakfast. The Ethics Law would not prohibit you from making
these gifts. See Gialiotti, Opinion 89 -020.
As to Sections 3(b) and 3(c) of the Ethics Law referenced
above, it is expressly assumed for purposes of this advice that
no understanding exists as to your entertaining these peopYe, in
particular the supervisors, to periodic breakfasts vis -a -vis your
retention as solicitor. Confidential Opinion, 89 -029.
Finally, you should be aware that Section 4(a) of the
current Ethics Law requires that persons who are full -time or
part -time solicitors for political subdivisions are required to
file the Statement of Financial Interests. Act 9 of 1989.
Therefore, on or before May 1 of each year you serve, you are
required to file a Statement of Financial Interests for the
preceding calendar year and for every year thereafter that you
serve in the position of solicitor. Powell, Opinion 89 -025.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they do
not involve an interpretation of the Ethics Act. Specifically
not addressed is the applicability of the Code of Professional
Responsibility or Second Class Township Code.
Conclusion: As a solicitor for Loyalsock Township you are a
public employee subject to the provisions of the Ethic9/ Law.
Section 3(a) of the Ethics Law would not restrict you as township
solicitor from entertaining the supervisors and employees to a
breakfast. Section 4(a) of the Ethics Law requires solicitors to
file Financial Interests Statements on or before May 1, for the
preceding calendar year and for every year thereafter for which
they serve. Lastly, the propriety of the proposed conduct has
only been addressed under the Ethics Law.
Pursuant to Section 7(11), this Advice is a complete defense
in any enforcement proceeding initiated by the Commission, and
evidence of good faith conduct in any other civil or criminal
Mr. Lester L. Greevy, Jr.
Page 4
proceeding, providing the requestor has disclosed truthfully all
the material facts and committed the acts complained of in
reliance on the Advice given.
such.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code §2.12.
Si cerely,
,;,„m
Vincent Dopko,
Chief Counsel