HomeMy WebLinkAbout90-554 BiscoffSTATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
Ms. Carolyn R. Biscoff
13903 Ridge Road
West Springfield, PA 16443 -9757
Dear Ms. Biscoff:
ADVICE OF COUNSEL
May 25, 1990
90 -554
i
Re: Simultaneous Service, Township Tax Collector and Township
Secretary /Treasurer.
This responds to your letter of April 11, 1990, in which you
requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law
imposes any prohibition or restrictions upon a township tax
collector from also serving or being employed as a township
secretary /treasurer.
Facts: You are the elected tax collector of Springfield Township
in Erie County and at the request of the solicitor you inquire as
to whether you may hold the office of secretary /treasurer of the
township. The present township secretary is retiring early in
1991 and you would like to fill the position. You have been
approached by the supervisors of the township as to whether you
would be interested in the appointed position. After noting that
you are a fifty -six years old with a daughter taking a two year
business course at the local college /school, the position would
be part time but would be a help to you financially to pay for
your expenses in that you must secure another source of income to
manage your affairs. The present office hours for the township
secretary are Monday, Wednesday and Friday between 8:00 a.m. and
noon while the tax offices open Monday, Wednesday and Friday from
1:00 to 5:00 p.m. You conclude by requesting advice from the
Commission as to whether any restriction or prohibition would
exist upon the tax collector from holding, during her term, the
position of township secretary /treasurer.
Discussion: As a tax collector for Springfield Township, you are
a "public official" as that term is defined in the Ethics Law and
hence you are subject to the provisions of the Ethics Law. 65
P.S. 402; 51 Pa. Code 1.1.
Ms. Carolyn R. Biscoff
Page 2
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or employment."
The °actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of monetary value and no public
official /employee shall solicit or accept any thing of monetary
value based upon the understanding that official /employee would
be influenced thereby. Reference is made to these provisions of
the law not to imply that there has or will be any transgression
thereof but merely to provide a complete response to the question
presented.
Ms. Carolyn R. Biscoff
Page 3
In applying the above provisions of the Ethics Law to the
question of simultaneous service, there does not appear to be any
real possibility of a private pecuniary benefit or inherent
conflict arising if you were to serve both as a public
official /employee and as township secretary /treasurer.
Basically, the Ethics Law does not state that it is inherently
incompatible for a public official /employee to serve or be
employed as township secretary /treasurer. The main prohibition
under the Ethics Law and Opinions of the Ethics Commission is
that one may not Serve the interests of two persons, groups, or
entities whose interests may be adverse. Smith Opinion, 89 -010.
In the situation outlined above, you would not be serving
entities with interests which are adverse to each other.
However, if a situation arises where you or the respective
entities you represent develop an adverse interest, then you must
remove yourself from that particular matter and disclose the
nature of your interest in a written memorandum to the
appropriate person (supervisor or secretary who keeps the
minutes). If such a situation would arise, additional advice may
be sought from the Commission.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they
do not involve an interpretation of the Ethics Act. Specifically
not addressed herein is the applicability of the Second Class
Township Code or Local Township Collection Law.
Conclusion: As a tax collector for Springfield Township, you are
a "public official" subject to the provisions of the Ethics Law.
As a public official /employee, you may, consistent with Section
3(a) of the Ethics Law, simultaneously serve in the positions of
township tax collector and township secretary /treasurer. Lastly,
the propriety of the proposed course of conduct has only been
addressed under the Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
This letter is a public record and will be made available as
such.
Ms. Carolyn R. Biscoff
Page 4
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code 2.12.
Sjncerely,
Vincent J. Dopk
Chief Counsel