HomeMy WebLinkAbout90-545 BairdMr. Clark Baird
Bolivar Borough
Police Department
Drawer C
Bolivar, PA 15923
Dear Mr. Baird:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
May 15, 1990
90 -545
Re: Simultaneous Service, Borough Councilmember and Borough
Police Officer.
This responds to your letter of March 20, 1990, in which you
requested advice from the State Ethics Commission.
Issue: Whether the Public Official and Employee Ethics Law
imposes any prohibition or restrictions upon a borough
councilmember from also serving or being employed as a borough
police officer.
Facts: You are currently a police officer of Bolivar Borough and
are considering either running or being appointed to the position
of councilmember to the borough. You inquire as to whether a
member of the Bolivar Borough Council could also serve as a paid
police officer for the borough.
Discussion: If elected to borough council, you would become a
"public official" as that term is defined in the Ethics Law and
hence you would be subject to the provisions of the Ethics Law.
65 P.S. 402; 51 Pa. Code 1.1.
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities.
(a) No public official or public
employee shall engage in conduct that
constitutes a conflict of interest.
The following terms are defined under the Ethics Law:
Section 2. Definitions.
Mr. Clark Baird
Page 2
"Conflict or conflict of interest." Use
by a public official or public employee of
the authority of his office or employment or
any confidential information received through
his holding public office or employment for
the private pecuniary benefit of himself, a
member of his immediate family or a business
with which he or a member of his immediate
family is associated. "Conflict" or
"conflict of interest" does not include an
action having a de minimis economic impact or
which affects to the same degree a class
consisting of the general public or a
subclass consisting of an industry,
occupation or other group which includes the
public official or public employee, a member
or his immediate family or a business with
which he or a member of his immediate family
is associated.
"Authority of office or employment."
The actual power provided by law, the
exercise of which is necessary to the
performance of duties and responsibilities
unique to a particular public office or
position of public employment.
In addition, Sections 3(b) and 3(c) of the Ethics Law
provide in part that no person shall offer to a public
official /employee anything of, monetary value and no public
official /employee shall solicit or accept any thing of monetary
value based upon the understanding that official /employee would
be influenced thereby.
In applying the above provisions of the Ethics Law to the
question of simultaneous service, there does not appear to be any
real possibility of a private pecuniary benefit or inherent
conflict arising if you were to serve both as a public
official /employee and as borough police officer. Basically, the
Ethics Law does not state that it is inherently incompatible for
a public official /employee to serve or be employed as borough
police officer. The main prohibition under the Ethics Law and
Opinions of the Ethics Commission is that one may not serve the
interests of two persons, groups, or entities whose interests may
be adverse. Smith Opinion, 89 -010. In the situation outlined
above, you would not be serving entities with interests which are
adverse to each other.
However, if a situation arises where you or the respective
entities you represent develop an adverse interest, then you must
Mr. Clark Baird
Page 3
remove yourself from that particular matter and disclose the
nature of your interest in a written memorandum to the
appropriate person (supervisor or secretary who keeps the
minutes). If such a situation would arise, additional advice may
be sought from the Commission.
Although you would not be precluded from simultaneously
service as borough councilmember and police officer under the
Ethics Act, you should be aware that Act 18 of 1990 has recently
amended Section 1104 of the Borough Code in part as follows:
Unless there is incompatibility in fact,
any elective or appointive officer of the
borough shall be eligible to serve on any
board, commission, bureau or other agency
created by or for the borough, or any borough
office created or authorized by statute and
may accept appointments thereunder, but no
mayor or councilman shall receive
compensation therefor. No elected borough
official of a borough with a population of
3,000 or more may serve as an employee of
that borough...
Since serious questions exist under the Borough Code as to
whether you may simultaneously serve in those two positions
assuming that the population of Bolivar Borough is 3,000 or more,
it is suggested that you contact your private attorney and seek
his advice on the propriety of such service under the Borough
Code.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Law; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they
do not involve an interpretation of the Ethics Act.
Conclusion: If you are a borough councilman, you would be a
"public official" subject to the provisions of the Ethics Law.
As a public official /employee, you may, consistent with Section
3(a) of the Ethics Law, simultaneously serve in the positions of
Borough Councilmember and Borough Policeman. However, a serious
question exists as to whether you may simultaneously serve in
these positions under the Borough Code and it is suggested that
you seek advice from private counsel in that regard. Lastly, the
propriety of the proposed course of conduct has only been
addressed under the Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Mr. Clark Baird
Page 4
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
This letter is a public record and will be made available as
such.
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be in writing
and must be received at the Commission within 15 days of the date
of this Advice pursuant to 51 Pa. Code 2.12.
Sincerely,
L/ V'L►
Vincent J. Dopko,
Chief Counsel