HomeMy WebLinkAbout18-539 ClarkPHONE: 717 -783 -1610
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To the Requester:
Ms. Tricia M. Clark
Dear Ms. Clark:
STATE ETHICS COMMISSION
FINANCE BUILDING
613 NORTH STREET, ROOM 309
HARRISBURG, PA 17120 -0400
ADVICE OF COUNSEL
June 20, 2018
FACSIMILE: 717- 787 -0806
WEBSITE: www.ethics.pa.gov
18 -539
This responds to your letter dated June 2, 2018, by which you requested an
advisory from the Pennsylvania State Ethics Commission ( "Commission ").
Issue- Whether the Public Official and Employee Ethics Act ( "Ethics Act"), 65
Pa.C-S. § 1101 et seg., would impose prohibitions or restrictions upon an individual with
regard to accepting employment as a substitute cafeteria monitor for a school district,
where the individual's husband recently terminated service as a school director for the
school district.
Facts: You request an advisory from the Commission based upon submitted
a�ts-1hat may be fairly summarized as follows.
On December 1, 2015, your husband, Leland C. Clark, began serving as a
School Director for the Butler Area School District ( "School District.'), located in Butler
County, Pennsylvania. Effective April 16, 2018, your husband resigned from his seat
on the School District School Board.
You are a PTO officer and volunteer at one of the schools (the "School' in the
School District. You spend ten to fifteen hours per week volunteering in the Ichool,
which is often short - handed In the cafeteria. The administration at the School has
asked you to consider employment as a substitute cafeteria monitor.
You seek guidance as to whether the Ethics Act would prohibit or restrict you
from accepting employment as a substitute cafeteria monitor for the School District due
to your husband's status as a former School Director for the School District.
Discussion: It is initiall y noted that pursuant-to Sections 1107(10) and 1107(11) of
e Ethics Act, 65 Pa.C.S. §§ 1107(10), (11), advisories are issued to the requester
based upon the facts that the requester has submitted. In issuing the advisory based
upon the facts that the requester has submitted, the Commission does not engage in an
independent investigation of the facts, nor does it speculate as to facts that have not
been submitted. It is the burden of the requester to truthfully disclose all of the material
Clark, 18 -539
X20, 2018
Page 2
facts relevant to the inquiry. 65 Pa.C.S. §§ 1107(10), (11). An advisory only affords a
defense to the extent the requester has truthfully disclosed all of the material facts.
You are advised that the Ethics Act would not rohibit or restrict you from
accepting employment as a substitute cafeteria monitor for the School District. Your
husbands status as a former School Director for the School District would have no
bearing on your ability to accept such employment.
The only provision of the Ethics Act that applies to you is Section 1103(b), which
applies to everyone. For your information, Sections 1103(b) and 1103(c) of the Ethics
Act provide in part that no person shall offer or give to a public official/public employee
anything of monetary value and no public offciaUpublic employee shall solicit or accept
anything of monetary value based upon the understanding that the vote, official action,
or Judgment of the public official/public employee would be influenced thereby.
Reference is made to these provisions of the law not to imply that there has been or will
be any transgression thereof but merely to provide a complete response to the question
presented.
Lastly, the propriety of the proposed conduct has only been addressed under the
Ethics Act; the applicability of any other statute, code, ordinance, regulation or other
code of conduct other than the Ethics Act has not been considered in that they do not
involve an interpretation of the Ethics Act.
Conclusion: Based upon the submitted facts that: (1) on December 1, 2015,
your husband, Leland C. Clark, began serving as a School Director for the Butler Area
School District ( "School District "), located in Butler County, Pennsylvania; (2) on April
16, 2018, your husband resigned from his seat on the School District School Board; (3)
you are a PTO officer and volunteer at one of the schools (the "School ") in the School
District; (4) you spend ten to fifteen hours per week volunteering in the School, which is
often short - handed in the cafeteria; and (5) the administration at the School has asked
you to consider employment as a substitute cafeteria monitor, you are advised as
follows.
The Public Official and Employee Ethics Act ( "Ethics Act "), 65 Pa.C.S. § 1101 et
se ., would not prohibit or restrict you from accepting employment as a substitute
cafeteria monitor for the School District. Your husband's status as a former School
Director for the School District would have no bearing on your ability to accept such
employment. The only provision of the Ethics Act that applies to you is Section 1p103(b),
which applies to everyone. Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Act.
Pursuant to Section 1107(11) of the Ethics Act, an Advice is a complete defense in
any enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, provided the requester has disclosed
truthfully all the material facts and committed the acts complained of in reliance on the
Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may appeal the Advice to the full
Commission. A personal appearance before the Commission will be
scheduled and a formal Opinion will be issued by the Commission.
Any such appeal must be in writing and must be ac�tualll r
received at the Commission within thirtyy (30) days of the date of this
Advice pursuant to 51 Pa. Code § 93.2(h). The appeal may be
Clark, 18-539
Tu—ne 20, 2018
Page 3
received at the Commission by hand delivery, United States mail,
delivery service, or by FAX transmission (717-787-0806). Failure to
file such an appeal at the Commission within thirty (30) days may
result in the dismissal of the appeal.
Sincerely,
�Z' M,
Robin M. Hittie
Chief Counsel