HomeMy WebLinkAbout88-670 GrahamMr. George R. Graham 88 -670
Hawf ield
1204 Shadyside Road
Downington, PA 19335
Re: Conflict of Interest, Township Supervisor, Voting in
Intersection Improvement, Property Borders Between Two
Roads that form Intersection
Dear Mr. Graham:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
December 28, 1988
This responds to your letter of December 8, 1988, in which
you requested advice from the State Ethics Commission.
Issue: Whether the State Ethics Act imposes any prohibition or
restrictions upon a second class township supervisor from voting
upon an intersection improvement when his property is located
between two roads that form the present intersection.
Facts: You state that you are one of the three members of the
Board of Supervisors in West Bradford Township, Chester County.
After referencing a previous advice, Graham, Advice 88 -508
regarding a matter of your voting on an ordinance which would
vacate a road that bordered on your property, you indicate that
the same road is now under discussion relative to its possible
improvement at the point wherein it intersects with another road.
You advise that the current "Y" type intersection has poor
alignment and design problems but that the intersection is beyond
your property. After noting that the proposal would create a 90
degree angle intersection back from the "Y ", you state that the
new intersection would not be on your property but that the point
where it changes from the original roadbed to proposed re-
alignment is at a corner of your property. In this regard you
submit an attached drawing for clarification. After stating that
you have been challenged on this matter because the improvement
would change the traffic pattern next to your house, you state
that you would like to resolve the issue as to whether you ma•
vote on the intersection improvement. Additionally, you state
Mr. Geoxsge Grah=
December 19, 1988
Page 2
that you have been challenged on a possible vote on the theory
that the infringement to your property creates a conflict.
Aster advising that your property is between the two roads that
form the present intersection with your house being closest to
the one that would receive the intersection improvement, yc'
state your belief that the situation is hazardous and you feel
o an elected official you should exercise your responsibility to
resolve the safety issue provided that you are not in a conflict.
You conclude by requesting advice from the Ethics Commission
regarding the above factual scenario.
1. cussion: As a township supervisor for West Bradford Township,
ywu are a "public official" as that term is defined under the
Ethics Act. 65 P.S. §402; 51 Pa. Code S1.1. As such, you are
bubject to the provisions of the Ethics Act and the restrictions
therein arc applicable to you.
(a) No public official or public employee
shall use his public office or any
confidential information received through his
holding public office to obtain financial
gain other than compensation provided by law
for himself, a member of his immediate
family, or a business with which he is
associated. 65 P.S. §403(a).
Under Section 3(a) quoted above, the State Ethics Commission
has determined that use of office by a public official to obtain
a financial gain for himself or a member of his immediate family
or a business with which he is associated which is not provided
for in law transgresses the above provision of law. Thus, use of
office by a public official to obtain a financial gain which is
not authorized as part of his compensation is prohibited by
Section 3(a): Hoak /McCutcheon, Orders No. 128, 129, affirmed
McCutcheon v. State Ethics Commission, 77 Pa. Commw. Ct. 529, 466
A.2d 283 (1983); Yacobet, Order No. 412 -R, affirmed Yacobet
State Ethics Commission,, 109 Pa. Commw. Ct. 432, 531 A.2d 5
(1987). Similarly, Section 3(a) of the Ethics Act would prohib.
-a public official /employee from using public office to advancr
his own interests; Koslow, Order 458 -R, affirmed Koslow v. Star:
Ethics Commission, Pa. Commw. Ct. , 540 A.2d 1374 (191,8
Likewise, a public official /employee may not use t1e s'.atus c
pos 4..tion of public office for his o w n personal a d v a.tag F if f ,
u „) ??ion 84 -015.
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities.
Mr. George Graham
December 28, 1988
Page 3
Section 3. Restricted activities.
(d) Other areas of possible conflict shall be
addressed by the commission pursuant to paragraph (9)
of Section 7. 65 P.S. 403(d).
Under the above provision of law, the Ethics Commission,
however, is also empowered to address other areas of possible
conflict pursuant to Section 3(d). 65 P.S. §403(d). Frit%inger,
Opinion 80 -008; DeBenedictis, Opinion 86 -002. The parameters of
the type of activity encompassed by this provision are ger rally
reviewed in light of the preamble to the Ethics Act - ihich
enunciates the legislative intent of the Act. The intent and
purpose of the Act is to strengthen the faith and confidence of
the people in their government by assuring the public th..;: th°
financial interests of the holders of public offic' n.ese:
neither a conflict nor the appearance or a conflict with
public trust. A public official or employee, pursuant thie
provision, is to ensure that their personal financial interests
present neither a conflict nor the appearance of a con: "li with
the public trust. 65 P.S. 5401. Such a conflict mal•
°. ?-:_ere an individual represents one or more adverse inte_:es::s ,
A .iano, Opinion 80 -007; where an individual serves '.n pcbitio ~s
that are incompatible or conflicting; Nelson, Opi :ion 85-109, or
where sr ch an official or employee accepts compensati "n : ;o whic'i
he is no':. entitled. Domalakes, Opinion supra.
In applying the above provisions of law and analysis of the
Commission to the instant matter, it has been determined that a
public official may not vote on certain matters as zoning,
taxation, land improvement or other matters which may impact upo
12,s property within the municipality. See Jordan, Opinion °2-
005. Similarly, it has been held that when the action ^i a
public official will rot affect the value of his properly
more or less than any other individual in the politira�`.
subdivision, than under these circumstances, the public oficial
may vote or participate. Markham, Opinion 85 -013. In this case,
it cannot be said that your voting on this matter would not have
an impact upon your own personal property. Based upon these
facts and circumstances, it does appear that your voting could
affect the traffic pattern as well as other matters, even
possibly affecting the vaivation - f your property. It is clear
that due to the location of your property, your action would have
a direct impact upon your ownership of your property between
these two roads. Therefore, under Sections 3(a) and 3(d) of the
Ethics Act you should not vote regarding the intersection
improvement, you must note your abstention of public record
together with the reasons for your abstention.
Mr. George Gra'Y.,
December 23, 19E7'
Page 4
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Act; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they do
rot involve an interpretation of the Ethics Act.
Conclusion: As a second class township supervisor in West
Bradford Township you are a public official subject to the
p °ovisions of the Ethics Act. Under the facts and circumstances
outlined above, you may not under Sections 3(a) and 3(d) of the
Ethics Act vote on the matter of the intersection improvement
when your property is between the two roads that form the present
intersection. Additionally, you must note your abstention of
public record together with the reason for that abstention.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
such.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this
Advice pursuant to 51 Pa. Code 52.12.
ncerely,
Vincent . Dopko,
General Counsel