HomeMy WebLinkAbout88-650 MarsilioThomas M. Marsilio, Esquire
200 Northeastern Building
Hazleton, PA 18201
Dear Mr. Marsilio:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
November 29, 1988
88 -650
Re: Conflict of Interest, Township Supervisor, Negotiation of
Employee Union Contract, Adoption of Contract by Auditors
for Supervisors /Employees
This responds to your letter of October 4, 1988, in which
you requested advice from the State Ethics Commission.
Issue: Whether the State Ethics Act presents any restrictions or
prohibition upon township supervisors from negotiating or voting
on a union contract for township employees when the auditors
traditionally use the union contract to set the
supervisor /employee wages.
Facts: You state that you are the solicitor for the Township of
Butler, in Luzerne County, and you have telephonically advised
that you also represent two supervisors who are members of the
road crew in the township. You then make inquiry as to whether
these two supervisors may negotiate and vote on the union
contract in light of the fact that the township auditors
traditionally use the union contract to set the wages for the
supervisor /employees.
Discussion: As supervisors for Butler Township, Luzerne County,
the two individuals are "public officials" as that term is
defined in the Ethics Act. 65 P.S. S402; 51 Pa. Code X1.1. As
such, their conduct is subject to the provisions of the Ethics
Act and the restrictions therein are applicable to them.
Thomas M. Marsilio, Esquire
November 29, 1988
Page 2
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities.
(a) No public official or public employee
shall use his public office or any
confidential information received through his
holding public office to obtain financial
gain other than compensation provided by law
for himself, a member of his immediate
family, or a business with which he is
associated. 65 P.S. §403(a).
Under Section 3(a) quoted above, the State Ethics Commission
has determined that use of office by a public official to obtain
a financial gain for himself or a member of his immediate family
or a business with which he is associated which is not provided
for in law transgresses the above provision of law. Thus, use of
office by a public official to obtain a financial gain which is
not authorized as part of his compensation is prohibited by
Section 3(a): Hoak /McCutcheon, Orders No. 128, 129, affirmed
McCutcheon v. State Ethics Commission, 77 Pa. Commw. Ct. 529, 466
A.2d 283 (1983); Yacobet, Order No. 412 -R, affirmed Yacobet v.
State Ethics Commission, 109 Pa. Commw. Ct. 432, 531 A.2d 536
(1987). Similarly, Section 3(a) of the Ethics Act would prohibit
a public official /employee from using public office to advance
his own interests; Koslow, Order 458 -R, affirmed Koslow v. State
Ethics Commission, Pa. Commw. Ct. , 540 A.2d 1374 (1988).
Likewise, a public official /employee may not use the status or
position of public office for his own personal advantage; Huff,
Opinion 84 -015.
Section 3(b) of the Ethics Act provides:
(b) No person shall offer or give to a public
official or public employee or candidate for
public office or a member of his immediate
family or a business with which he is
associated, and no public official or public
employee or candidate for public office shall
solicit or accept, anything of value,
including a gift, loan, political
contribution, reward, or promise of future
employment based on any understanding that
the vote, official action, or judgment of the
public official or public employee or
candidate for public office would be
influenced thereby. 65 P.S. S403(b).
Thomas M. Marsilio, Esquire
November 29, 1988
Page 3
Under Section 3(b) of the Ethics Act cited above, which a
public official or employee must observe, a public official or
employee must neither offer nor accept anything of value on the
understanding -or with the intention that his judgment would be
influenced thereby. It is assumed such a situation does not
exist here. This Section is referenced not to indicate that any
such activity has been or will be undertaken but in an effort to
provide a complete response to your inquiry.
In the instant matter, the two supervisors seek to negotiate
and vote on a union contract when they are members of the road
crew. In this instance, although they would be negotiating and
voting on the contract for the road crew, that contract would not
apply to them because they are supervisor /employees whose wages
would have to be set by the independent township auditors.
Thereupon, if the auditors in making their own independent
determination choose to utilize the union contract as a basis for
setting the supervisor /employee wages, such action would not be
prohibited by the Ethics Act because the situation would exist
that the auditors would be making their determination as to
setting the salaries for these two working supervisors. In this
regard, it is expressly assumed under Sections 3(a) and 3(b) that
the two township supervisors have not used public office or
confidential information and have not offered anything of value
to the auditors relative to the auditors activities in setting
the wages for these two supervisors /employees.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Act; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they do
not involve an interpretation of the Ethics Act.
Conclusion: As supervisors for Butler Township, the two
individuals are public officials subject to the provisions of the
State Ethics Act. Subject to the qualifications as noted above,
the two supervisors may as members of the road crew negotiate and
vote on a new union contract even though the auditors in
performing their independent function choose to adopt that
contract as a basis for setting the wages for the
supervisors /employees. Lastly, the propriety of the proposed
conduct has only been addressed under the Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
Thomas M. Marsilio, Esquire
November 29, 1988
Page 4
such.
This letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Commission will be scheduled and a formal Opinion from the
Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this
Advice pursuant to 51 Pa. Code 52.12.
Sincerely,
Vincent ,f: Dopko,
General Counsel