HomeMy WebLinkAbout88-599 AmbrassMr. James G. Ambrass
184 Locust Street
Pittsburgh, PA 15202
Dear Mr. Ambrass:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
July 6, 1988
88 -599
Re: Conflict of Interest, Councilmember, Appointment as Street
Commissioner, Resignation from Council
This responds to you letter of May 27, 1988, in which you
requested advice from the State Ethics Commission.
Issue: You ask whether under the State Ethics Act a member of
Borough Council would be required to resign from Council when he
is interested in applying for the position of Street Commissioner
and secondly whether he should recuse himself from Council
discussions regarding that position.
Facts: You state that you serve on the Council of the Borough
of Emsworth which is seeking a replacement for the Street
Commissioner position. After noting that you are interested in
applying for the position, you ask whether you would have to
resign your seat on Council in order to apply for the position or
whether you could resign only if you were hired. Secondly, you
inquire as to whether you would have to excuse yourself from the
Council during discussions on the Street Commissioner position.
Discussion: As a Councilmember for the Borough of Emsworth jou
are a public official within the definition of that term as set
forth in the Ethics Act and the regulations of this Commission.
65 P.S. §402; 51 Pa. Code S1.1. As such, you are subject to the
provisions of the Ethics Act.
James G. Ambrass
July 6, 1988
Page 2
Section 3(a) of the Ethics Act provides:
Section 3. Restricted Activities.
(a) No public official or public employee
shall use his public office or any
confidential information received through his
holding public office to obtain financial
gain other than compensation provided by law
for himself, a member of his immediate
family, or a business with which he is
associated. 65 P.S. 403(a).
Section 3(a) basically provides that a public official or
smployee may not use his public office or confidential
'_nformation to obtain a financial gain other than compensation
.s provided for by law for himself or a member of his immediate-
family or a business with which he is associated. Under this
.provision, the Ethics Commission has determined that the use of
office by a public official to obtain a gain or benefit for
himself or a member of his immediate family which is not provided
for in law constitutes a "financial gain other than compensation
provided for by law." These determinations have been appealed to
the Commonwealth Court of Pennsylvania which has affirmed the
Orders of the Commission. See McCutcheon v. State Ethics
Commission, 77 Pa. Commw. 529 (1983). See also Yocabet v. State
Ethics Commission, Pa. Commw. , 531 A.2d 536 (1987).
Thus, under this provision, a public official may not use his
public position to secure benefits for himself or a member of hi^
:immediate family which are not provided for by law. Domalakes,
Opinion 85 -010; likewise, the receipt of private financial gain
or benefit through use of office is not permitted under this
section, Huff, Opinion 84 -015.
Section 3(b) of the Ethics Act provides:
(b) No person shall offer or give to a public
official or public employee or candidate for
public office or a member of his immediate
family or a business with which he is
associated, and no public official or public
employee or candidate for public office shall
solicit or accept, anything of value,
including a gift, loan, political
contribution, reward, or promise of future
employment based on any understanding that
James C.•Ambrass
July 6, 1988
Page 3
the vote, official action, or judgment of the
public employee or candidate for public
office would be influenced thereby. 65 P.S.
403(b).
Under Section 3(b) of the Ethics Act cited above, which a
public official or employee must observe, a public official or
employee must neither offer nor accept anything of value on the
understanding or with the intention that his judgment would be
influenced thereby. It is assumed such a situation does not .
exist here. This Section is referenced not to indicate that any
such activity has been or will be undertaken but in an effort to
provide a complete response to your inquiry.
Under the above facts and circumstances, Section 3(a) of the
Ethics Act would not require you to resign your seat on Council
prior to the time you would be hired, assuming that the Borough
Council selects you as the new Street Commissioner. However, you
could not under the Ethics Act participate in discussions
concerning the Street Commissioner position if you are applyi:.ig
for that position and you could not vote on the matter of your
own appointment nor could you vote against any other competitors
who would be interested in that position. See Pepper Opinion,
87 -008.
Lastly, the propriety of the proposed conduct has only b_c:
addressed under the Ethics Act; the applicability of any other
statute, code, ordinance, regulation or other code of conduct
other than the Ethics Act has not been considered in that they do
not involve an interpretation of the Ethics Act.
Conclusion: As a Councilmember for Emsworth Borough, you are a
public official subject to the provisions of the State Ethics
Act. Under Section 3(a) of the Ethics Act you would not be
required to resign your seat on Borough Council prior to the time
you became Street Commissioner provided you would be the
successful applicant for that position. However, you could no's
participate in discussions regarding the Street Commissioner
position and could not vote on your appointment or the
appointment of any other applicant who was competing for the
position. Lastly, the propriety of the proposed conduct has only
•
be addressed under the Ethics Act.
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
James G . - Ambra s s
July 6, 1988
Page 4
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
T'hb9_s letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Commission review this Advice. A personal appearance before the
Ccnmission be scheduled and a former Opinion from the
Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this
Advice pursuant to 51 Pa. Code §2.12.
Sincerely,
Vincent J. Dopko,
General Counsel