HomeMy WebLinkAbout88-590 CaldwellMr. John T. Caldwell
Mount Pleasant Township
Board of Supervisors
P.O. Box 128
Hickory, PA 15340
Re: Conflict of Interest, Township Supervisor, Compensation from
Summer Youth Employment Training Program
Dear Mr. Caldwell:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 1 71 08 -1 470
TELEPHONE (717) 783 -1610
ADVICE OF COUNSEL
June 28, 1988
88 - 590
This responds to your letter of May 20, 1988, in which you
requested advice from the State Ethics Commission.
Issue: You ask whether the State Ethics Act presents any
restrictions or prohibition upon a second class township
supervisor from working part -time and receiving compensation from
a summer youth employment training program wherein the supervisor
would oversee teenagers in a park maintenance and improvement
program.
Facts: As Vice - Chairman of the Mount Pleasant Township Board of
Supervisors, you state that the township is interested in a
Summer Youth Employment Training Program (SYETP) which is
sponsored by the Washington Greene County Job Training Agency.
After noting that the program would run for six to eight weeks
and be limited to park maintenance and improvements, you question
whether a supervisor could be compensated at the rate set by the
township auditors for part -time working supervisors. You advise
that you contacted Representatives Sweet's office and that a
research analyst Jim Zawacki suggested that you contact the
Ethics Commission for advice. You express your view that
Sections 514 through 516 of the Second Class Township Code do not
specifically address the issue but you believe that the payment
for a supervisor for working on this project is a justifiable
expenditure on the theory that the work has to be done and it is
a township responsibility. You then state that since the payment
Mr. John T. Caldwell
June 28, 1988
Page 2
to the supervisor for this type of work is not specifically
addressed in the above cited. sections, you believe that the
payments could be charged to the road maintenance. You then note
that the township'; supervisors responsibilities have increased
and that the acquisition of parks and recreational facilities
have created a need for a supervised maintenance and improvement
program. You then express your view that you do not feel that it
is an ethical issue if a supervisor would be in a working
relationship with teenagers and park maintenance and improvement
program or if the supervisor /roadmaster were to supervise the
township road crew for park maintenance and improvement work.
You conclude by requesting advice from the State Ethics
Commission as to whether a township supervisor could then receive
payment for supervising these teenagers as to park maintenance
and improvements under the Summer Youth Employment Training
Program.
Discussion: The supervisors of Mount Pleasant Township are
public officials within the definition of that term as set forth
in the Ethics Act and the regulations of this Commission. 65
P.S. §402; 51 Pa. Code §1.1. As such, their conduct is subject
to the provisions of the Ethics Act. Section 3(a) of the Ethics
Act provides:
Section 3. Restricted Activities.
(a) No public official or public employee
shall. use his public office or any
confidential information received through his
holding public office to obtain financial
gain other than compensation provided by law
for himself, a member of his immediate
family, or a business with which he is
associated. 65 P.S. 403(a).
Section 3(a) basically provides that a public official or
employee may not use his public office or confidential
information to obtain a financial gain other than compensation
as provided for by law for himself or a member of his immediate
family or a business with which he is associated. Under this
provision, the Ethics Commission has determined that the use of
office by a public official to obtain a gain or benefit for
himself or a member of his immediate family which is not provided
for in law constitutes a "financial gain other than compensation
provided for by law." These determinations have been appealed to
the Commonwealth Court of Pennsylvania which has affirmed the
Orders of the Commission. See McCutcheon v. State Ethics
Commission, 77 Pa. Commw. 529 (1983). See also Yocabet v. State
Ethics Commission, _.___ Pa. Commw. , 531 A.2d 536 (1987).
Mr. John T. Caldwell
June 28, 1988
Page 3
Thus, under this provision, a public official may not use his
public position to secure benefits for himself or a member of his
immediate family which are not provided for by law. Domalakes,
Opinion 85 -010; likewise, the receipt of private financial gain
or benefit through use of office is not permitted under this
section, Huff, Opinion 84 -015.
As noted above, the State Ethics Commission has determined
that unless there is a specific statutory authorization under the
Second Class Township Code for a supervisor to receive a gain or
expenses or any type of benefit, then the supervisor is not
entitled to receive those benefits under Section 3(a) of the
Ethics Act. McCutcheon, supra and Yocabet, supra. Specifically,
in Neuburqer, Order 596, the Commission determined that the
second class township supervisor violated Section 3(a) of the Act
when he received payment for certain "administrative" services
that were not provided for under the Second Class Township Code.
The Commission cited the cases of Coltar v. Warminster Township,
Pa. Commw. Ct. 163, 302 A.2d 859 (1973) and Conrad v. Exeter
Township, 27 D & C 3d 253 (1983) which held that the compensation
for a supervisor is fixed by the township board of auditors and
that township supervisors may not receive any other compensation
except as so provided. Specifically in the Coltar, case,
Commonwelth Court determined that a second class township
supervisor could not appoint himself to a position as roadmaster,
laborer, or secretary /treasurer and receive compensation
therefore. Therefore, since there is no authorization in law for
a second class township supervisor to receive payment for
supervising teenagers in a park maintenance and improvement
program under the Summer Youth and Training Program, the receipt
of such compensation would not be authorized and would be
prohibited by Section 3(a) of the Ethics Act.
Lastly, the propriety of the proposed conduct has only been
addressed under the Ethics Act.
Conclusion: Supervisors for Mount Pleasant Township are public
officials subject to the provisions of the Ethics Act. Under
Section 3(a) of the Ethics Act a township supervisor may not
receive compensation for supervising teenagers in a park
maintenance and improvement program in conjunction with the
Summer Youth Employment Training Program since such compensation
is not authorized in law and would thereby be prohibited under
Section 3(a) of the Ethics Act. Lastly, the propriety of the
proposed conduct has only been addressed under the Ethics Act.
Mr. John T. Caldwell
June 28, 1938
Page 4
Pursuant to Section 7(9)(ii), this Advice is a complete
defense in any enforcement proceeding initiated by the
Commission, and evidence of good faith conduct in any other civil
or criminal proceeding, providing the requestor has disclosed
truthfully all the material facts and committed the acts
complained of in reliance on the Advice given.
such.
Th.i letter is a public record and will be made available as
Finally, if you disagree with this Advice or if you have any
reason to challenge same, you may request that the full
Comraission review this Advice. A personal appearance before the
Commission will be scheduled and a former Opinion from the
Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this
Advice pursuant to 51 Pa. Code 52.12.
Sincerely,
ci
Vincent . Dopko,
General Counsel