HomeMy WebLinkAbout88-552 BurketMs. Margaret Burket
537 Spruce Street
Roaring Spring, P A 16673
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PA 17120
TELEPHONE: (717) 783 -1610
April '.9, 1988
ADVICE OF COUNSEL
v-
88-552
Re: Si,Altaneous Service, Borough Councilmember and School District Employee
Dear P" '-s. aurket:
Th. responds to your letter of March 3, 1988, in which you requested
advice from the State Ethics Commission.
Issue: Whether the State Ethics Act imposes any prohibition or restriction
upon a membe;' of borough council from also serving or being employed as a
part -t employee by a school district.
Facts;: In your letter you state that you were hired by the Spring Cove School
District as a part -time cafeteria employee in February, 1988. Prior to that
time fiom 1945 to 1968 you worked for a company in Roaring Spring without
retirement benefits. Thereafter, you advise that you worked for SKF
Industries for 18 years for the benefits but that in 1985 all employees age 55
were asked to retire due to imports. After noting that you have worked for 40
years with only 18 years partial retirement, you advise that you accepted a
part -time position with the school district as a cafeteria emloyee. You note
that you are presently a member of the Roaring Spring Borough Council. You
con.:lude by requesting advice under the Ethics Act as to whether you may be
employed part -time by the school district given your membership on the Roaring
Spring Borough Council.
Discussion: As a councilmember for Roaring Spring Borough , you are a "public
official" as that term is aef;ned n the Ethics Act. See Rider, Order 490 -R;
65 P.S. §402; 51 Pa. Code §1.1. As such, your conduct is subject to the
provisions of the Ethics Act and the restrictions therein are applicable to
you.
iAs . Margaret Burket
April 19, 1988
Page 2
Section 3(') of he Ethics Act provides
Sect ir 3. Restricted activitie
(a) No public official or public emp loyee shall use his
public office or any confidential ;,formation received
throug! his holding public office to obtain financial gain
other than compensation provided by law i'or himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Section 3(a) basically provides that a public official may not use his
public office or confidential information to obtain a financial gain other
than compensation as provided for by law for himself or a member of his
immediate family or a business with which he is associated. Under this
provision, the Ethics Commission has determined that the use of office by a
public official to obtain a gain or benefit for himself or a member of his
immediate family or a business with which he is associated which is not
provided for in law constitutes a "financial gain other than compensation
provided for by law." These determinations have been appealed to the
Cc,mmonwealth Court of Pennsylvania which has affirmed the Orders of the
Commission. See McCutcheon v. State Ethics Commission, 77• Pa. Commw. 529
(.1983). See also Yocabet v. State Ethics Commission, Pa. Comm. , 531
A.2d 536 (1987). Thus, under this provision, a public official may not use
his public position to secure any financial gain for himself or a member of
his immediate family or a business with which he is associated unless it is
provided for by law. Domalakes Opinion, 85 -010.
As outlined above, there does not appear to be a real possibility of any
financial gain or inherent conflict arising if you were to serve both as a
public official with one governmental body and as part -time employee with the
school district, a separate governmental body. Basically, the Ethics Act does
not state that it is inherently incompatible for a public official to serve or
be employed as a part -time employee with the school district. The main
prohibition under the Ethics Act and Opinions of the Ethics Commission is that
one may not serve the interests of two persons, groups, or entities whose
interests may be adverse. See Alfano Opinion, 80 -007. In the situation
outlined above, you would not be serving entities with interests which are
adverse to each other.
Section 3(b) of the Ethics Act provides:
Section 3. Restricted activities.
(b) No person shall offer or give to a public official or
public employee or candidate for public office or a member
of his immediate family or a business with which he is
Ms. Margaret Burket
April 19, 1988
Page 3
associated, and no public official or public employee or
candidate for public office shall solicit or accept,
anything of value, including a gift, loan, political
contribution, reward, or promise of future employment
based on any understanding that the vote, official action,
or judgment of the public official or public employee or
candidate for public office would be influenced thereby.
65 F.S. 403(b).
Reference to Section 3(b) of the Ethics Act is made in order to provide a
complete response to your inquiry. Under Section 3(b) of the tthics Act cited
above, which must be observed, a public official must neither offer nor accept
anytMng of value on the understanding or with the intention that the public
off it:'al's judgment would be influenced thereby. It is assumed such a
sit :s„: ion does not exist here. Reference to this Section is added not to
indva`e that any such activity has been or will be undertaken but in an
effort to provide a complete response to your inquiry.
Section 3. Restricted activities.
(d) Other areas of possible conflict shall be addressed by
the commission pursuant to paragraph (9) of section 7.
65 P.S. 403(d).
However, under Section 3(d) of the Ethics Act, the State Ethics
C .,mission may address other areas of possible conflicts of interest. 65 P.S.
§403(d). The parameters of the types of activities encompassed by this
pr.1vision of law may generally be determined by reviewing the purpose and
in - :nt of the Ethics Act. The Ethics Act was promulgated in order to ensure
that the financial interests of public official do not conflict with the
public trust or create the appearance of a conflict with the public trust.
In the instant matter, since as borough councilmember you are associated
with one governmental body and as a part -time cafeteria employee with the
school district you are associated with a separate governmental body, it does
not appear that there is any adverse interest on your part in these two
positions and further it does not appear that there could be any use of public
of ice on your part to obtain financial gain other than compensation provided
b. law. Accordingly, you may, consistent with Section 3(a) of the Ethics
Act, simultaneously serve as a member of the borough council and be employed
as a part -time cafeteria employee with the Spring Cove School District.
However, under Section 3(d) of the Ethics Act, you should not participate in
any matter on borough council pertinent to the school district and you must
note your abstention of public record together with the reasons for your
abstention.
Ms. Margaret Burket
April 19, 1983
Page 4
Lastly, it must be noted that the propriety of your proposed conduct has
only been addressed under the Ethics Act; the applicability of any other
statute, code, ordinance, regulation or other code of conduct has not been
addressed in this advice.
Conclusion: As a councilmember for Roaring Spring Borough, you are a "public
official" subject to the provisions of the State Ethics Act. As a public
official, you may, consistent with Section 3(a) of the Ethics Act,
simultaneously serve in the positions of councilmember and part -time employee
of a school district. Under Section 3(d) of the Ethics Act, you should not
participate in any matter on borough council pertinent to the 'chool district
an you must note your abstention of public record together with the reasons
for your abstention.
Lastly, the propriety of the proposed course of conduct has only been
addressed under the Ethics Act.
Pursuant to Section 7 (9) (i i) , this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
cf in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, i f you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
Sincerely,
(y
Vincent J. Dopko,
General Counsel