HomeMy WebLinkAbout87-617 BeaverMr. Richard S. Beaver
Borough Manager
Borough of Johnsonburg
P.O. Box F
Johnsonburg, Elk County, PA 15845
Re: Simultaneous Service, Borough Manager /Secretary and Member of the Board
of Cable Television Company
Dear Mr. Beaver:
STATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 1 71 08 -1 470
TELEPHONE (717) 783 -1610
October 20, 1987
ADVICE OF COUNSEL
87 -617
This responds to your letter of September 17, 1987, in which you
requested advice from the State Ethics Commission.
Issue: You ask whether, as a borough manager /secretary, you may also serve as
or undertake activity as a member of the Board of Directors of a community
cable television company .
Facts: You are currently the Manage r /Secretary of the Borough of Johnsonburg.
You state that the borough has a community owned and operated cable television
company. Furthermore, everyone in the borough that has cable television
service pays an initial charge of $125.00 for becoming a stockholder in the
company, followed by the payment of a monthly fee. You state that since you
have the cable television in your home, you are the holder of a stock
certificate. You also note that the borough has issued an exclusive franchise
to this cable television company to operate on a contract basis in the borough
at no cost to the company. Lastly, you state that you have been asked to
serve on the Board of Directors of the cable television company for which you
would receive $65.00 per month for your services and ask whether your
acceptance of the offer would create a conflict of interest in light of your
position as borough manage r /secretary.
Mr. Richard S. Beaver
October 20, 1987
Page 2
Discussion: In your capacity as a borough manager /secretary, you are a
"public employee" as that term is defined in the State Ethics Act. See
Section 2, State Ethics Act, 65 P.S. 402. As a public employee, your conduct
must conform to the provisions of the State Ethics Act. The most pertinent
provision of the State Ethics Act is Section 3(a) which provides:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Under this provision, you may not use your public position to secure any
financial gain for the Johnsonburg Community Television Company. However, as
outlined above, there does not appear to be a real possibility of any
financial gain or inherent conflict arising if you were to serve both as a
public employee and as a member of the Board of Johnsonburg Community
Television Company.
Basically, the Ethics Act does not state that it is inherently
incompatible for you as a public employee to serve as a member of the Board of
Directors of the Johnsonburg Community Television Company. The main
prohibition under the Ethics Act and Opinions of the Ethics Commission is that
you may not serve the interests of two persons, groups, or entities whose
interests may be adverse. See Alfano, 80 -007. In the situation outlined
above, you would not be serving e t ties with interests which are adverse to
each other.
Section 3(b) of the Ethics Act provides:
Section 3. Restricted activities.
(b) No person shall offer or give to a public official or
public employee or candidate for public office or a member
of his immediate family or a business with which he is
associated, and no public official or public employee or
candidate for public office shall solicit or accept,
anything of value, including a gift, loan, political
contribution, reward, or promise of future employment
based on any understanding that the vote, official action,
or judgment of the public official or public employee or
candidate for public office would be influenced thereby.
65 P.S. 403(b).
Mr. Richard S. Beaver
October 20, 1987
Page 3
Finally. reference must be made to Section 3(b) of the Ethics Act in
order to provide a complete response to your inquiry. Under Section 3(b) of
the Ethics Act cited above, which you must observe, you must neither offer nor
accept anything of value on the understanding or with the intention that your
official judgment would be influenced thereby. Is is assumed that such a
situation does not exist here. Reference to this Section is added not to
indicate that any such activity has been or will be undertaken but in an
effort to provide a complete response to your inquiry.
Section 3(d) of the Ethics Act provides:
Section 3. Restricted activities.
(d) Other areas of possible conflict shall be addressed by
the commission pursuant to paragraph (9) of section 7.
65 P.S. 403(d).
The parameters of the activities encompassed by the above provision of
law generally are determined through the review and intent and purpose of the
Ethics Act. The Ethics Act was promulgated in order to insure the public that
the financial interest of their officials do not conflict with the public
trust. In this respect, you as borough manager /secretary must abstain from
participating in any matter relating to the Johnsonburg Community Television
Company. Your abstention should be publicly noted and the reason for such
abstention should also be noted.
Lastly, the State Ethics Commission has only addressed your question
under the State Ethics Act; it has not considered the applicability of any
other statute, code, regulation or any other code of conduct.
Conclusion: Under the circumstances outlined above, there is no inherent
prohibition under the Ethics Act for you to serve both as a public official
and /or employee and as Board of Directors of the Johnsonburg Community
Television Company. Accordingly, you may, consistent with the Ethics Act,
serve in these capacities simultaneously, subject to the restrictions as
outlined above.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Mr. Richard S. Beaver
October 20, 1987
Page 4
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
Sincerely,
4 Likto
Vincent J. Dopko
General Counsel