HomeMy WebLinkAbout87-615 LedewitzSTATE ETHICS COMMISSION
308 FINANCE BUILDING
P.O. BOX 11470
HARRISBURG, PA 17108 -1470
TELEPHONE (717) 783 -1610
October 14, 1987
ADVICE OF COUNSEL
Ms. Stefani Ledewitz
5528 Walnut Street 87 -615
Pittsburgh, PA 15232
Re: Simultaneous Service, Planning Commission Member and Architect
Dear Ms. Ledewitz:
This responds to your letter of August 11, 1987, in which you requested
advice from the State Ethics Commission.
Issue: You ask whether, as a planning commission member,
as or undertake activity as an architect in a firm that participates s
projects which receive funding from the Urban Redevelopment Authority.
Facts: You are currently a partner in the architectural firm of Quick
Ledewitz Architects which works with a number of private non - profit community
development organizations and private developers concerning community
improvement projects. Some projects are supported by the Urban Redevelopment
Authority, hereinafter URA or other public agencies through subsidies, loans
or grants.
You are also a member of the Pittsburgh City Planning Commission. You
state that the projects, in which you are involved as an architect, do not
necessarily come before the planning commission. You state that if such
projects would come before the planning commission, you would refrain from
participating in deliberations and abstain from voting. You further state
that the URA is separate from the planning commission and you are not involved
in any decision making of the URA.
Currently, ELDEVCO is a community development corporation in the East
Liberty neighborhood of Pittsburgh, which is interested in renovating the
Hiland Hotel building, an edifice which is an unoccupied four -floor
single -room hotel. The proposed renovation would convert the unoccupied hotel
into a professional office building with retail uses on the ground floor. You
Ms. Stefani Ledewitz
October 14, 1987
Page 2
state that it is hoped that the development would serve as a catalyst for
building improvements in the surrounding blocks. ELDEVCO has commissioned
your architectural firm to provide architectural services for the renovation
consisting of designing the improvements, preparing the construction documents
and administering the construction contract.
Although you note that the project has not come before the planning
commission, ELDEVCO has applied to URA for a "streetface" facade improvement
grant and low interest loans which would be funded by a community development
block grant money.
You also note that you anticipate that other situations similar to the
Hiland Hotel project might arise and, therefore, request advice as to whether
a conflict would exist between your membership on the planning commission and
your association with your architectural firm relative to participation in
projects that would receive funding from URA. You conclude by asserting that
HUD has determined that your participation does not constitute a conflict of
interest.
Discussion: In your capacity as a member of the Pittsburgh City Planning
Commission, you are to be considered a "public official" as that term is
defined in the State Ethics Act. See Section 2, State Ethics Act, 65 P.S.
402. As a public official, your conduct must conform to the provisions of the
State Ethics Act. The most pertinent provision of the State Ethics Act is
Section 3(a) of the Ethics Act as follows:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Of course, under this provision, you may not use your public position to
secure any financial gain or confidential information for the firm Of Quick
Ledewitz Architects. However, as outlined above, there does not appear to be
a real possibility cf any financial gain or inherent conflict arising if you
were to serve both as a public official and as an architect in the firm of
Quick Ledewitz Architects .
Basically, the Ethics Act does not state that it is inherently
incompatible for a public official to serve as an architect for a private
architectural firm. The main prohibition under the Ethics Act and Opinions of
the Ethics Commission is that you may not serve the interests of two persons,
groups, or entities whose interests may be adverse. See Alfano, 80 -007. In
the situation outlined above, you would not be serving entities with interests
which are adverse to each other.
Ms. Stefani Ledewitz
October 14, 1987
Page 3
For purposes of this advice, it is assumed that you have not used your
public position as a planning commission member or any confidential
information relative to the award of the contracts to Quick Ledewitz
Architects. Further, as a member of the planning commission, you may not
participate nor vote in any matter in which your private architectural firm
would have an interest. Thus, although there is no per se prohibition against
your simultaneous service, you must observe the restrictions as noted above.
Finally, Section 3(b) of the Ethics Act must be referenced in order to
provide a complete response to your inquiry. Under Section 3(b) of the Ethics
Act cited above, which you must observe, you must neither offer nor accept
anything of value on the understanding or with the intention that your
official judgment would be influenced thereby. It is assumed that such a
situation does not exist here. Reference is made to this Section not to
indicate that any such activity has been or will be undertaken but in an
effort to provide a complete response to your inquiry.
Lastly, it must be noted that the Ethics Commission may only address your
question within the purview of the Ethics Act. The Commission may not and
will not offer advice with respect to any duties or obligations that may be
imposed by other provisions of law, statutes, codes, ordinances, regulations,
or any other code of conduct.
Conclusion: Under the circumstances outlined above, there is no inherent
prohibition under the Ethics Act for you to serve both as a public official
and as an architect in the firm of Quick Ledewitz Architects. Accordingly,
you may, consistent with the Ethics Act, serve in these capacities
simultaneously, subject to the restrictions outlined above.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding,
disclosed truthfully all the material facts and committed ' the t acts e c c omplained s
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal
writing, to the Commission within 15 days of service of this Adviceepursuantn made,
to 51 Pa. Code 2.12.
Sincerely,
Vincent J. Dopko
General Counsel