HomeMy WebLinkAbout87-614 AllisonSTATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PA 17120
TELEPHONE: (717) 783 -1610
September 15, 1987
ADVICE OF COUNSEL
William T. Allison, Jr., Esquire
66 West Wheeling Street
Washington, PA 15301 -6916
Re: Conflict of Interest, Authority Member /Treasurer, Tax Sale Purchase of
Realty Subject to Authority Liens
87 - 614
Dear Mr. Allison:
This responds to your letter of September 2, 1987, wherein you requested
advice of the State Ethics Commission.
Issue: Whether the Ethics Act presents any prohibitions upon a municipal
authority, board member /treasurer from bidding upon property that is subject to
authority liens but which is being put up for sale by the county for unpaid
county taxes.
Facts: You advise that Mrs. Donna Fullem is an appointed member of the Canton
Township Sanitary Authority, hereinafter Authority, wherein she also serves in
the capacity as treasurer. There is a certain parcel of realty situated in
Canton Township, which property is being put up for sale by the Washington
County Tax Bureau for unpaid county taxes. The Authority has one or more
liens against the subject property; however, the property is not being
put
for sale because of the Authority liens. The county tax claim sale for the up
property is scheduled for September 28, 1987. You request advice as to
whether Mrs. Fullem, given her position as Authority member and treasurer, may
bid on the property and purchase same if she is the successful bidder.
Discussion: Initially, it must be noted that the Ethics Commission may only
address your question within the purview of the Ethics Act. The Commission
may not and will not offer advice with respect to any duties or obligations
that may be imposed by any other statute, ordinance, regulation, or code of
conduct other than the Ethics Act, such as, but not limited to the Real Estate
Tax Sale Law of 1947 or the Municipal Authorities Act of 1945.
William T. Allison, Jr., Esquire
September 15, 1987
Page 2
As an Authority member and treasurer, Mrs. Fullem is a public official as
that term is defined in the State Ethics Act. 65 P.S. §402. 51 Pa. Code
§1.1. As a public official, Mrs. Fullem is subject to the provisions of the
Ethics Act and the restrictions therein are applicable to her.
Section 3(a) of the Ethics Act provides:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
Within the above provision of law, no public official may use his position or
confidential information in order to obtain a financial gain for himself, his
spouse or dependent child or for a business with which he is associated.
Section 3(b) of the Ethics Act provides:
Section 3. Restricted activities.
(b) No person shall offer or give to a public official or
public employee or candidate for public office or a member
of his immediate family or a business with which he is
associated, and no public official or public employee or
candidate for public office shall solicit or accept,
anything of value, including a gift, loan, political
contribution, reward, or promise of future employment
based on any understanding that the vote, official action,
or judgment of the public official or public employee or
candidate for public office would be influenced thereby.
65 P.S. 403(b).
Section 3(b) of the Ethics Act also states that no person shall give to a
public official or employee nor shall any public official or emloyee accept
anything of value based on the understanding that the official's vote, action,
or judgment would be influenced thereby. See 65 P.S. 403(b). You must be
cognizant of this requirement and observe this provision of the Ethics Act.
Reference to this Section is made not to indicate that any violation or
potential violation exists but merely to provide a complete review of the
Sections of the Ethics Act which may be generally applicable to these
circumstances.
William T. Allison, Jr., Esquire
September 15, 1987
Page 3
In the instant situation, it does not appear that the bidding by Mrs.
Fullem as to the property in question, which is being put up for sale by the
Washington County for unpaid county taxes, would per se constitute a conflict
of interest. Although it is noted that the property is subject to certain
Authority liens, the property is being put up for sale for unpaid county taxes
but not because of the existing liens. Further, it is assumed that the
requisite advertising has occurred regarding the notice for the tax sale and,
further, that Mrs. Fullem will be in the same position as any other individual
who may bid on this property at the open and public proceeding. Under the
facts and circumstances as outlined above, you are advised that the Ethics Act
would not present a per se prohibition upon Mrs. Fullem bidding on the realty
in question at the tax sale. However, in the event that the Authority
transacts any business regarding the subject property during the pendency of
the tax sale, the bidding and th6 purchase of the property, Mrs. Fullem should
not be involved or participate in that particular matter.
Conclusion: As an Authority member and treasurer, Mrs. Fullem is a public
official subject to the provisions of the Ethics Act. The Ethics Act imposes
no per se prohibition upon Mrs. Fullem's bidding upon the subject realty which
has been put up for sale by Washington County for unpaid county taxes.
Lastly, her conduct should conform to the requirements of the Ethics Act as
outlined above.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
Sincerely,
Vincent J. Dopko
General Counsel