HomeMy WebLinkAbout87-538 WilsonThe Honorable Benjamin H. Wilson
Member, House of Representatives
300 West Street Road
Warminster, PA 18974
STATE ETHICS COMMISSION
308 FINANCE BUILDING
HARRISBURG, PA 17120
TELEPHONE: (717) 783 -1610
April 3, 1987
ADVICE OF COUNSEL
87 -538
Re: Legislator, Business Transaction With Another Member of the
General Assembly
Dear Representative Wilson:
This responds to your letter of March 18, 1987, wherein you requested the
advice of the State Ethics Commission.
Issue: Whether the State Ethics Act presents any prohibitions upon a member
of the General Assembly contracting with another member of the General
Assembly in relation to a private transaction.
Facts: You currently serve as an elected member of the Pennsylvania House of
Representatives. You have requested the advice of the State Ethics Commission
in relation to the issue of whether there would be any prohibited conflict of
interest when one member of the General Assembly, as an officer or owner or
holder of stock exceeding 5% of the market value of a business, enters into a
contract with another member of the General Assembly. As an example, you
indicate that one member of the General Assembly may seek to sell another
member of the General Assembly real estate for their own private personal use.
You advise that such a transaction would not be between the member and a
governmental agency, but rather on an individual basis.
Discussion: As an elected member of the General Assembly, you are a public
official and therefore subject to the requirements of the State Ethics Act.
65 P.S. §402; Cessar, 82 -002.
The Ethics Act provides as follows:
Section 3. Restricted activities.
(a) No public official or public employee shall use his
public office or any confidential information received
through his holding public office to obtain financial gain
other than compensation provided by law for himself, a
member of his immediate family, or a business with which
he is associated. 65 P.S. 403(a).
The Honorable Benjamin H. Wilson
April 3, 1987
Page 2
The above provision of law, would be applicable in situations where a public
official attempts to use his public position or confidential information
obtained therein, in order to obtain a financial gain for himself or a member
of his immediate family. In the instant situation, your request indicates
that the business transactions between the two members of the General Assembly
would be on a private basis. The member of General Assembly would not be
contracting with any governmental entity and no public funds would be involved
in the situation. Neither public official would be called upon to perform any
official action in relation to their business transactions. In light of the
foregoing, it does not appear that the Ethics Act would be implicated to any
extent. This Commission in the past has indicated that members of the General
Assembly would be permitted, within the purview of the Ethics Act, to enter
into computer purchase contracts with other members of the General Assembly
without implicating the provisions of the State Ethics Act. Taddonio, 79 -069.
Similarly, prior Commission advices also indicate, that a member of the
General Assembly may enter into a private business association with a member
of the Representative's or Senator's staff. See Mellow, 84 -525. In light of
the fact that no official functions are involved, that no confidential
information obtained in the public official's position is at question and that
no public funds or other official responsibilities, duties or actions are
involved, the Ethics Act would present no prohibition upon such private
business transactions. Of course, this Commission is authorized to address
other areas of possible conflicts of interests. 65 P.S. §403(d). In the
event that you believe, any other factors would create such a question as to a
conflict of interest you are welcome to seek the further advice of this
Commission.
Conclusion: The State Ethics Act presents no prohibition upon a member of the
General Assembly transacting private business with another member of the
General Assembly that involves no public duties, responsibilities, activities,
or funds.
Pursuant to Section 7(9)(ii), this Advice is a complete defense in any
enforcement proceeding initiated by the Commission, and evidence of good faith
conduct in any other civil or criminal proceeding, providing the requestor has
disclosed truthfully all the material facts and committed the acts complained
of in reliance on the Advice given.
This letter is a public record and will be made available as such.
The Honorable Benjamin H. Wilson
April 3, 1987
Page 3
Finally, if you disagree with this Advice or if you have any reason to
challenge same, you may request that the full Commission review this Advice. A
personal appearance before the Commission will be scheduled and a formal
Opinion from the Commission will be issued. Any such appeal must be made, in
writing, to the Commission within 15 days of service of this Advice pursuant
to 51 Pa. Code 2.12.
Si ricer
John . Contino
Act ng General Counsel